Prosecution Insights
Last updated: April 19, 2026
Application No. 18/283,061

Application of an Immunogenic or Vaccine Composition Against COVID-19

Non-Final OA §102§103§DP
Filed
Sep 20, 2023
Examiner
BOESEN, AGNIESZKA
Art Unit
1672
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
Eye Vacc
OA Round
1 (Non-Final)
68%
Grant Probability
Favorable
1-2
OA Rounds
3y 4m
To Grant
90%
With Interview

Examiner Intelligence

Grants 68% — above average
68%
Career Allow Rate
555 granted / 816 resolved
+8.0% vs TC avg
Strong +22% interview lift
Without
With
+22.5%
Interview Lift
resolved cases with interview
Typical timeline
3y 4m
Avg Prosecution
31 currently pending
Career history
847
Total Applications
across all art units

Statute-Specific Performance

§101
6.9%
-33.1% vs TC avg
§103
31.6%
-8.4% vs TC avg
§102
20.7%
-19.3% vs TC avg
§112
21.3%
-18.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 816 resolved cases

Office Action

§102 §103 §DP
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Applicant’s preliminary amendment filed on September 20, 2023 is acknowledged. Claims 1-15 are pending and under examination in this Office action. Information Disclosure Statement The information disclosure statement (IDS) submitted on September 20, 2023 has been considered by the examiner. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claims 1-7, 9-11 and 14-15 are rejected under 35 U.S.C. 102(a)(1) as anticipated by Mudgal et al. (Human Vaccines and Immunotherapeutics, 2020, Vol. 16, p. 2921-2931). Regarding present claims 1-6, 9 and 14-15. Mudgal et al. discloses a method of prevention of COVID-19 in humans comprising administering a vaccine against SARS-CoV-2 comprising the SARS-CoV-2 S protein into the ocular and vaginal (urogenital) mucosa (see Design strategies for mucosal vaccine against SARS-CoV-2 on page 2922, page 2923 under Antigen selection). Regarding present claim 7. Mudgal et al. discloses a method of prevention of COVID-19 comprising administering a vaccine against SARS-CoV-2 wherein the vaccine is in form of drops (see page 2927 under Concluding remarks). Regarding present claim 10 and 11. Mudgal et al. discloses additional substances including additives, adjuvants and carriers (see table 1 on page 2924 and Mucosal Adjuvants on page 2925). Thus, by this disclosure Mudgal et al. anticipate the present claims. Claims 1-6, 9-11 and 14-15 are rejected under 35 U.S.C. 102(a)(1) as anticipated by Hsu et al. (US Patent Application Publication US 2021/0346491). Regarding present claims 1-6, 9 and 14-15. Hsu et al. discloses a method of prevention of COVID-19 in humans comprising administering a vaccine against SARS-CoV-2 comprising the SARS-CoV-2 S protein into vaginal (urogenital) mucosa (see paragraph [0020], [0046], Examples 1-4). Regarding present claim 10 and 11. Hsu et al. discloses additional substances including additives, adjuvants and carriers (see paragraph [0050] and Examples 2-4). Thus, by this disclosure Hsu et al. anticipate the present claims. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries set forth in Graham v. John Deere Co., 383 U.S. 1, 148 USPQ 459 (1966), that are applied for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claims 8 and 12-13 are rejected under 35 U.S.C. 103 as being unpatentable over Mudgal et al. (Human Vaccines and Immunotherapeutics, 2020, Vol. 16, p. 2921-2931) or Hsu et al. (US Patent Application Publication US 2021/0346491) as applied to claim 1 and further in view of Yoon et al. (PLOS, 2015, p. 1-16 in IDS on 9/20/2023). Mudgal et al. and Hsu teach the claimed invention as discussed above. They don’t teach using an applicator or administering the vaccine after the administration of a first marker and before the administration of a second marker; or administering the vaccine to the ocular mucosa after at least one intramuscular administration. Regarding present claim 8. Yoon teaches eye drop applicator for administering the eye drops for vaccination (see Materials and Methods). It would have been prima facie obvious to use an applicator to administer eye drops for the vaccination purposes as taught by Yoon. Regarding present claims 12-13. It would have been prima facie obvious to administer the vaccine to the ocular mucosa after at least one intramuscular administration because Hsu teaches administering SARS-CoV-2 vaccine intramuscularly and then mucosaly (see Examples 2-4). It would have been prima facie obvious to administered the SARS-CoV-2 vaccine after the administration of a first marker and before the administration of a second marker because Hsu teaches measuring the immunization effects after immunization using immunological methods involving colorant markers (see Examples 2-4). Present specification regarding the markers [0052] According to an embodiment, the immunogenic or vaccine composition according to the invention is characterized in that it is administered after the administration of the first marker (such as a colorant) and before the administration of the second marker (such as a colorant). The immunogenic or vaccine composition according to the invention is thus administered between two markers. The administration of these two markers, preferably different, serves to verify that the immunogenic or vaccine composition according to the invention was correctly administered to the mucosa, in particular ocular mucosa. [0053] As an example, a preservative may be an antimicrobial preservative whose purpose is to block microbial contamination of the immunogenic or vaccine composition. According to the invention, the preservative is a preservative compatible with the mucosa. [0054] According to the invention, a “marker” is understood to mean any measurable or indicating substance which may be administered in an immunogenic or vaccine composition. It therefore involves a pharmaceutically acceptable marker. The marker also serves to verify the quantity administered and/or the administration site, where this is done in order to assure a safe and effective application of the immunogenic or vaccine composition. Thus, the present invention would have been prima facie obvious at the time the invention was made. Double Patenting The nonstatutory double patenting rejection is based on a judicially created doctrine grounded in public policy (a policy reflected in the statute) so as to prevent the unjustified or improper timewise extension of the “right to exclude” granted by a patent and to prevent possible harassment by multiple assignees. A nonstatutory double patenting rejection is appropriate where the conflicting claims are not identical, but at least one examined application claim is not patentably distinct from the reference claim(s) because the examined application claim is either anticipated by, or would have been obvious over, the reference claim(s). See, e.g., In re Berg, 140 F.3d 1428, 46 USPQ2d 1226 (Fed. Cir. 1998); In re Goodman, 11 F.3d 1046, 29 USPQ2d 2010 (Fed. Cir. 1993); In re Longi, 759 F.2d 887, 225 USPQ 645 (Fed. Cir. 1985); In re Van Ornum, 686 F.2d 937, 214 USPQ 761 (CCPA 1982); In re Vogel, 422 F.2d 438, 164 USPQ 619 (CCPA 1970); In re Thorington, 418 F.2d 528, 163 USPQ 644 (CCPA 1969). A timely filed terminal disclaimer in compliance with 37 CFR 1.321(c) or 1.321(d) may be used to overcome an actual or provisional rejection based on nonstatutory double patenting provided the reference application or patent either is shown to be commonly owned with the examined application, or claims an invention made as a result of activities undertaken within the scope of a joint research agreement. See MPEP § 717.02 for applications subject to examination under the first inventor to file provisions of the AIA as explained in MPEP § 2159. See MPEP §§ 706.02(l)(1) - 706.02(l)(3) for applications not subject to examination under the first inventor to file provisions of the AIA . A terminal disclaimer must be signed in compliance with 37 CFR 1.321(b). The USPTO Internet website contains terminal disclaimer forms which may be used. Please visit www.uspto.gov/patent/patents-forms. The filing date of the application in which the form is filed determines what form (e.g., PTO/SB/25, PTO/SB/26, PTO/AIA /25, or PTO/AIA /26) should be used. A web-based eTerminal Disclaimer may be filled out completely online using web-screens. An eTerminal Disclaimer that meets all requirements is auto-processed and approved immediately upon submission. For more information about eTerminal Disclaimers, refer to www.uspto.gov/patents/process/file/efs/guidance/eTD-info-I.jsp. Claim 1-15 are provisionally rejected on the ground of nonstatutory double patenting as being unpatentable over claims 1-15 of copending Application No. 18/283,067. Although the claims at issue are not identical, they are not patentably distinct from each other because the present claims are drawn to A method for the prevention and/or the treatment of Covid-19, characterized in that it wherein an immunogenic or vaccine composition against SARS-CoV-2 is administered on the ocular mucosa and/or the urogenital mucosa. The claims of the copending Application are drawn to A method for the prevention and/or the treatment of an infection caused by at least one pathogen, comprising a marker is administered on the ocular mucosa and/or the urogenital mucosa. The present claims and the claims of the copending application recite methods of vaccination against viral infection via mucosa. Thus the present claims are obvious over the claims of the copending application. This is a provisional nonstatutory double patenting rejection because the patentably indistinct claims have not in fact been patented. Contact Information Any inquiry concerning this communication or earlier communications from the examiner should be directed to AGNIESZKA BOESEN whose telephone number is (571)272-8035. The examiner can normally be reached on 8:30 - 5:00 PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Thomas Visone can be reached on 571-270-0684. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /AGNIESZKA BOESEN/Primary Examiner, Art Unit 1648
Read full office action

Prosecution Timeline

Sep 20, 2023
Application Filed
Apr 04, 2026
Non-Final Rejection — §102, §103, §DP (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
68%
Grant Probability
90%
With Interview (+22.5%)
3y 4m
Median Time to Grant
Low
PTA Risk
Based on 816 resolved cases by this examiner. Grant probability derived from career allow rate.

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