Prosecution Insights
Last updated: April 19, 2026
Application No. 18/284,431

COMMUNICATION METHOD FOR PUSCH, COMMUNICATION APPARATUS FOR PUSCH, AND STORAGE MEDIUM

Non-Final OA §102§103
Filed
Sep 27, 2023
Examiner
CROMPTON, CHRISTOPHER R
Art Unit
2463
Tech Center
2400 — Computer Networks
Assignee
BEIJING XIAOMI MOBILE SOFTWARE CO., LTD.
OA Round
1 (Non-Final)
80%
Grant Probability
Favorable
1-2
OA Rounds
3y 0m
To Grant
97%
With Interview

Examiner Intelligence

Grants 80% — above average
80%
Career Allow Rate
476 granted / 595 resolved
+22.0% vs TC avg
Strong +17% interview lift
Without
With
+16.8%
Interview Lift
resolved cases with interview
Typical timeline
3y 0m
Avg Prosecution
12 currently pending
Career history
607
Total Applications
across all art units

Statute-Specific Performance

§101
7.7%
-32.3% vs TC avg
§103
43.3%
+3.3% vs TC avg
§102
27.1%
-12.9% vs TC avg
§112
11.8%
-28.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 595 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1, 2, 5, 10, 13-17, 20, 25, and 28-30 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Enhancements on Multi-TRP for PDCCH, PUCCH and PUSCH (cited on IDS) [R1]. For claim 1, R1 discloses sending a first activation indication in response to configuring, for a terminal, sounding reference signal (SRS) resource sets corresponding to a plurality of cooperative transmission and reception points (TRPs) being configured (pages 15-18, Section 4.2.1.); wherein the first activation indication is configured to indicate a PUSCH transmission mode associated with the plurality of TRPs, and the PUSCH transmission mode comprises the terminal independently transmitting the PUSCH to a single TRP or cooperatively transmitting the PUSCH to the plurality of TRPs (pages 15-18. Section 4.2.1, proposal 22). For claim 2, R1 discloses wherein the first activation indication is carried by a media access control element (MAC CE); wherein the MVAC CE is configured to activate one or more SRS resource sets, and each SRS resource set is associated with a different TRP; wherein the MAC CE activates one or more SRS resource sets by using at least one of: indicating an identifier of the one or more SRS resource sets; indicating the one or more SRS resource sets via a bitmap; or indicating the one or more SRS resource sets via a code point (pages 15-18. Section 4.2.1, proposal 22). For claim 5, R1 discloses the MAC CE is configured to indicate a TRP cooperative transmission status of the PUSCH, and the TRP cooperative transmission status comprises independently transmitting the PUSCH to the single TRP or cooperatively transmitting the PUSCH to the plurality of TRPs (pages 15-18. Section 4.2.1, proposal 22). For claim 10, R1 discloses wherein the first activation indication is indicated via an independent indication domain carried on downlink control information (DCI) (pages 15-18. Section 4.2.1, proposal 22); wherein the DCI comprises a first DCI domain, the first DCI domain is configured to indicate a TRP cooperative transmission status of the PUSCH, and the TRP cooperative transmission status comprises independently transmitting the PUSCH to a single TRP or cooperatively transmitting the PUSCH to the plurality of TRPs (pages 15-18. Section 4.2.1, proposal 22); wherein in response to the TRP cooperative transmission status comprising independently transmitting the PUSCH to the single TRP, the first DCI domain is configured to indicate an activated TRP (pages 15-18. Section 4.2.1, proposal 22 Tables 1 and 2, extended SRI field). For claim 13, R1 discloses wherein in response to the TRP cooperative transmission status comprising cooperatively transmitting the PUSCH to the plurality of TRPs, the first DCI domain is configured to indicate a cooperative transmission status of the plurality of TRPs or to indicate a cooperative transmission sequence to the plurality of TRPs (pages 15-18. Section 4.2.1, proposal 22 Tables 1 and 2, extended SRI field). For claim 14, R1 discloses wherein the TRP indicated in the first DCI domain comprised in the DCI has a corresponding relationship with at least one signaling of a sounding reference signal resource indicator (SRI), a transmission precoding matrix indicator (TPMI) or a transmit power control (TPC) (pages 15-18. Section 4.2.1, proposal 22 Tables 1 and 2, extended SRI field). For claim 15, R1 discloses the first activation indication is carried via a newly added or redefined DCI domain in the DCI (pages 15-18. Section 4.2.1, proposal 22 Tables 1 and 2, extended SRI field). For claim 16, R1 discloses receiving a first activation indication, wherein the first activation indication is configured to indicate a PUSCH transmission mode associated with a plurality of cooperative transmission and reception points (TRPs), the PUSCH transmission mode comprises the terminal independently transmitting the PUSCH to a single TRP or cooperatively transmitting the PUSCH to the plurality of TRPs (pages 15-18. Section 4.2.1, proposal 22 Tables 1 and 2); independently transmitting the PUSCH based on the single TRP activated by the first activation indication, or cooperatively transmitting the PUSCH to the plurality of TRPs based on the plurality of TRPs activated by the first activation indication (pages 15-18. Section 4.2.1, proposal 22 Tables 1 and 2). For claim 17, R1 discloses wherein the first activation indication is carried by a media access control element (MAC CE); wherein the MAC CE is configured to activate one or more SRS resource sets, and each SRS resource set is associated with a different TRP; wherein the MAC CE activates one or more SRS resource sets by using at least one of: indicating an identifier of the one or more SRS resource sets; indicating the one or more SRS resource sets via a bitmap; or indicating the one or more SRS resource sets via a code point (pages 15-18. Section 4.2.1, proposal 22 Tables 1 and 2, extended SRI field). For claim 20, R1 discloses the MAC CE is configured to indicate a TRP cooperative transmission status of the PUSCH, and the TRP cooperative transmission status comprises independently transmitting the PUSCH to the single TRP or cooperatively transmitting the PUSCH to the plurality of TRPs (pages 15-18. Section 4.2.1, proposal 22 Tables 1 and 2, extended SRI field). For claim 25, R1 discloses wherein the first activation indication is indicated via an independent indication domain carried on downlink control information (DCI); wherein the DCI comprises a first DCI domain, the first DCI domain is configured to indicate a TRP cooperative transmission status of the PUSCH, and the TRP cooperative transmission status comprises independently transmitting the PUSCH to a single TRP or cooperatively transmitting the PUSCH to the plurality of TRPs (pages 15-18. Section 4.2.1, proposal 22 Tables 1 and 2, extended SRI field).; wherein in response to the TRP cooperative transmission status comprising independently transmitting the PUSCH to the single TRP, the first DCI domain is configured to indicate an activated TRP (pages 15-18. Section 4.2.1, proposal 22 Tables 1 and 2, extended SRI field). For claim 28, R1 discloses wherein in response to the TRP cooperative transmission status comprising cooperatively transmitting the PUSCH to the plurality of TRPs, the first DCI domain is configured to indicate a cooperative transmission status of the plurality of TRPs or to indicate a cooperative transmission sequence to the plurality of TRPs (pages 15-18. Section 4.2.1, proposal 22 Tables 1 and 2, extended SRI field). For claim 29, R1 discloses wherein the TRP indicated in the first DCI domain comprised in the DCI has a corresponding relationship with at least one signaling of a sounding reference signal resource indicator (SRI), a transmission precoding matrix indicator (TPMI) or a transmit power control (TPC) (pages 15-18. Section 4.2.1, proposal 22 Tables 1 and 2, extended SRI field). For claim 30, R1 discloses wherein the first activation indication is carried via a newly added or redefined DCI domain in the DCI (pages 15-18. Section 4.2.1, proposal 22 Tables 1 and 2, extended SRI field). Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claims 6, 9, 21, 24, and 33 are rejected under 35 U.S.C. 103 as being unpatentable over R1. For claim 6, R1 discloses the TRP cooperative transmission status comprises independently transmitting the PUSCH to the single TRP or cooperatively transmitting the PUSCH to the plurality of TRPs; wherein in response to the TRP cooperative transmission status comprising independently transmitting the PUSCH to the single TRP, the first information domain is configured to indicate a corresponding activated SRS resource set, the activated SRS resource set is associated with a PUSCH transmission of the TRP to which the PUSCH is transmitted (pages 15-18, tables 1 and 2). R1 does not explicitly state wherein the first activation indication is carried by grouped common downlink control information (GC-DCI); wherein the GC-DCI comprises a first information domain, the first information domain is configured to indicate a TRP cooperative transmission status of the PUSCH; however, Examiner takes Official Notice that the use of wherein the first activation indication is carried by grouped common downlink control information (GC-DCI); wherein the GC-DCI comprises a first information domain, the first information domain is configured to indicate a TRP cooperative transmission status of the PUSCH is transmitted was common and well known in the art prior to the effective filing date. Therefore, it would have been obvious to one of ordinary skill in the art prior to the effective filing date of the invention to modify R1 to use wherein the first activation indication is carried by grouped common downlink control information (GC-DCI); wherein the GC-DCI comprises a first information domain, the first information domain is configured to indicate a TRP cooperative transmission status of the PUSCH is transmitted. The technical reasoning to combine would be to use a commonly used control information transmission method, to increase standard operability, to decrease overhead, and design choice. For claim 9, R1 discloses wherein in response to the TRP cooperative transmission status comprising cooperatively transmitting the PUSCH to the plurality of TRPs, the first information domain comprised in the DCI is configured to indicate at least one of: a cooperative transmission status to the plurality of TRPs or a cooperative transmission sequence for indicating different PUSCH transmission opportunities to the plurality of TRPs; a correspondence between a transmission parameter indication domain and a PUSCH transmission to different TRPs; or a correspondence between the SRS resource set and a corresponding PUSCH transmission to different TRPs (pages 15-18, tables 1 and 2). For claim 21, R1 discloses the TRP cooperative transmission status comprises independently transmitting the PUSCH to the single TRP or cooperatively transmitting the PUSCH to the plurality of TRPs; wherein in response to the TRP cooperative transmission status comprising independently transmitting the PUSCH to the single TRP, the first information domain is configured to indicate a corresponding activated SRS resource set, the activated SRS resource set is associated with a PUSCH transmission of the TRP to which the PUSCH is transmitted (pages 15-18, tables 1 and 2). R1 does not explicitly state wherein the first activation indication is carried by grouped common downlink control information (GC-DCI); wherein the GC-DCI comprises a first information domain, the first information domain is configured to indicate a TRP cooperative transmission status of the PUSCH; however, Examiner takes Official Notice that the use of wherein the first activation indication is carried by grouped common downlink control information (GC-DCI); wherein the GC-DCI comprises a first information domain, the first information domain is configured to indicate a TRP cooperative transmission status of the PUSCH is transmitted was common and well known in the art prior to the effective filing date. Therefore, it would have been obvious to one of ordinary skill in the art prior to the effective filing date of the invention to modify R1 to use wherein the first activation indication is carried by grouped common downlink control information (GC-DCI); wherein the GC-DCI comprises a first information domain, the first information domain is configured to indicate a TRP cooperative transmission status of the PUSCH is transmitted. The technical reasoning to combine would be to use a commonly used control information transmission method, to increase standard operability, to decrease overhead, and design choice. For claim 24, R1 discloses wherein in response to the TRP cooperative transmission status comprising cooperatively transmitting the PUSCH to the plurality of TRPs, the first information domain comprised in the DCI is configured to indicate at least one of: a cooperative transmission status to the plurality of TRPs or a cooperative transmission sequence for indicating different PUSCH transmission opportunities to the plurality of TRPs; a correspondence between a transmission parameter indication domain and a PUSCH transmission to different TRPs; or a correspondence between the SRS resource set and a corresponding PUSCH transmission to different TRPs (pages 15-18, tables 1 and 2). For claim 33, R1 discloses send a first activation indication in response to sounding reference signal (SRS) resource sets corresponding to a plurality of cooperative transmission and reception points (TRPs) being configured (pages 15-18. Section 4.2.1, proposal 22 Tables 1 and 2); wherein the first activation indication is configured to indicate a PUSCH transmission mode associated with the plurality of TRPs, and the PUSCH transmission mode comprises independently transmitting the PUSCH to a single TRP or cooperatively transmitting the PUSCH to the plurality of TRPs (pages 15-18. Section 4.2.1, proposal 22 Tables 1 and 2); or the processor is configured to: receive a first activation indication, wherein the first activation indication is configured to indicate a PUSCH transmission mode associated with a plurality of cooperative transmission and reception points (TRPs), the PUSCH transmission mode comprises the terminal independently transmitting the PUSCH to a single TRP or cooperatively transmitting the PUSCH to the plurality of TRPs (pages 15-18. Section 4.2.1, proposal 22 Tables 1 and 2); independently transmit the PUSCH based on the single TRP activated by the first activation indication, or cooperatively transmitting the PUSCH to the plurality of TRPs based on the plurality of TRPs activated by the first activation indication (pages 15-18. Section 4.2.1, proposal 22 Tables 1 and 2). R1 does not explicitly state a processor; a memory for storing machine-readable executable instructions that, when executed by on the processor, cause the steps. However, Examiner takes Official Notice that the use a processor; a memory for storing machine-readable executable instructions that, when executed by on the processor, cause the steps was common and well known in the art prior to the effective filing date. Therefore, it would have been obvious to one of ordinary skill in the art prior to the effective filing date of the invention to modify R1 to use a processor; a memory for storing machine-readable executable instructions that, when executed by on the processor, cause the steps. The technical reasoning to combine would be to use a commonly used method for implementation, to increase standard operability, to increase possible embodiments of the invention increasing marketability, and design choice. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure: KHOSHNEVISAN et al (US 2021/0226680) discloses SRS indicators for PUSCH. Any inquiry concerning this communication or earlier communications from the examiner should be directed to CHRISTOPHER R CROMPTON whose telephone number is (571)270-3678. The examiner can normally be reached 10AM-4PM ET M-Th. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Asad Nawaz can be reached at (571)272-3988. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /CHRISTOPHER R CROMPTON/Primary Examiner, Art Unit 2463
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Prosecution Timeline

Sep 27, 2023
Application Filed
Sep 27, 2025
Non-Final Rejection — §102, §103
Dec 30, 2025
Response Filed
Dec 30, 2025
Response after Non-Final Action

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
80%
Grant Probability
97%
With Interview (+16.8%)
3y 0m
Median Time to Grant
Low
PTA Risk
Based on 595 resolved cases by this examiner. Grant probability derived from career allow rate.

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