Prosecution Insights
Last updated: May 29, 2026
Application No. 18/281,042

TRIPOD CONSTANT VELOCITY JOINT

Non-Final OA §102§103
Filed
Feb 29, 2024
Priority
Mar 10, 2021 — RE 10-2021-0031593 +1 more
Examiner
BINDA, GREGORY JOHN
Art Unit
3679
Tech Center
3600 — Transportation & Electronic Commerce
Assignee
Erae Ams Co. Ltd.
OA Round
1 (Non-Final)
81%
Grant Probability
Favorable
1-2
OA Rounds
3m
Est. Remaining
93%
With Interview

Examiner Intelligence

Grants 81% — above average
81%
Career Allowance Rate
1468 granted / 1814 resolved
+28.9% vs TC avg
Moderate +12% lift
Without
With
+11.8%
Interview Lift
resolved cases with interview
Typical timeline
2y 6m
Avg Prosecution
30 currently pending
Career history
1845
Total Applications
across all art units

Statute-Specific Performance

§101
1.0%
-39.0% vs TC avg
§103
33.3%
-6.7% vs TC avg
§102
40.8%
+0.8% vs TC avg
§112
23.7%
-16.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1814 resolved cases

Office Action

§102 §103
Specification The disclosure is objected to because at paragraph 71, windows are identified by reference numerals 52 and 53, but elsewhere those reference numerals identify ball grooves. Claim Rejections - 35 USC § 102 Claims 1-2, 4 & 6-7 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Kadota, US 5,061,223. Claim 1. Kadota discloses a tripod constant velocity joint comprising: a housing (1) having a tubular shape (see Figs. 1-3) that forms three track grooves (3) arranged along a circumferential direction; a spider (4) having a hub (see Fig. 2) placed inside the housing and three journals (8) respectively extending radially outward from the hub and respectively arranged in the track grooves; and three bearing units respectively engaged to the journals, wherein each of the bearing units comprises a track race (11) that is arranged in the track groove in a state of being tiltably engaged (see Fig. 8) to the journal and a first (17) and a second ball array (18) that are disposed between a peripheral surface of the track race and power transmission surfaces facing each other in a circumferential direction to form the track grooves and respectively comprise a plurality of balls (16), and wherein the first and second ball arrays are arranged at different positions along a length direction of the journal (see Fig. 2). Claim 2. Wherein the track race (11) comprises a first (17) and a second (18) inner ball groove configured to partially accommodate the first and second ball arrays, respectively, and wherein the first and second inner ball grooves respectively form a ball circulation path (see Fig. 4) that allows the balls of the first and second ball arrays to circulate along a periphery of the track race. Claim 4. Wherein the first (17) and second (18) inner ball grooves comprise a straight section (17, 18) provided on a portion facing the power transmission surface, and a curved section (19) connecting the linear section, and wherein the power transmission surface of the housing (1) is provided with a first (20) and a second (21) outer ball grooves formed at positions corresponding to the straight sections of the first and second inner ball grooves. Claim 6. See Claims 2 & 4. Claim 7. Wherein Fig. 2 shows the balls (16) of the first (17) and second (18) ball arrays are configured to contact at one or more points with the first (20) and second (21) inner ball grooves and the first and second outer ball grooves, respectively. Claim Rejections - 35 USC § 103 Claims 1, 6-7, 9-11, 14, 20 & 23 are rejected under 35 U.S.C. 103 as being unpatentable over Orain, US 4,741,723 in view of Shigley. Claim 1. Orain discloses a tripod constant velocity joint comprising: a housing (10) having a tubular shape (see Figs. 1-2) that forms three track grooves arranged along a circumferential direction; a spider (1) having a hub placed inside the housing and three journals (3) respectively extending radially outward from the hub and respectively arranged in the track grooves; and three bearing units respectively engaged to the journals, wherein each of the bearing units comprises a track race (5) that is arranged in the track groove in a state of being tiltably engaged to the journal (col. 3, lines 24-30) and a first ball array (8) that is disposed between a peripheral surface (7) of the track race and power transmission surfaces (9) facing each other in a circumferential direction to form the track grooves and respectively comprise a plurality of balls (8). Orain does not expressly disclose a second ball array are arranged at a different position along a length direction of the journal. At page 486, second complete paragraph, Shigley teaches providing a second or double row bearing in order to carry heavier radial and thrust loads. Fig. 11-2(g) shows the ball arrays of a double bearing are arranged at different position. along a length direction of a journal. It would have been obvious to one of ordinary skill in the art to modify the tripod constant velocity joint by including a second ball array are arranged at different position. along a length direction of the journal in order to carry heavier radial and thrust loads as taught by Shigley. Claim 6. At Fig. 2 (Orain) and Fig. 11-2g (Shigley) the track race (5) is shown to a first and a second inner ball groove (7) configured to partially accommodate the first and second ball arrays respectively, and wherein the housing (10) comprises a first and second outer ball grooves (9), respectively formed on the power transfer surface at positions corresponding to the first and second inner ball grooves, to accommodate parts of the balls of the first and second ball arrays that are exposed outside the first and second inner ball grooves. Claim 7. Wherein Fig. 2 (Orain) and Fig. 11-2g (Shigley) show the balls (8) of the first and second ball arrays are configured to contact at one or more points with the first and second inner ball grooves (7) and the first and second outer ball grooves (9), respectively. Claim 9. Wherein Fig. 2, Orain shows the bearing unit further comprises a retainer (13) configured to surround the track race and accommodates the ball arrays (8). See the retainer shown in Shigley at Figs. 11-1 and 11-2g. Claim 10. Wherein Fig. 2 (Orain) and Fig. 11-2g (Shigley) show the retainer (13) is provided with a first and a second window that are respectively formed on a part facing the power transmission surface, to expose outer part of a portion of balls of the first and second ball arrays. Claim 11. At col 3, lines 51-56, Orain discloses a height of the first and second windows is smaller than a diameter of the balls of the first and second ball arrays. Claim 14. See claims 6 & 10. Claim 20. See claims 1, 6 & 9-11. Claim 21. See claim 7. Allowable Subject Matter Claims 3, 5, 8, 12-13, 15-19 & 22 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. At Fig. 2 Nagatani shows a discloses a tripod constant velocity joint comprising a tiltable track race (6) having two ball arrays (9 & 23) arranged at different positions along a length direction of a journal 5. At Figs. 5-6, Guimbretierre shows a discloses a tripod constant velocity joint comprising a tiltable track race (7) having recirculating ball arrays (12). Any inquiry concerning this communication or earlier communications from the examiner should be directed to Greg Binda whose telephone number is (571)272-7077. The examiner can normally be reached 9:30-5:30 et. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Matthew Troutman can be reached at 571-270-3654. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /Greg Binda/Primary Examiner, Art Unit 3679
Read full office action

Prosecution Timeline

Feb 29, 2024
Application Filed
Feb 24, 2026
Non-Final Rejection mailed — §102, §103
Apr 15, 2026
Response Filed

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12636908
DRIVE AXLE ASSEMBLY
3y 7m to grant Granted May 26, 2026
Patent 12631220
TORQUE LIMITER AND POWER TRANSMISSION DEVICE
2y 10m to grant Granted May 19, 2026
Patent 12624732
CONSTANT VELOCITY JOINT SPIDER AND CONSTANT VELOCITY JOINT THEREWITH
2y 11m to grant Granted May 12, 2026
Patent 12620860
DRIVE UNIT FOR A VEHICLE
3y 2m to grant Granted May 05, 2026
Patent 12612938
INTERMEDIATE SHAFT
3y 3m to grant Granted Apr 28, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

1-2
Expected OA Rounds
81%
Grant Probability
93%
With Interview (+11.8%)
2y 6m (~3m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1814 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month