Prosecution Insights
Last updated: May 04, 2026
Application No. 18/280,091

TECHNIQUES FOR CONFIGURING RECONFIGURABLE INTELLIGENT SURFACES SERVING FULL-DUPLEX NODES

Final Rejection §103
Filed
Sep 01, 2023
Priority
May 11, 2021 — nonprovisional of PCTCN2021093074
Examiner
KIM, SUN JONG
Art Unit
2469
Tech Center
2400 — Computer Networks
Assignee
Qualcomm Incorporated
OA Round
2 (Final)
79%
Grant Probability
Favorable
3-4
OA Rounds
0m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 79% — above average
79%
Career Allowance Rate
212 granted / 269 resolved
+20.8% vs TC avg
Strong +34% interview lift
Without
With
+34.4%
Interview Lift
resolved cases with interview
Typical timeline
2y 8m
Avg Prosecution
44 currently pending
Career history
313
Total Applications
across all art units

Statute-Specific Performance

§101
1.3%
-38.7% vs TC avg
§103
57.2%
+17.2% vs TC avg
§102
10.7%
-29.3% vs TC avg
§112
25.7%
-14.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 269 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Information Disclosure Statement The information disclosure statement (IDS) was submitted on 09/01/2023. The submission is in compliance with the provisions of 37 CFR 1.97. Accordingly, the information disclosure statements are being considered by the examiner. Claim Objections Claims 6-7 are objected to because of the following informality: Claim 6 recites, “perform beam training.” (last line). It is suggested to replace it with “perform the beam training.” for more clarity. Claim 7 recites, “beam or the DL beam based on the UL beam.” (last line). It is suggested to replace it with “beam, or the DL beam based on the UL beam.” for more clarity. Appropriate correction is required. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries set forth in Graham v. John Deere Co., 383 U.S. 1, 148 USPQ 459 (1966), that are applied for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claims 1, 5-6, 8-10, 21 and 24-25 are rejected under 35 U.S.C. 103 as being unpatentable over Haija et al (US Publication No. 2022/0014935 A1) in view of You et al (US Publication No. 2021/0160861 A1). Regarding claim 1, Haija discloses, a method of wireless communication for a first network node [FIGS. 7-8; their related descriptions; ¶0148, a method of wireless communication for BS 702], comprising: determining to communicate with a second network node via a reconfigurable intelligent surface (RIS) system using . . . communications [FIG. 7; its related descriptions; ¶0148, the base station 702 (i.e., first network node) sends 710 configuration information to the RIS 704, the configuration information notifies the RIS 704 that the base station 702 will be transmitting a reference signal, in this example CSI-RS, in the direction of the RIS 704 that the RIS 704 (i.e., RIS system) will redirect to the UE 706 (i.e., second network node); note that the BS 702 sending the configuration information to the RIS 704 requires determining to communicate with the UE 706 via the RIS 704 beforehand]; and transmitting, to an RIS controller of the RIS system, an indication that the first network node will communicate with the second network node using the . . . communications [FIG. 7; its related descriptions; ¶0148, the base station 702 (i.e., first network node) sends 710 configuration information to the RIS 704, the configuration information notifies the RIS 704 that the base station 702 will be transmitting a reference signal, in this example CSI-RS, in the direction of the RIS 704 that the RIS 704 (i.e., RIS system) will redirect to the UE 706 (i.e., second network node); note that the configuration information transmitted to the RIS 704 from the BS 702 is used as an indication that the BS 702 will communicate with the UE 706]. Although Haija discloses, “determining to communicate with a second network node via a reconfigurable intelligent surface (RIS) system; and transmitting, to an RIS controller of the RIS system, an indication that the first network node will communicate with the second network node” as set forth above, Haija does not explicitly disclose (see, italicized and bold limitations), the communications among the first network node, the RIS system, and the second network node are modified to be “a full-duplex communications”. However, You discloses, communicate with a second network node via a relay node using full-duplex communications [¶0150, DgNB communicates with UE via a relay node using full-duplex operation]. It is noted that the above-mentioned feature is a known technique in the field Applicant's endeavor, e.g., telecommunication art. It would have been obvious to one having ordinary skill in the art before the effective filing date to combine the system of Haija with "the above-mentioned known feature(s)" taught by You to reach the claimed invention as set forth above. Since one having ordinary skill in the art could have recognized that applying the known technique taught by You into the system of Haija would have yield predictable results and/or resulted in the improved system, such as e.g., ensure to reduces latency and improve or boost resource utilization, such a modification (or application) would have involved the mere application of a known technique to a piece of prior art ready for improvement," the claim is unpatentable under 35 U.S.C. 103(a). Ex Parte Smith, 83 USPQ.2d 1509, 1518-19 (BPAI, 2007) (citing KSR v. Teleflex, 127 S.Ct. 1727, 1740, 82 USPQ2d 1385, 1396 (2007)). Regarding claim 5, Haija in view of You discloses, the method of claim 1 as set forth above. Haija discloses, performing beam training with the RIS system to configure uplink (UL) beams and downlink (DL) beams separately [¶0109-0110, beamforming with the RIS to configure in UL and DL reference signals; further see FIG. 7, CSI-RS training/DL beams and FIG. 8, SRS training/UL beams which are performed in a separate manner]. Regarding claim 6, Haija in view of You discloses, the method of claim 5 as set forth above. Haija discloses, wherein performing the beam training comprises: implementing a number of UL reference signals (RSs) [FIG. 8; its related descriptions; ¶0178, three separate transmissions of SRSs] equal to a number of DL RSs [FIG. 7; its related descriptions; ¶0157, three separate transmissions of CSI-RSs] to perform beam training. Regarding claim 8, Haija in view of You discloses, the method of claim 1 as set forth above. Haija discloses, transmitting, to the RIS controller, a request for a self-channel estimation [¶0099, Selection of the frequency components to be used in the channel estimation may be carried out at a base station, or more generally elsewhere within the network, by sending commands to a controller of the RIS. For example, the base station or network may provide the RIS controller with information pertaining to frequencies of reference signals that may be used for channel estimation, the AoA at the RIS from a base station transmitting the signal based on positional information between the base station and RIS, a desired AoD from the RIS (to the UE); note that the AoA at the RIS from the BS or the AoD from the RIS (to the UE) is considered as the claimed self channel estimation1]. Regarding claim 9, Haija in view of You discloses, the method of claim 8 as set forth above. Haija discloses, wherein the self-channel estimation is based on a positioning of the first network node and a location of an RIS surface of the RIS system [¶0099, Selection of the frequency components to be used in the channel estimation may be carried out at a base station, or more generally elsewhere within the network, by sending commands to a controller of the RIS. For example, the base station or network may provide the RIS controller with information pertaining to frequencies of reference signals that may be used for channel estimation, the AoA at the RIS from a base station transmitting the signal based on positional information between the base station and RIS, a desired AoD from the RIS (to the UE); note that the AoA at the RIS from the BS or the AoD from the RIS (to the UE) is considered as the claimed self channel estimation; further see ¶0110, in UL, the AoD from the RIS to the base station is known given the RIS and base station locations]. Regarding claim 10, Haija in view of You discloses, the method of claim 8 as set forth above. Haija discloses, transmitting, to the RIS system, a reference signal (RS) [FIG. 7; its related descriptions; ¶0157, the BS 702 sends, to the RIS 704, CSI-RS 720, and the RIS 704 redirects the CSI-RS 720 to the UE 706]; receiving, from the RIS system, a reflection matrix in response to the RS being reflected by the RIS system [FIG. 7; its related descriptions; ¶0158, the BS 702 receives, from the RIS 704, reflected feedback information in response to the CSI-RS being reflected by the RIS 704]; and configuring a channel based on the reflection matrix [FIG. 7; its related descriptions; ¶0163-0164, the BS 702 performs channel estimation based on the reflected feedback information]. Regarding claim 21, Haija discloses, a first network node [FIGS. 7-8; their related descriptions; ¶0148, BS 702], comprising: a memory storing instructions [FIG. 3; its related descriptions; ¶0075-0076, memory 258 storing instructions; note that every base station has at least one memory]; and one or more processors coupled with the memory and configured to [FIG. 3; its related descriptions; ¶0075-0076, processing unit 250 coupled to the memory; note that every base station has at least one processor]. Since claim 21 recites similar features to claim 1 without additional features, claim 21 is rejected at least based on a similar rationale applied to claim 1. Regarding claim 24, claim 24 is rejected at least based on a similar rationale applied to claim 5. Regarding claim 25, claim 25 is rejected at least based on a similar rationale applied to claim 8. Claims 2 and 22 are rejected under 35 U.S.C. 103 as being unpatentable over Haija et al (US Publication No. 2022/0014935 A1) in view of You et al (US Publication No. 2021/0160861 A1) and further in view of Kusashima et al (US Publication No. 2022/0232481 A1)2. Regarding claim 2, Haija in view of You discloses, the method of claim 1 as set forth above. Haija in view of You does not explicitly disclose (see, italicized limitations), but Kusashima discloses, transmitting, to the RIS controller, a second indication indicating the full-duplex communications are one of in-band full-duplex communications [¶0299, the parent node indicates resources regarding in-band full duplex by using a slot format indicator. When the slot format indicator indicates the resources regarding in-band full duplex, the child node adjusts transmission power]. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to provide the above-mentioned feature(s) as taught by Kusashima in the system of Haija in view of You in order to cause the system to be able to use in-band full duplex mode for improving the frequency utilization efficiency [e.g., ¶0002 of Kusashima]. Regarding claim 22, claim 22 is rejected at least based on a similar rationale applied to claim 2. Claims 3-4 and 23 are rejected under 35 U.S.C. 103 as being unpatentable over Haija et al (US Publication No. 2022/0014935 A1) in view of You et al (US Publication No. 2021/0160861 A1) and further in view of Gao et al (US Publication No. 2020/0028563 A1). Regarding claim 3, Haija in view of You discloses, the method of claim 1 as set forth above. Although Haija discloses, performing beam training with the RIS system to configure uplink (UL) beams and downlink (DL) beams [¶0109-0110, beamforming with the RIS to configure in UL and DL reference signals; further see ¶0105-0106], Haija in view of You does not explicitly disclose (see, italicized limitations), but Gao discloses, performing beam training . . . to configure uplink (UL) beams and downlink (DL) beams jointly [¶0144, the channel characteristic requirement limitation may facilitate supporting different beam trainings of multiple receiving ends, such as a training only for the sending beam, a training only for the receiving beam, and a joint training for the sending and receiving beams; further see ¶0133]. It is noted that the above-mentioned feature is a known technique in the field Applicant's endeavor, e.g., telecommunication art. It would have been obvious to one having ordinary skill in the art before the effective filing date to combine the system of Haija in view of You with "the above-mentioned known feature(s)" taught by Gao to reach the claimed invention as set forth above. Since one having ordinary skill in the art could have recognized that applying the known technique taught by Gao into the system of Haija in view of You would have yield predictable results and/or resulted in the improved system, such as e.g., ensure to reduce training overhead and latency and improve beam alignment and link reliability, such a modification (or application) would have involved the mere application of a known technique to a piece of prior art ready for improvement," the claim is unpatentable under 35 U.S.C. 103(a). Ex Parte Smith, 83 USPQ.2d 1509, 1518-19 (BPAI, 2007) (citing KSR v. Teleflex, 127 S.Ct. 1727, 1740, 82 USPQ2d 1385, 1396 (2007)). Regarding claim 4, Haija in view of You and Gao discloses, the method of claim 3 as set forth above. Although Haija discloses, wherein performing the beam training comprises: transmitting, to the RIS system, first reference signals (RSs) [¶0148, the BS 702 transmits, to the RIS 704, CSI-RSs] . . . as the second network node transmits second RSs to the RIS system [¶0178, the UE 806 transmits, to the RIS 704, SRSs], wherein the first RSs are one of UL RSs or DL RSs [¶0148, the CSI-RSs are DLRSs] and the second RSs are opposite RSs as the first RSs [¶0178, the SRSs are ULRSs], Haija does not explicitly disclose (see, italicized limitations), but You discloses, transmitting, to the RIS system, first reference signals (RSs) “at the same time” as the second network node transmits second RSs to the RIS system [¶0399, a node simultaneously performs reception of a backhaul downlink signal from a parent node (i.e., first network node) and reception of a backhaul uplink signal from a child relay node (i.e., second network node) or an access uplink signal (from a UE) may be considered]. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to provide the above-mentioned feature(s) as taught by You in the system of Haija for similar rationales set forth above in claim 1. Regarding claim 23, claim 23 is rejected at least based on a similar rationale applied to claim 3. Claim 7 is rejected under 35 U.S.C. 103 as being unpatentable over Haija et al (US Publication No. 2022/0014935 A1) in view of You et al (US Publication No. 2021/0160861 A1) and further in view of Hao et al (US Publication No. 2021/0409177 A1). Regarding claim 7, Haija in view of You discloses, the method of claim 1 as set forth above. Although Haija discloses, performing beam training with the RIS system to configure uplink (UL) beams and downlink (DL) beams [¶0109-0110, beamforming with the RIS to configure in UL and DL reference signals; further see ¶0105-0106], Haija in view of You does not explicitly disclose (see, italicized limitations), but Hao discloses, configure uplink (UL) beams and downlink (DL) beams jointly, and refining a configuration of a UL beam of the UL beams based on a DL beam of the DL beams [¶0128, after receiving the first auxiliary information, the second network device may determine a direction range of a signal from the first network device with reference to the direction in which the second network device is subject to the remote interference and the downlink beam configuration of the first network device, to determine the uplink beam at the second network device]. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to provide the above-mentioned feature(s) as taught by Hao in the system of Haija in view of You in order to cause the system to be able to reduce interference between the UL and DL beams for improving the system performance [e.g., ¶0127-0129 of Hao]. Conclusion The prior art made of record and not relied upon are considered pertinent to applicant's disclosure. Du et al (US Publication No. 20220400478 A1) [¶0134] Any inquiry concerning this communication or earlier communications from the examiner should be directed to SUN JONG KIM whose telephone number is (571)270-3216. The examiner can normally be reached on 7:30am-5:30pm(M-T). Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Ian Moore can be reached on (571) 272-3085. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see https://ppair-my.uspto.gov/pair/PrivatePair. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /SUN JONG KIM/Primary Examiner, Art Unit 2469 1 See ¶0084 of the specification stating “self-channel estimation (e.g., BS-to-RIS or UE-to-RIS)”. 2 Since Kusashima is relying on PCT publication (WO 2020/235326 A1) (see attached) to claim a priority date 04/30/2020, Kusashima is qualified as a prior art under 102(a)(2) for the instant application with the effective filing date 05/11/2021.
Read full office action

Prosecution Timeline

Sep 01, 2023
Application Filed
Jan 17, 2026
Non-Final Rejection — §103
Apr 01, 2026
Response Filed
Apr 23, 2026
Final Rejection — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12610389
METHOD AND APPARATUS FOR CHANNEL INFORMATION TRANSFER IN COMMUNICATION SYSTEM
2y 12m to grant Granted Apr 21, 2026
Patent 12604282
UPLINK SPATIAL FILTER AND POWER CONTROL FOR CHANNEL ESTIMATION ACROSS PHYSICAL UPLINK CONTROL CHANNELS
1y 6m to grant Granted Apr 14, 2026
Patent 12604226
USER EQUIPMENT INVOLVED IN MONITORING A DOWNLINK CONTROL CHANNEL
1y 1m to grant Granted Apr 14, 2026
Patent 12598495
TECHNIQUES FOR PANEL-SPECIFIC CLI MEASUREMENT
4y 0m to grant Granted Apr 07, 2026
Patent 12598530
METHOD FOR MOBILITY MANAGEMENT ENTITY DATA CENTER SWITCHOVER AND SYSTEM FOR USING THE SAME
2y 5m to grant Granted Apr 07, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

3-4
Expected OA Rounds
79%
Grant Probability
99%
With Interview (+34.4%)
2y 8m (~0m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 269 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month