Prosecution Insights
Last updated: May 29, 2026
Application No. 18/284,306

DISPERSION, COMPOSITE, AND PRODUCING METHODS THEREOF

Non-Final OA §102
Filed
Nov 01, 2023
Priority
Mar 31, 2021 — JP 2021-059274 +1 more
Examiner
CALANDRA, ANTHONY J
Art Unit
1748
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Yokogawa Electric Corporation
OA Round
1 (Non-Final)
63%
Grant Probability
Moderate
1-2
OA Rounds
4m
Est. Remaining
81%
With Interview

Examiner Intelligence

Grants 63% of resolved cases
63%
Career Allowance Rate
646 granted / 1026 resolved
-2.0% vs TC avg
Strong +18% interview lift
Without
With
+17.8%
Interview Lift
resolved cases with interview
Typical timeline
2y 11m
Avg Prosecution
39 currently pending
Career history
1083
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
86.0%
+46.0% vs TC avg
§102
5.0%
-35.0% vs TC avg
§112
6.3%
-33.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1026 resolved cases

Office Action

§102
Detailed Office Action The communication dated 1/8/2026 has been entered and fully considered. Claim 20 is new. Claim 16 has been amended. Claims 1-20 are pending with claims 1-15 and 17-19 withdrawn from consideration. Election/Restrictions Applicant’s election without traverse of Group III in the reply filed on 1/8/2026 is acknowledged. Double Patenting The nonstatutory double patenting rejection is based on a judicially created doctrine grounded in public policy (a policy reflected in the statute) so as to prevent the unjustified or improper timewise extension of the “right to exclude” granted by a patent and to prevent possible harassment by multiple assignees. A nonstatutory double patenting rejection is appropriate where the conflicting claims are not identical, but at least one examined application claim is not patentably distinct from the reference claim(s) because the examined application claim is either anticipated by, or would have been obvious over, the reference claim(s). See, e.g., In re Berg, 140 F.3d 1428, 46 USPQ2d 1226 (Fed. Cir. 1998); In re Goodman, 11 F.3d 1046, 29 USPQ2d 2010 (Fed. Cir. 1993); In re Longi, 759 F.2d 887, 225 USPQ 645 (Fed. Cir. 1985); In re Van Ornum, 686 F.2d 937, 214 USPQ 761 (CCPA 1982); In re Vogel, 422 F.2d 438, 164 USPQ 619 (CCPA 1970); In re Thorington, 418 F.2d 528, 163 USPQ 644 (CCPA 1969). A timely filed terminal disclaimer in compliance with 37 CFR 1.321(c) or 1.321(d) may be used to overcome an actual or provisional rejection based on nonstatutory double patenting provided the reference application or patent either is shown to be commonly owned with the examined application, or claims an invention made as a result of activities undertaken within the scope of a joint research agreement. See MPEP § 717.02 for applications subject to examination under the first inventor to file provisions of the AIA as explained in MPEP § 2159. See MPEP § 2146 et seq. for applications not subject to examination under the first inventor to file provisions of the AIA . A terminal disclaimer must be signed in compliance with 37 CFR 1.321(b). The filing of a terminal disclaimer by itself is not a complete reply to a nonstatutory double patenting (NSDP) rejection. A complete reply requires that the terminal disclaimer be accompanied by a reply requesting reconsideration of the prior Office action. Even where the NSDP rejection is provisional the reply must be complete. See MPEP § 804, subsection I.B.1. For a reply to a non-final Office action, see 37 CFR 1.111(a). For a reply to final Office action, see 37 CFR 1.113(c). A request for reconsideration while not provided for in 37 CFR 1.113(c) may be filed after final for consideration. See MPEP §§ 706.07(e) and 714.13. The USPTO Internet website contains terminal disclaimer forms which may be used. Please visit www.uspto.gov/patent/patents-forms. The actual filing date of the application in which the form is filed determines what form (e.g., PTO/SB/25, PTO/SB/26, PTO/AIA /25, or PTO/AIA /26) should be used. A web-based eTerminal Disclaimer may be filled out completely online using web-screens. An eTerminal Disclaimer that meets all requirements is auto-processed and approved immediately upon submission. For more information about eTerminal Disclaimers, refer to www.uspto.gov/patents/apply/applying-online/eterminal-disclaimer. Claims 16 and 20 are provisionally rejected on the ground of nonstatutory double patenting as being unpatentable over claims 15 and 16 of copending Application No. 18/284,318 (reference application). Although the claims at issue are not identical, they are not patentably distinct from each other because both disclose mixing a cellulose nanofiber and cellulose nanocrystal that have sulfate ester groups together. The act of mixing is a shearing process. The solvent is water which has the claimed relative permittivity. This is a provisional nonstatutory double patenting rejection because the patentably indistinct claims have not in fact been patented. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 16 and 20 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Nanocellulose Films with combined cellulose nanofibers and nanocrystals: tailored thermal, optical and mechanical properties by SUN XIUXIAUAN et al., hereinafter SUN As for claim 16, SUN discloses cellulose nanocrystals and nanofibers which are formed by sulfuric acid treatment [pg. 1105 col. 1 preparation of CNCs and CNFs]. The treatment with sulfuric acid will form at least some sulfur ester bonds on the cellulose. The applicant does not claim any degree of substitution for sulfate ester. Further, unlike the sister case at the EPO (EP4317192) the applicant does not claim n specific method of forming sulfate esters (DMS, sulfuric, acetic or propionic anhydride). The dispersion is formed in the microfluidizer which is a shearing device. The CNF and CNS are mixed together (sheared) in a homogenizer [pg. 1105 col. 1 last par. And pg. 1106 Table 1]. As for claim 20, SUN discloses the fluid of water [pg. 1105 col. 1] which has a relative permittivity of over 38 (about 80.4). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to ANTHONY J CALANDRA whose telephone number is (571)270-5124. The examiner can normally be reached Monday-Friday 7:45 AM -4:15 PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Abbas Rashid can be reached at (571)270-7457. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. ANTHONY J. CALANDRA Primary Examiner Art Unit 1748 /Anthony Calandra/Primary Examiner, Art Unit 1748
Read full office action

Prosecution Timeline

Nov 01, 2023
Application Filed
Feb 10, 2026
Non-Final Rejection mailed — §102
May 11, 2026
Response Filed

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
63%
Grant Probability
81%
With Interview (+17.8%)
2y 11m (~4m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1026 resolved cases by this examiner. Grant probability derived from career allowance rate.

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