Prosecution Insights
Last updated: April 19, 2026
Application No. 18/279,118

DIAPHRAGM FOR A BREAST PUMP AND A BREAST PUMP HAVING THE DIAPHRAGM

Non-Final OA §102§103§112
Filed
Aug 28, 2023
Examiner
SMALE, AVERY E
Art Unit
3783
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Koninklijke Philips N V
OA Round
1 (Non-Final)
73%
Grant Probability
Favorable
1-2
OA Rounds
3y 5m
To Grant
94%
With Interview

Examiner Intelligence

Grants 73% — above average
73%
Career Allow Rate
136 granted / 187 resolved
+2.7% vs TC avg
Strong +22% interview lift
Without
With
+21.5%
Interview Lift
resolved cases with interview
Typical timeline
3y 5m
Avg Prosecution
64 currently pending
Career history
251
Total Applications
across all art units

Statute-Specific Performance

§101
0.3%
-39.7% vs TC avg
§103
45.7%
+5.7% vs TC avg
§102
26.6%
-13.4% vs TC avg
§112
24.8%
-15.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 187 resolved cases

Office Action

§102 §103 §112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Objections Claims 1, 5-7, and 10-12 are objected to because of the following informalities: -Claim 1, line 5: please correct “the center” to “a center” -Claim 5, line 2: please correct “the first side to “a first side” -Claim 5, line 2: please correct “of cavity” to “of the cavity” -Claim 6, lines 1-2: please correct “the shape” to “a shape” -Claim 6, line 2: please correct “the closed path” to “a closed path” -Claim 6, line 3: please correct “the bottom” to “a bottom” -Claim 6, line 3: please correct “the top” to “a top” -Claim 7, line 3: please correct “the back” to “a back” -Claim 10, line 3: please correct “them” to “the cover and the diaphragm” -Claim 10, line 4: please correct “and diaphragm” to “and the diaphragm” -Claim 11, lines 1-2: please correct “a top and bottom parts” to “a top part and a bottom part” -Claim 12, lines 1-2: please correct “the ends of the first and side flow paths at the open end of the cavity” to “an end of the first side flow path at the open end of the cavity and an end of the second side flow path at the open end of the cavity” -Claim 12, line 2: please correct “the area” to “an area” Appropriate correction is required. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 1-15 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Claim 1 recites the limitation “A diaphragm for a breast pump formed of a flexible membrane”. It is unclear whether this limitation should be interpreted as the diaphragm being formed of a flexible membrane or the breast pump being formed of a flexible membrane. For examination purposes, the Examiner interprets “A diaphragm for a breast pump formed of a flexible membrane” as “A diaphragm for a breast pump, the diaphragm formed of a flexible membrane” Claims 2-15 are rejected by virtue of their dependency on rejected claim 1. Regarding claim 6, the phrase "for example" renders the claim indefinite because it is unclear whether the limitation(s) following the phrase are part of the claimed invention. See MPEP § 2173.05(d). For examination purposes, the Examiner interprets “for example with a greater radius of curvature at the bottom than at the top” as not being a required part of the claimed invention. Regarding claim 7, the phrase "for example" renders the claim indefinite because it is unclear whether the limitation(s) following the phrase are part of the claimed invention. See MPEP § 2173.05(d). For examination purposes, the Examiner interprets “for example wherein the flexible membrane has a hinge point at the back of the ridge” as not being a required part of the claimed invention. Claim 15 recites the limitation "the container opening" in line 2. There is insufficient antecedent basis for this limitation in the claim. For examination purposes, the Examiner interprets “the container opening” as “an opening of the milk collection container”. Claim 15 recites the limitation "the valve closure element" in line 3. There is insufficient antecedent basis for this limitation in the claim. For examination purposes, the Examiner interprets “the valve closure element” as “a valve closure element of the diaphragm”. Claim 15 recites the limitation "the lid" in line 4. There is insufficient antecedent basis for this limitation in the claim. For examination purposes, the Examiner interprets “the lid” as “a lid of the diaphragm”. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1-6 and 10-14 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Alvarez et al. (US 2017/0136161 A1, hereinafter referred to as “Alvarez ‘161”). Regarding claim 1, Alvarez ‘161 discloses a diaphragm (expandable membrane 1300, see Figs. 13A-C) for a breast pump (see par. [0088]), the diaphragm (expandable membrane 1300) formed of a flexible membrane (see par. [0087]-[0088]), and comprising: a cavity (cavity of expandable membrane 1300, see Figs. 13A-C) having an open end (end of cavity of expandable membrane 1300 at flange 1360) for receiving a nipple of a user and a closed end (end of cavity of expandable membrane 1300 at apex 1310) (see Figs. 13A-C, par. [0087]-[0088]), wherein the cavity (cavity of expandable membrane 1300) comprises a ridge (one of valleys 1315) which extends from a base of the cavity (cavity of expandable membrane 1300) towards the center of the cavity (cavity of expandable membrane 1300) (see Figs. 13A-C, par. [0087]-[0088]); a first side flow path to a first side of the ridge (one of valleys 1315) sloping downwardly in use from the closed end (end of cavity of expandable membrane 1300 at apex 1310) to the open end (end of cavity of expandable membrane 1300 at flange 1360) (see Figs. 13A-C, par. [0087]-[0088], see first annotated Fig. 13A below, pleats 1305 form flow paths on opposite sides of valleys 1315 which at least partially slope downward); and a second side flow path to an opposite second side of the ridge (one of valleys 1315) extending downwardly in use from the closed end (end of cavity of expandable membrane 1300 at apex 1310) to the open end (end of cavity of expandable membrane 1300 at flange 1360) (see Figs. 13A-C, par. [0087]-[0088], see first annotated Fig. 13A below, pleats 1305 form flow paths on opposite sides of valleys 1315 which at least partially slope downward). PNG media_image1.png 342 495 media_image1.png Greyscale First annotated Fig. 13A Regarding claim 2, Alvarez ‘161 discloses the diaphragm of claim 1, further comprising a connecting portion (portion of expandable membrane 1300 directly connected between flange 1360 and housing 1355, see Fig. 13C, par. [0088]) for connecting the diaphragm (expandable membrane 1300) to a breast shield (flange 1360) and/or a vacuum cover (housing 1355) of the breast pump (see Figs. 13C, par. [0087]-[0088]). Regarding claim 3, Alvarez ‘161 discloses the diaphragm of claim 1, comprising a milk flow passage (drain port 1320) at a bottom part of the open end (end of cavity of expandable membrane 1300 at flange 1360) of the cavity (cavity of expandable membrane 1300) and a connector (top portion of expandable membrane 1300 directly connected to flange 1360) at a top part of the open end (end of cavity of expandable membrane 1300 at flange 1360) for connecting to a breast shield (flange 1360) (see Figs. 13A-C, par. [0087]-[0088]). Regarding claim 4, Alvarez ‘161 discloses the diaphragm of claim 1, wherein the ridge (one of valleys 1315) extends from the open end (end of cavity of expandable membrane 1300 at flange 1360) to the closed end (end of cavity of expandable membrane 1300 at apex 1310) (see Figs. 13A-C, par. [0087]-[0088], see first annotated Fig. 13A above). Regarding claim 5, Alvarez ‘161 discloses the diaphragm of claim 1, further comprising a second ridge (another of valleys 1315) which extends from the first side of cavity towards the center of the cavity (cavity of expandable membrane 1300), and a third ridge (a third of valleys 1315) which extends from a second side of the cavity (cavity of expandable membrane 1300) towards the center of the cavity (see Figs. 13A-C, par. [0087]-[0088], see second annotated Fig. 13A below). PNG media_image2.png 408 466 media_image2.png Greyscale Second annotated Fig. 13A Regarding claim 6, Alvarez ‘161 discloses the diaphragm of claim 1, wherein the shape formed by the closed path around the open end (end of cavity of expandable membrane 1300 at flange 1360) of the cavity (cavity of expandable membrane 1300) is non-rotationally symmetric, for example with a greater radius of curvature at the bottom than at the top (see Figs. 13A-C, expandable membrane 1300 is slanted as shown in Fig. 13C and the bottom pleat is longest as shown in Fig. 13B such that expandable membrane 1300 is non-rotationally symmetric). Regarding claim 10, Alvarez ‘161 discloses a breast pump see Figs. 13A-C, par. [0087]-[0088]) comprising: the diaphragm (expandable membrane 1300) of claim 1 (see Figs. 13A-C, claim 1 rejection above); a cover (reservoir 1365) over the diaphragm (expandable membrane 1300) to define a sealed space between them (see Figs. 13A-C, par. [0088]); a breast shield (flange 1360 and housing 1355) to which the cover (reservoir 1365) and diaphragm (expandable membrane 1300) are coupled (see Figs. 13A-C, par. [0088]); a pressure source (pump, pump mechanisms, or actuatable mechanisms coupled via outlet 1370 and tube, see par. [0088]) for delivering a variable pressure to the sealed space (see par. [0088]); and a milk collection container (collection vessel, see par. [0087]). Regarding claim 11, Alvarez ‘161 discloses the breast pump of claim 10, wherein the open end (end of cavity of expandable membrane 1300 at flange 1360) of the cavity (cavity of expandable membrane 1300) has a top and bottom parts which connect to the breast shield (flange 1360 and housing 1355) (see Fig. 13C), wherein the top part is set further back from the closed end (end of cavity of expandable membrane 1300 at apex 1310) in a direction parallel to a central axis of the diaphragm (expandable membrane 1300) than the bottom part (see Figs. 13A-C). Regarding claim 12, Alvarez ‘161 discloses the breast pump of claim 10, wherein the ends of the first and side flow paths at the open end (end of cavity of expandable membrane 1300 at flange 1360) of the cavity (cavity of expandable membrane 1300) are positioned outside the area of an opening (right opening of flange 1360 in Fig. 13C) in the breast shield (flange 1360 and housing 1355) (see Fig. 13C). Regarding claim 13, Alvarez ‘161 discloses the breast pump of claim 10, wherein the diaphragm (expandable membrane 1300) has external ribs (see Fig. 13B, the exterior surfaces of pleats 1305 are external ribs) (see Figs. 13B-C, par. [0087]-[0088]). Regarding claim 14, Alvarez ‘161 discloses the breast pump of claim 10, wherein the breast shield (flange 1360 and housing 1355) comprises a valve seat (opening of housing 1355 for receiving drain port 1320) for supporting a valve closure element of the diaphragm (expandable membrane 1300) to form a valve (see Fig. 13C, par. [0087]-[0088], note: “for supporting a valve closure element of the diaphragm to form a valve” is a functional limitation such that a valve closure element and a valve are not required by the claim. Housing 1355 includes an opening which supports a drain port 1320. As shown in Fig. 3B with drain port 265 containing a one-way valve 280, drain port 1320 could similarly have a valve closure element, see par. [0063]-[0064]). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim 7 is rejected under 35 U.S.C. 103 as being unpatentable over Alvarez et al. (US 2017/0136161 A1, hereinafter referred to as “Alvarez ‘161”), as applied to claim 1 above, in view of Alvarez et al. (US 2018/0078687 A1, hereinafter referred to as “Alvarez ‘687”). Regarding claim 7, Alvarez ‘161 discloses the diaphragm of claim 1. However, Alvarez ‘161 fails to expressly state wherein the flexible membrane has a non-uniform thickness with locally thinner regions to define hinge points, for example wherein the flexible membrane has a hinge point at the back of the ridge. Alvarez ‘687 teaches a diaphragm (expandable membrane 305) has a non-uniform thickness (see par. [0040]) with locally thinner regions (thinner flanking portions 354) to define hinge points (see Fig. 3A, par. [0040] and [0044]). Therefore, it would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention to modify the diaphragm of Alvarez ‘161 to include wherein the flexible membrane has a non-uniform thickness with locally thinner regions to define hinge points, as taught by Alvarez ‘687, in order to aid in the movement of the diaphragm to create negative pressure and enable the movement of the diaphragm to better correspond to the movement of an infant’s mouth during nursing (see Alvarez ‘687 par. [0040] and [0044]). Claims 8-9 and 15 are rejected under 35 U.S.C. 103 as being unpatentable over Alvarez et al. (US 2017/0136161 A1, hereinafter referred to as “Alvarez ‘161”), as applied to claims 2 and 10 above. Regarding claim 8, Alvarez ‘161 discloses the diaphragm of claim 2 in the embodiment of Figs. 13A-C. However, Alvarez ‘161, in the embodiment of Figs. 13A-C, fails to expressly state a valve closure element for forming part of a valve, the valve closure element extending from a bottom edge of the open end. Alvarez ’161 teaches another embodiment of a diaphragm (expandable membrane 245a, see Fig. 3B) comprising a valve closure element (one-way valve 280) for forming part of a valve (see par. [0063]-[0064], the valve closure element (one-way valve 280) extending from a bottom edge of the open end (end of cavity of expandable membrane 245a at flange 236) (see Fig. 3B, par. [0063]-[0064]). Therefore, it would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention to modify the diaphragm of the embodiment of Figs. 13A-C of Alvarez ‘161 to include a valve closure element within the opening of the drain port 1320 to form a part of a valve and extending from a bottom edge of the open end, as taught by the embodiment of Fig. 3B of Alvarez ‘3B, in order to provide the passage of milk while maintaining vacuum pressure in the cavity (see Alvarez ‘161 par. [0063]-[0064]). Regarding claim 9, modified Alvarez ‘161 teaches the diaphragm of claim 8 substantially as claimed. Modified Alvarez ‘161 further teaches wherein the valve closure element (one-way valve 280, see previous modifications in rejection of claim 8 above to include the one-way valve 280 of Fig. 3B within the drain port 1320 of Figs. 13A-C) is for controlling a flow path to a milk container (collection vessel, see par. [0087], see first annotated Fig. 3C below) through a first part of a container opening and the diaphragm (expandable membrane 1300) further comprises a lid (outwardly extending ridge of drain port 1320) for sealing a second part of the container opening (see Figs. 13A-C, par. [0087]-[0088], see previous modifications in rejection of claim 8 above, see first annotated Fig. 13C below). PNG media_image3.png 583 588 media_image3.png Greyscale First annotated Fig. 13C Regarding claim 15, Alvarez ‘161 discloses the breast pump of claim 10, wherein the breast shield (flange 1360 and housing 1355) defines a rim (see second annotated Fig. 13C below) for engaging with an opening of the milk collection container (collection vessel, see par. [0087]), with a rim opening (see second annotated Fig. 13C below) formed internally of the rim (see second annotated Fig. 13C below), wherein the diaphragm (expandable membrane 1300) is for passing through the rim opening (see annotated Fig. 13C below) during fitting of the diaphragm (expandable membrane 1300) to the breast shield (flange 1360 and housing 1355) and a lid (see annotated Fig. 13C below) of the diaphragm (expandable membrane 1300) is for closing the rim opening (see annotated Fig. 13C below) after fitting of the diaphragm (expandable membrane 1300) to the breast shield (flange 1360 and housing 1355). However, Alvarez ‘161, in the embodiment of Figs. 13A-C, fails to expressly state wherein a valve closure element of the diaphragm is for passing through the rim opening during fitting of the diaphragm to the breast shield. Alvarez ’161 teaches another embodiment of a diaphragm (expandable membrane 245a, see Fig. 3B) of a breast pump (Fig. 3B) comprising a valve closure element (one-way valve 280) within a drain port (drain port 265) of the diaphragm (expandable membrane 245a) (see Fig. 3B, par. [0063]-[0064]). Therefore, it would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention to modify the diaphragm of the breast pump of the embodiment of Figs. 13A-C of Alvarez ‘161 to include a valve closure element within the drain port 1320, as taught by the embodiment of Fig. 3B of Alvarez ‘3B, in order to provide the passage of milk while maintaining vacuum pressure in the cavity (see Alvarez ‘161 par. [0063]-[0064]). With a valve within the drain port 1320 as shown in the second annotated Fig. 3C below, this modification thus further teaches the valve closure element (valve within drain port 1320, see second annotated Fig. 3C below) of the diaphragm (expandable membrane 1300) is for passing through the rim opening (see second annotated Fig. 13C below) during fitting of the diaphragm (expandable membrane 1300) to the breast shield (flange 1360 and housing 1355). PNG media_image4.png 555 614 media_image4.png Greyscale Second annotated Fig. 13C Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to AVERY SMALE whose telephone number is (571)270-7172. The examiner can normally be reached Mon.-Fri. 8-4 ET. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Kevin Sirmons can be reached at (571) 272-4965. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /AVERY SMALE/Examiner, Art Unit 3783 /KAMI A BOSWORTH/Primary Examiner, Art Unit 3783
Read full office action

Prosecution Timeline

Aug 28, 2023
Application Filed
Feb 25, 2026
Non-Final Rejection — §102, §103, §112 (current)

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Prosecution Projections

1-2
Expected OA Rounds
73%
Grant Probability
94%
With Interview (+21.5%)
3y 5m
Median Time to Grant
Low
PTA Risk
Based on 187 resolved cases by this examiner. Grant probability derived from career allow rate.

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