Prosecution Insights
Last updated: May 04, 2026
Application No. 18/282,449

AQUEOUS POLYURETHANE DISPERSION

Non-Final OA §101§103§112
Filed
Sep 15, 2023
Priority
Mar 19, 2021 — provisional 63/163,304 +2 more
Examiner
LEONARD, MICHAEL L
Art Unit
1763
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Urethane Systems USA LLC
OA Round
1 (Non-Final)
64%
Grant Probability
Moderate
1-2
OA Rounds
6m
Est. Remaining
71%
With Interview

Examiner Intelligence

Grants 64% of resolved cases
64%
Career Allowance Rate
840 granted / 1320 resolved
-1.4% vs TC avg
Moderate +8% lift
Without
With
+7.7%
Interview Lift
resolved cases with interview
Typical timeline
3y 1m
Avg Prosecution
64 currently pending
Career history
1384
Total Applications
across all art units

Statute-Specific Performance

§101
0.6%
-39.4% vs TC avg
§103
50.6%
+10.6% vs TC avg
§102
19.2%
-20.8% vs TC avg
§112
18.7%
-21.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1320 resolved cases

Office Action

§101 §103 §112
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 101 35 U.S.C. 101 reads as follows: Whoever invents or discovers any new and useful process, machine, manufacture, or composition of matter, or any new and useful improvement thereof, may obtain a patent therefor, subject to the conditions and requirements of this title. The following is a quotation of the first paragraph of 35 U.S.C. 112(a): (a) IN GENERAL.—The specification shall contain a written description of the invention, and of the manner and process of making and using it, in such full, clear, concise, and exact terms as to enable any person skilled in the art to which it pertains, or with which it is most nearly connected, to make and use the same, and shall set forth the best mode contemplated by the inventor or joint inventor of carrying out the invention. The following is a quotation of the first paragraph of pre-AIA 35 U.S.C. 112: The specification shall contain a written description of the invention, and of the manner and process of making and using it, in such full, clear, concise, and exact terms as to enable any person skilled in the art to which it pertains, or with which it is most nearly connected, to make and use the same, and shall set forth the best mode contemplated by the inventor of carrying out his invention. Claim 15 is rejected under 35 U.S.C. 101 because the claimed invention is not supported by either a specific and substantial asserted utility or a well-established utility. The claim provides a use of an aqueous polyurethane dispersion without providing limitations within the claim to how or methods of using the dispersion within the claimed use. Claim 15 is also rejected under 35 U.S.C. 112(a) or pre-AIA 35 U.S.C. 112, first paragraph. Specifically, because the claimed invention is not supported by either a specific and substantial asserted utility or a well-established utility for the reasons set forth above, one skilled in the art clearly would not know how to use the claimed invention. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 1-15 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. A broad range or limitation together with a narrow range or limitation that falls within the broad range or limitation (in the same claim) may be considered indefinite if the resulting claim does not clearly set forth the metes and bounds of the patent protection desired. See MPEP § 2173.05(c). In the present instance, claims 1-2, 4, 6-7, 9, and 15 recite broad recitations and the claim also recites the language “preferably…” which narrows statement of the range/limitation. The claim(s) are considered indefinite because there is a question or doubt as to whether the feature introduced by such narrower language is (a) merely exemplary of the remainder of the claim, and therefore not required, or (b) a required feature of the claims. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1-15 are rejected under 35 U.S.C. 103 as being unpatentable over U.S. Patent Pub. No. 2011/0306724 to Campbell et al. (Cited on IDS). As to claims 1-10, Campbell discloses a solvent free aqueous polyurethane dispersion and methods of preparing the dispersion in a solvent free environment by reacting a 4,4-diisocyanatodicyclohexylmethane, polyol (poly(propylene oxide diol) with a molecular weight 1,000, Table 1, Examples), dimethylolpropionic acid, MPEG550 (linear monohydroxy non-ionic surfactant), and a neutralizing agent (triethylamine) to prepare an NCO-terminated prepolymer that is then dispersed into a continuous aqueous phase under stirring and chain extended with hexamethylene diamine or isophorone diamine or diethylene triamine (Table I, Example 7). Campbell teaches adding the neutralizing agent to the prepolymer before dispersion in aqueous medium (0110-0112). Campbell teaches other types of neutralizing agents including N,N-dimethyl-ethanolamine and N,N-diethyl-ethanolamine (0111) that are interchangeable with triethylamine (0111). At the time of filing it would have been obvious to substitute triethylamine used in example 7 with either N,N-dimethyl-ethanolamine or N,N-diethyl-ethanolamine because they are taught as suitable alternatives used in analogous roles. In this case, adding the neutralizing agent to the prepolymer prior to dispersion provides improved hydrophilicity to the prepolymer and enables it to be more stably dispersed in water (0112). As to claims 11-15, Campbell discloses adhesive and coating compositions comprising the polyurethane dispersion that are applied to various substrates including glass fibers (0003). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to MICHAEL L LEONARD whose telephone number is (571)270-7450. The examiner can normally be reached M - F 7:00-4:00. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Joseph Del Sole can be reached at 571-272-1130. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /MICHAEL L LEONARD/ Primary Examiner, Art Unit 1763
Read full office action

Prosecution Timeline

Sep 15, 2023
Application Filed
Dec 23, 2025
Non-Final Rejection — §101, §103, §112
Apr 07, 2026
Applicant Interview (Telephonic)
Apr 07, 2026
Examiner Interview Summary

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12612485
CONTINUOUS PRODUCTION OF POLYURETHANE PREPOLYMERS
4y 7m to grant Granted Apr 28, 2026
Patent 12606663
LIQUID COMPOSITION FOR A FIBER REINFORCED PLASTIC INTERMEDIATE BASE MATERIAL, A FIBER REINFORCED PLASTIC INTERMEDIATE BASE MATERIAL, AND A METHOD OF PRODUCING THE FIBER REINFORCED PLASTIC INTERMEDIATE BASE MATERIAL
4y 2m to grant Granted Apr 21, 2026
Patent 12600811
CROSSLINKING AGENT COMPOSITION FOR WATER-COMPATIBLE RESIN, AND WATER-COMPATIBLE RESIN COMPOSITION
3y 9m to grant Granted Apr 14, 2026
Patent 12583819
POLYTHIOL COMPOSITION, OPTICAL POLYMERIZABLE COMPOSITION, AND OPTICAL PRODUCT
3y 0m to grant Granted Mar 24, 2026
Patent 12583993
RECYCLED POLYOL
2y 11m to grant Granted Mar 24, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

1-2
Expected OA Rounds
64%
Grant Probability
71%
With Interview (+7.7%)
3y 1m (~6m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1320 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month