Prosecution Insights
Last updated: July 17, 2026
Application No. 18/282,171

CATECHOL CONTAINING POLYMER EMULSIONS AND METHODS OF PREPARATION THEREOF

Non-Final OA §112
Filed
Sep 14, 2023
Priority
Mar 18, 2021 — provisional 63/162,713 +1 more
Examiner
HUHN, RICHARD A
Art Unit
1764
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Swimc LLC
OA Round
1 (Non-Final)
67%
Grant Probability
Favorable
1-2
OA Rounds
1m
Est. Remaining
72%
With Interview

Examiner Intelligence

Grants 67% — above average
67%
Career Allowance Rate
601 granted / 899 resolved
+1.9% vs TC avg
Moderate +6% lift
Without
With
+5.6%
Interview Lift
resolved cases with interview
Typical timeline
2y 11m
Avg Prosecution
24 currently pending
Career history
927
Total Applications
across all art units

Statute-Specific Performance

§101
0.6%
-39.4% vs TC avg
§103
56.9%
+16.9% vs TC avg
§102
13.9%
-26.1% vs TC avg
§112
20.0%
-20.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 899 resolved cases

Office Action

§112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Applicant’s election of Group IV, presently claims 35, 37, and 42, in the reply filed on Jun. 16, 2026 is acknowledged. Because Applicant did not distinctly and specifically point out the supposed errors in the restriction requirement, the election has been treated as an election without traverse (MPEP § 818.01(a)). Claims 1-8, 15, 20, 23-25, 27, and 34 are withdrawn from further consideration pursuant to 37 CFR 1.142(b) as being drawn to nonelected inventions, there being no allowable generic or linking claim. Election was made without traverse in the reply filed on Jun. 16, 2026. Priority The claim of benefit of provisional application 63/162,713 is acknowledged. The disclosure of the prior-filed provisional application 63/162,713 does not include the presently recited genus of silyl-protected compounds comprising (meth)acrylate, styrene, or acetate monomer or of the presently recited chemical Formula A. The effective filing date of the present claims is Mar. 16, 2022. Claim Rejections – 35 U.S.C. § 112(b) The following is a quotation of 35 U.S.C. § 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. Claims 35, 37, and 42 are rejected under 35 U.S.C. § 112(b) as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor regards as the invention. Independent claim 35 recites a method that includes a step of “reacting … a silyl-protected compound comprising (meth)acrylate, styrene, or acetate monomer … with a fluoride ion to yield a … polymer”. The cited step of the claim thus appears to indicate that it is the reaction of a monomer with a fluoride ion that yields a polymer. In light of the specification (e.g. Spec. p. 21, ¶ [00063]) and well-known procedures in the art (for instance, see Ranu below), one of ordinary skill in the art would have understood that the reaction of a silyl-protected moiety with a fluoride ion would cause deprotection the moiety by reaction of the fluoride with the silicon atom. One of ordinary skill in the art would not have had an understanding that the fluoride ion would cause polymerization, as is indicated by the term “yield” which is recited in the claim. It is therefore concluded that the claim omits the essential step of performing a polymerization in order to yield a polymer. The claim therefore fails to comply with 35 U.S.C. § 112 because it does not claim subject matter that the inventor or a joint inventor regards as his or her invention. See MPEP § 2172.01. Claims 37 and 42 are dependent upon independent claim 35, and they fail to comply with 35 U.S.C. § 112 for the same reason. Further as to claim 35: Independent claim 35 recites a method that includes a step of “reacting … a silyl-protected compound comprising (meth)acrylate, styrene, or acetate monomer … with a fluoride ion to yield a … polymer having dihydroxyphenyl groups”. In light of the specification (e.g. Spec. p. 21, ¶ [00063]) and well-known procedures in the art (for instance, see Ranu below), one of ordinary skill in the art would have understood that the reaction of a silyl-protected moiety with a fluoride ion would cause deprotection the moiety by reaction of the fluoride with the silicon atom. One of ordinary skill in the art would not have had an understanding that the fluoride ion would cause polymerization, as is indicated by the term “yield” in the claim. The claim does not set forth with reasonable clarity whether the “reacting” step occurs before, during, or after the polymerization that yields the polymer. Claims 37 and 42 are dependent upon independent claim 35, and they are indefinite for the same reason. Applicant is reminded that amendments to the claims must be supported by the original written description for compliance with 35 U.S.C. § 112(a). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to RICHARD A. HUHN whose telephone number is (571)270-7345. The examiner can normally be reached Monday through Friday, 9 AM to 6 PM EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Arrie (Lanee) Reuther can be reached at (571) 270-7026. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /RICHARD A. HUHN/Primary Examiner, Art Unit 1764
Read full office action

Prosecution Timeline

Sep 14, 2023
Application Filed
Jul 07, 2026
Non-Final Rejection mailed — §112 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12678763
POLYMERISATION STATION FOR GRAFTING A BIOACTIVE COATING
3y 8m to grant Granted Jul 14, 2026
Patent 12679911
PREPARATION METHOD OF PTFE DISPERSION RESIN WITH CORE-SHELL STRUCTURE
3y 3m to grant Granted Jul 14, 2026
Patent 12655235
PROCESSES FOR VENTING OLEFIN POLYMERIZATION SYSTEMS
2y 10m to grant Granted Jun 16, 2026
Patent 12649811
SYNTHESIS OF ISOPRENE-BUTADIENE COPOLYMER RUBBERS
3y 3m to grant Granted Jun 09, 2026
Patent 12643971
MATERIALS FOR REDUCING ACIDS FROM LIQUID PHASES
2y 9m to grant Granted Jun 02, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

1-2
Expected OA Rounds
67%
Grant Probability
72%
With Interview (+5.6%)
2y 11m (~1m remaining)
Median Time to Grant
Low
PTA Risk
Based on 899 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month