Prosecution Insights
Last updated: April 19, 2026
Application No. 18/283,626

DUAL PIEZOELECTRIC STACK PLUNGER SUB-ASSEMBLY

Non-Final OA §102§103§112
Filed
Sep 22, 2023
Examiner
STIMPERT, PHILIP EARL
Art Unit
3783
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
BECTON, DICKINSON AND COMPANY
OA Round
1 (Non-Final)
63%
Grant Probability
Moderate
1-2
OA Rounds
3y 9m
To Grant
99%
With Interview

Examiner Intelligence

Grants 63% of resolved cases
63%
Career Allow Rate
537 granted / 857 resolved
-7.3% vs TC avg
Strong +49% interview lift
Without
With
+49.3%
Interview Lift
resolved cases with interview
Typical timeline
3y 9m
Avg Prosecution
85 currently pending
Career history
942
Total Applications
across all art units

Statute-Specific Performance

§101
0.4%
-39.6% vs TC avg
§103
50.1%
+10.1% vs TC avg
§102
20.5%
-19.5% vs TC avg
§112
26.7%
-13.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 857 resolved cases

Office Action

§102 §103 §112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 1-8 and 15-22 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Regarding claims 1 and 15, each claim positively recites the term “an electric field” twice. It is therefore unclear whether the same electric field applies to both. The examiner will interpret this limitation as reading on a first and second electric field as set forth in claim 9. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-3, 9-10, and 15-17 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by US Pre-Grant Publication 2005/0277887 to Douglas et al. (Douglas hereinafter). Regarding claims 1 and 15, Douglas teaches a piezoelectric actuator comprising: a plunger (80), a frame (45) at least indirectly attached to the plunger, an advance piezoelectric unit (35, 36, 37, see Fig. 5 and discussion thereof in paragraphs 85-88) disposed within the frame, the advance piezoelectric unit comprising a first piezoelectric element (36), wherein application of an electric field to the first piezoelectric element causes the first piezoelectric element to expand along a first axis (horizontal in Fig. 5), and a lock piezoelectric unit (60, 70) disposed within the frame, the lock piezoelectric unit comprising a second piezoelectric element (70), wherein application of an electric field to the second piezoelectric element causes the second piezoelectric element to expand along a second axis (vertical in Fig. 5), wherein the second axis forms an orthogonal angle with respect to the first axis. Regarding claim 15, Douglas teaches that the apparatus is a fluid medication pump (1) generally which has the barrel (10) and actuator as discussed above. Regarding claims 2 and 16, Douglas teaches an orthogonal angle (see Fig. 5). Regarding claims 3 and 17, Douglas teaches a plunger fitting within a barrel (see e.g. paragraph 76, “plunger 25 positioned in the barrel”). Regarding claim 9, Douglas teaches a fluid medication delivery method comprising: holding a fluid medication within a barrel (10) of a syringe, wherein the syringe comprises the barrel and a piezoelectric actuator within a barrel (10) of a syringe, the piezoelectric actuator comprising a plunger (80), a frame (45 and/or plunger skin) at least indirectly attached to the plunger, an advance piezoelectric unit (35, 36, 37) disposed within the frame and comprising a first piezoelectric element (36), and a lock piezoelectric unit (60, 70) disposed within the frame and comprising a second piezoelectric element (70); applying a first electric field to the second piezoelectric element thereby causing the second piezoelectric element to expand in a radial direction of the barrel and exert a pressure on an inner circumference of the barrel, clamping the frame in a rear position in the barrel (paragraph 86, “causing… the microactuator 60 to expand and grip the inner dimension of cartridge 10”); while maintaining the first electric field applied to the second piezoelectric element, applying a second electric field to the first piezoelectric element thereby causing the first piezoelectric element to extend along an axial direction of the barrel (paragraph 86, “control processor 200 then provides a stimulus to micro actuators 36 such that the actuator change length pushing the internal slide forward… The stimulus causes the piston 80 to move forward”), orthogonal to the radial direction, thereby advancing the plunger toward a front end of the barrel and pumping fluid medication out of the syringe; while maintaining the second electric field applied to the first piezoelectric element, removing the first electric field from the second piezoelectric element thereby causing the second piezoelectric element to retract in the radial direction away from the inner circumference of the barrel, releasing the clamping of the frame (paragraph 87, “deactivates micro actuator 60… which disengages the gripper from the cartridge”); and releasing the second electric field from the first piezoelectric element thereby causing the first piezoelectric element to retract in the axial direction pulling the frame toward the plunger (paragraph 87, “deactivates the micro actuators 36 causing it to pull the rear end of the piston forward”). Regarding claim 10, Douglas teaches repeating the method (paragraph 86, “step-and-repeat process”). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 4-8, 11-14, and 18-22 is/are rejected under 35 U.S.C. 103 as being unpatentable over Douglas in view of US Pre-Grant Publication 2011/0251481 to Strobl (Strobl). Regarding claims 4-5, 11-12, and 18-19, Douglas teaches the invention of the parent claims as discussed above. Douglas is silent as to a piezoelectric stack. Strobl teaches another piezoelectric medication pump generally, and particularly teaches that a piezoelectric actuator (112) in such an application may be a piezoelectric stack (see e.g. paragraph 58). Strobl further teaches that the motion of the actuator may be accurately controlled via voltage (paragraph 58, last sentence). One of ordinary skill in the art would have found it obvious before the effective filing date of the application to use a piezoelectric stack as each of the piezoelectric actuators of Douglas in order to allow for accurate control thereof. Regarding claims 6-7, 13-14, and 20-21, Douglas teaches the invention of the parent claims as discussed above. Douglas does not explicitly teach a circular cross-section. Strobl teaches circular syringes and plungers (see e.g. Fig. 2B). One of ordinary skill in the art would have found it obvious before the effective filing date of the application to use known cartridges, such as the circular cartridges of Strobl as the vials (10) of Douglas in order to take advantage of conventional and commercially available medication storage solutions. Furthermore, in so doing, it would have been obvious to arrange the cross sections of the actuators of Douglas to be circular so as to properly fit within and grip such circular barrels. Regarding claim 22, Douglas teaches radial expansion of the second piezoelectric element (paragraph 86, “causing… the microactuator 60 to expand and grip the inner dimension of cartridge 10”). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to PHILIP E STIMPERT whose telephone number is (571)270-1890. The examiner can normally be reached Monday-Friday, 8a-4p. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Chelsea Stinson can be reached at 571-270-1744. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /PHILIP E STIMPERT/Primary Examiner, Art Unit 3783 15 February 2026
Read full office action

Prosecution Timeline

Sep 22, 2023
Application Filed
Feb 15, 2026
Non-Final Rejection — §102, §103, §112 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12577961
LOW-FLOW FLUID DELIVERY SYSTEM AND LOW-FLOW DEVICE THEREFOR
2y 5m to grant Granted Mar 17, 2026
Patent 12573932
LINEAR MOTOR AND LINEAR COMPRESSOR
2y 5m to grant Granted Mar 10, 2026
Patent 12560168
VARIABLE DISPLACEMENT PUMP
2y 5m to grant Granted Feb 24, 2026
Patent 12560173
MOTOR AND APPARATUS USING THE SAME
2y 5m to grant Granted Feb 24, 2026
Patent 12529366
MEMBRANE PUMP
2y 5m to grant Granted Jan 20, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
63%
Grant Probability
99%
With Interview (+49.3%)
3y 9m
Median Time to Grant
Low
PTA Risk
Based on 857 resolved cases by this examiner. Grant probability derived from career allow rate.

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