Prosecution Insights
Last updated: April 19, 2026
Application No. 18/280,610

Slot Die Coater And Multi-Lane Double Coating Device Including The Same

Non-Final OA §102§103
Filed
Sep 06, 2023
Examiner
RAIMUND, CHRISTOPHER W
Art Unit
1746
Tech Center
1700 — Chemical & Materials Engineering
Assignee
LG Energy Solution, Ltd.
OA Round
1 (Non-Final)
73%
Grant Probability
Favorable
1-2
OA Rounds
3y 0m
To Grant
97%
With Interview

Examiner Intelligence

Grants 73% — above average
73%
Career Allow Rate
233 granted / 321 resolved
+7.6% vs TC avg
Strong +25% interview lift
Without
With
+24.7%
Interview Lift
resolved cases with interview
Typical timeline
3y 0m
Avg Prosecution
41 currently pending
Career history
362
Total Applications
across all art units

Statute-Specific Performance

§101
0.3%
-39.7% vs TC avg
§103
56.4%
+16.4% vs TC avg
§102
15.0%
-25.0% vs TC avg
§112
21.1%
-18.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 321 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1-7 and 12 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Min et al. (Korean Patent Publication No. KR 10-2134587 B1, cited in IDS submitted September 6, 2023, machine language translation provided and cited below). Regarding claim 1, Min discloses a slot die coater for discharging and applying an electrode active material slurry to a current collector through a discharge port (Abstract, FIG. 3 of Min, apparatus for coating electrode components; FIG. 1, [0008] of Min, apparatus #10 is composed of a slot die #20), the slot die coater comprising: a lower die block comprising a first manifold in which the electrode active material slurry is accommodated (FIG. 3 of Min, lower die #110); an upper die block comprising a second manifold in which an coating solution is accommodated (FIG. 3 of Min, upper die #130); and a shim plate located between the lower die block and the upper die block to form at least one slot communicating with the discharge port (FIGS. 12-13 of Min, shim member #430 which includes first shim #431 and second shim #432), wherein the shim plate comprises: a first concave portion disposed in a first surface of the shim plate, the first concave portion located to cover the first manifold of the lower die block (FIGS. 12-13 of Min, first hollow portions #431a in first shim plate #431); and a second concave portion disposed in a second surface of the shim plate, the second concave portion located to cover the second manifold of the upper die block (FIGS. 12-13 of Min, second hollow portions #432b in second shim plate #432), wherein the second concave portion is located adjacent to the first concave portion in a width direction of the shim plate (FIGS. 12-13 of Min, first hollow portions #431a adjacent to second hollow portions #432b). Regarding claim 2, Min discloses that the first concave portion extends from an end of the shim plate facing the discharge port in a direction away from the discharge port by a length sufficient to communicate with the first manifold (FIGS. 12-13 of Min, first hollow portions #431a in first shim plate #431 communicate with first storage unit #412), and the second concave portion extends from the end of the shim plate in a direction away from the discharge port by a length sufficient to communicate with the second manifold (FIGS. 12-13 of Min, second hollow portions #432b in second shim plate #432 communicate with second storage unit #422). Regarding claim 3, Min discloses that the first concave portion is recessed by a certain thickness compared to other portions of the first surface, and the second concave portion is recessed by a certain thickness compared to other portions of the second surface (FIGS. 12-13 of Min, first hollow portions #431a and second hollow portions #432b have a thickness defined by the thickness of the shim plates). Regarding claim 4, Min discloses that the at least one slot comprises: a slurry slot disposed between the lower die block and the first concave portion of the first surface, and a coating solution slot disposed between the upper die block and the second concave portion of the second surface ([0066] of Min, electrode slurry and insulating material discharged from slot die). Regarding claim 5, Min discloses that the first concave portion includes a plurality of first concave portions at spaced apart intervals along the width direction of the shim plate (FIGS. 12-13 of Min). Regarding claim 6, Min discloses that the plurality of first concave portions communicate with the first manifold to form a plurality of slurry slots so that the electrode active material slurry moves along the plurality of slurry slots to be applied to the current collector through the discharge port (FIGS. 12-13 of Min). Regarding claim 7, Min discloses that the second concave portion includes a plurality of second concave portions located on opposite sides of each of the plurality of first concave portions, wherein the plurality of second concave portions communicate with the second manifold to form a plurality of coating solution slots so that the coating solution moves along the plurality of coating solution slots to be applied to the current collector through the discharge port (FIGS. 12-13 of Min). Regarding claim 12, Min discloses that the coating solution is an insulating coating solution ([0066] of Min, insulating material discharged from slot die). Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claim 8 is rejected under 35 U.S.C. 103 as being unpatentable over Min in view of Miyazawa et al. (Japanese Patent Publication No. JP 2004-305955 A, machine language translation provided and cited below). Regarding claim 8, Min does not specifically disclose that at least one of edge portions of the first concave portion or the second concave portion is chamfered. Miyazawa, however, discloses a slot die coater comprising a shim having slots with tapered or chamfered sides (Abstract of Miyazawa). According to Miyazawa, the tapered sides of the slots prevent bulges from being formed at the edges of the coating film ([0004], [0008]-[0012] of Miyazawa). It would have been obvious to a person having ordinary skill in the art as of the effective filing date of the claimed invention to use shims having hollow portions with tapered edges in the apparatus of Min. One of skill in the art would have been motivated to do so in order to prevent bulges from being formed at the edges of the coating film as taught by Miyazawa ([0004], [0008]-[0012] of Miyazawa). Claims 9-11 are rejected under 35 U.S.C. 103 as being unpatentable over Min in view of Horinouchi et al. (U.S. Patent Application Publication No. 2019/0374971 A1, cited in IDS submitted September 6, 2023). Regarding claim 9, Min does not specifically disclose that the lower die block comprises a first feed unit configured to form a first path for supplying the electrode active material slurry to the first manifold, and the upper die block comprises a second feed unit configured to form a second path for supplying the coating solution to the second manifold. Horinouchi, however, discloses a slot-die coater for coating two different layers simultaneously comprising pumps #7 #10 for pressure feeding two different coating liquids to the upper and lower dies (FIG. 1 of Horinouchi). It would have been obvious to a person having ordinary skill in the art as of the effective filing date of the claimed invention to provide the apparatus of Min with pumps for the coating liquids. One of skill in the art would have been motivated to do so in order to pressure feed the two different coating materials to the upper and lower dies as taught by Horinouchi (FIG. 1 of Horinouchi). Regarding claim 10, Min discloses a multi-lane double coating device (Abstract, FIG. 1 of Min, apparatus for simultaneously coating components having different properties) comprising: the slot die coater according to claim 1 (see analysis of claim 1 above). Min does not specifically disclose an electrode slurry storage tank in which the electrode active material slurry is stored; one slurry supply pipe connected to the lower die block of the slot die coater from the electrode slurry storage tank; a coating solution storage tank in which the coating solution is stored; and one coating solution supply pipe connected to the upper die block of the slot die coater from the coating solution storage tank. Horinouchi, however, discloses a slot-die coater for coating two different layers simultaneously comprising pumps #7 #10 for pressure feeding two different coating liquids to the upper and lower dies via feeding tubes #8 #11 (FIG. 1 of Horinouchi). It would have been obvious to a person having ordinary skill in the art as of the effective filing date of the claimed invention to provide the apparatus of Min with pumps feeding tubes for the coating liquids. One of skill in the art would have been motivated to do so in order to pressure feed the two different coating materials to the upper and lower dies as taught by Horinouchi (FIG. 1 of Horinouchi). Regarding claim 11, Min discloses a multi-lane double coating device (Abstract, FIG. 1 of Min, apparatus for simultaneously coating components having different properties) comprising: the slot die coater according to claim 6 (see analysis of claim 6 above). Min does not specifically disclose an electrode slurry storage tank in which the electrode active material slurry is stored; one slurry supply pipe connected to the lower die block of the slot die coater from the electrode slurry storage tank; a coating solution storage tank in which the coating solution is stored; and one coating solution supply pipe connected to the upper die block of the slot die coater from the coating solution storage tank. Horinouchi, however, discloses a slot-die coater for coating two different layers simultaneously comprising pumps #7 #10 for pressure feeding two different coating liquids to the upper and lower dies via feeding tubes #8 #11 (FIG. 1 of Horinouchi). It would have been obvious to a person having ordinary skill in the art as of the effective filing date of the claimed invention to provide the apparatus of Min with pumps feeding tubes for the coating liquids. One of skill in the art would have been motivated to do so in order to pressure feed the two different coating materials to the upper and lower dies as taught by Horinouchi (FIG. 1 of Horinouchi). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to CHRISTOPHER W. RAIMUND whose telephone number is (571) 270-7560. The examiner can normally be reached M-Th 7:00-4:30. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Michael Orlando can be reached at (571) 270-5038. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. CHRISTOPHER W. RAIMUND Primary Examiner Art Unit 1746 /CHRISTOPHER W RAIMUND/Primary Examiner, Art Unit 1746
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Prosecution Timeline

Sep 06, 2023
Application Filed
Feb 18, 2026
Non-Final Rejection — §102, §103
Apr 01, 2026
Applicant Interview (Telephonic)
Apr 02, 2026
Examiner Interview Summary

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
73%
Grant Probability
97%
With Interview (+24.7%)
3y 0m
Median Time to Grant
Low
PTA Risk
Based on 321 resolved cases by this examiner. Grant probability derived from career allow rate.

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