Prosecution Insights
Last updated: August 16, 2026
Application No. 18/279,290

INDOLE DERIVATIVES AS SEROTONERGIC AGENTS USEFUL FOR THE TREATMENT OF DISORDERS RELATED THERETO

Final Rejection §112
Filed
Aug 29, 2023
Priority
Mar 02, 2021 — provisional 63/155,634 +1 more
Examiner
AULAKH, CHARANJIT
Art Unit
1621
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
Mindset Pharma Inc.
OA Round
2 (Final)
81%
Grant Probability
Favorable
3-4
OA Rounds
0m
Est. Remaining
66%
With Interview

Examiner Intelligence

Grants 81% — above average
81%
Career Allowance Rate
1430 granted / 1769 resolved
+20.8% vs TC avg
Minimal -15% lift
Without
With
+-15.2%
Interview Lift
resolved cases with interview
Fast prosecutor
2y 0m
Avg Prosecution
51 currently pending
Career history
1810
Total Applications
across all art units

Statute-Specific Performance

§101
3.4%
-36.6% vs TC avg
§103
14.9%
-25.1% vs TC avg
§102
20.5%
-19.5% vs TC avg
§112
43.5%
+3.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1769 resolved cases

Office Action

§112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . According to paper filed on June 2, 2026, the applicants have canceled claims 4-5 and furthermore, have amended claims 1-3, 26 and 32. Claims 1-3, 6-7, 20-24, 26, 28-29, 32, 35 and 40-42 are pending in the application. Claim 42 is withdrawn from further consideration as being directed to non-elected species. Information Disclosure Statement In the IDS filed on June 1, 2026, one reference was lined through since the date of publication was missing. Response to Arguments Applicant's arguments filed June 2, 2026 have been fully considered but they are not persuasive regarding enablement rejection of claims 1-3, 6-7, 20-24, 26, 28-29, 32, 35, 40 and 41 for solvates and prodrugs, enablement rejection of claims 28, 32 and 35 for treating various diseases and indefiniteness rejection of claim 32. The examiner agrees with applicant’s arguments on pages 14-16 regarding prior art rejections since the elected species was not disclosed in priority documents 63/026,939 and 63/114,738. Therefore, the cited two references do not constitute prior art references. However, it is of note that the elected species is claimed in claim 50 of the cited patent 11,242,318. Therefore, once all other issues are resolved, an interference will be declared against claim 50 of U.S. Patent 11,242,318. Regarding solvates and prodrugs, the examiner does not agree with applicant’s arguments on pages 9-10 that the specification is enabling for preparing every known solvate and prodrug of the instant compounds of claim 1. The applicant’s attention is drawn to paragraph [0050] of the specification which teaches that molecules of a suitable solvent are incorporated in the crystal lattice. Therefore, specific solvents used, antisolvents used, specific temperatures used to prepare specific solvates and their characterization using various techniques such as XRPD are critical. There is no teaching in the specification for preparing any specific solvate and prodrug. The examiner also does not agree with applicant’s arguments on pages 11-12 regarding enablement rejection of claims 28, 32 and 35 for treating various diseases by the instant compounds. The applicants have not provided any NPL documents showing well established utility of 5-HT2A receptor agonists for treating all the disease conditions listed in instant claims 28, 32 and 35. Regarding indefiniteness rejection of claim 32, the examiner does not agree with the applicant’s arguments on pages 13-14 that claim is definite. It was clearly stated in the last office action that a broader limitation followed by a narrow limitation in the same claim renders it indefinite. Conclusion The enablement rejection of claims 1-3, 6-7, 20-24, 26, 28-29, 32, 35, 40 and 41 under 35 U.S.C. 112, 1st paragraph for solvates and prodrugs is maintained. The enablement rejection of claims 28, 32 and 35under 35 U.S.C. 112, 1st paragraph for treating various diseases is maintained. The indefiniteness rejection of claim 32 under 35 U.S.C. 112, 2nd paragraph is maintained. THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to CHARANJIT AULAKH whose telephone number is (571)272-0678. The examiner can normally be reached Monday-Friday 7:00-3:30. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Clinton A Brooks can be reached at 571-270-7682. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /CHARANJIT AULAKH/ Primary Examiner, Art Unit 1621
Read full office action

Prosecution Timeline

Aug 29, 2023
Application Filed
Mar 02, 2026
Non-Final Rejection mailed — §112
Jun 02, 2026
Response Filed
Jul 01, 2026
Final Rejection mailed — §112 (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
81%
Grant Probability
66%
With Interview (-15.2%)
2y 0m (~0m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 1769 resolved cases by this examiner. Grant probability derived from career allowance rate.

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