Prosecution Insights
Last updated: October 25, 2026
Application No. 18/284,713

HARD COAT FILM

Non-Final OA §103
Filed
Sep 28, 2023
Priority
Mar 30, 2021 — JP 2021-058832 +1 more
Examiner
DICUS, TAMRA
Art Unit
1787
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Nippon Paper Industries Co., Ltd.
OA Round
3 (Non-Final)
30%
Grant Probability
At Risk
3-4
OA Rounds
10m
Est. Remaining
52%
With Interview

Examiner Intelligence

Grants only 30% of cases
30%
Career Allowance Rate
198 granted / 651 resolved
-34.6% vs TC avg
Strong +21% interview lift
Without
With
+21.3%
Interview Lift
resolved cases with interview
Typical timeline
3y 11m
Avg Prosecution
49 currently pending
Career history
717
Total Applications
across all art units

Statute-Specific Performance

§101
0.7%
-39.3% vs TC avg
§103
59.2%
+19.2% vs TC avg
§102
13.6%
-26.4% vs TC avg
§112
18.3%
-21.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 651 resolved cases

Office Action

§103
DETAILED ACTION The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 09/18/2026 has been entered. Applicants' arguments have been fully considered. Rejections and/or objections not reiterated from previous office actions are hereby withdrawn due to Applicant's amendments and/or arguments. The following rejections and/or objections are either reiterated or newly applied. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1-3, 5-14, 16-19, and 20-21 are rejected under 35 U.S.C. 103 unpatentable over US 20110217541 to Shimano et al. in view of EP 2498130 A2 (Shitabatake et al.) Re claims 1-3, 7-12, 19, Shimano et al. teaches Fig. 1 and associated text a film, Shimano et al. teaches Fig. 1 and associated text a hard coat cured product of cycloolefin polymer [95] and [145-146] of meth acryloyloxy group (same as Applicant’s) [90-95, 145-146] silica, [224] urethane acrylate and [90] methacrylol, for ensuring a cured product and no cracking [217]. Inorganic particles are taught [15], Shimano (per claim 2). See [210-222], Shimano – PET and cycloolefin structure (per claim 8). All properties not explicit (i.e. peak area ratio…) are inherent given the same materials and structure used. Further to product by process limitations (per claims 9 and 11) of before heat treatment and after curing, these are process limitations in a product claim and not germane to patentability. Shimano doesn’t teach the amorphous silica as claimed. Shitabatake teaches amorphous silica as claimed for the Filler [0235, 237] includes spherical silica surface-treated with a silane coupling agent. [0236] The [0237] benefits are the thermal cycle test resistance and storage stability of the curable composition are enhanced [0238] The term "spherical" in the spherical filler may be sufficient if the particle is not of a needle-like, columnar or amorphous shape but is rounded, and the shape need not be necessarily "truly spherical". However, the typical "spherical" form is "a truly spherical" shape. [0239] confirmed via SEM. It would have been obvious to one of ordinary skill in the art at the effective filing date time the invention was made to have selected the amorphous silica as claimed for the benefits as above the thermal cycle test resistance and storage stability of the curable composition are enhanced as taught by Shitabatake. Shimano essentially teaches the claimed invention. Shimano doesn’t teach the exact ranges but are overlapping. See [0048], Shimano – overlapping ranges (per claims 5, 13-14, and 16-19). [20-27, 41, 50-54, 83, 481], See Shimano – overlapping ranges and motivation to adjust thickness due to excellent production and performance (1, 2, and 5, Fig. 1 function as applicant’s two hard layers per claims 6-7). Note that overlapping ranges have this application: In the case where the claimed ranges “overlap or lie inside ranges disclosed by the prior art” a prima facie case of obviousness exists. In reWertheim, 541 F.2d 257, 191 USPQ 90 (CCPA 1976); In reWoodruff, 919 F.2d 1575, 16 USPQ2d 1934 (Fed. Cir. 1990). See MPEP 2144.05. It would have been obvious to one of ordinary skill in the art at the time the invention was made to have selected from the overlapping portion of the range taught by the reference effecting functionality (i.e. each layer affecting overall performance) because overlapping ranges have been held to establish prima facie obviousness. MPEP 2144.05. Re claims 20-21, Shimano doesn't teach the materials as claimed but teaches silica, [224] urethane acrylate and [90] methacrylol. Shitabatake discloses a similar curable composition [10] of excellent pattern with excellent heat/cold shock resistance having the [23] same (meth)acryloyl, amorphous [235, 237-238] silica for good profile, and [257], [261] elastomer urethane and acrylic blend is within the teaching for improved heat resistance [256]. It would have been obvious to one of ordinary skill in the art at the effective filing date time the invention was made to have selected only the materials of Shimano in the similar cured composition of Shimano for at least excellent patterns and shock resistance. Response to Arguments Applicant’s arguments with respect to claim have been fully considered but are moot in view of the new art applied above. Applicant argues the unevenly distribution and points to the specification for support. However, limitations from the specification are not read in to the claims. Applicant is welcomed to amend the claims to what is intended. References of Interest The remaining references listed on form(s) 892 and/or 1449 have been reviewed by the examiner and are considered to be cumulative to or less material than the prior art references relied upon in the rejection above. US 20180361719 to Kikuchi teaches a hard coat [153] where radically polymerizable groups include (meth)acryloyloxy and vinyl, of which (meth)acryloyloxy is generally employed. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to TAMRA L. DICUS whose telephone number is (571)272-2022. The examiner can normally be reached M-F 8:00 am 4:00 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Callie Shosho can be reached on 571-272-1123. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /TAMRA L. DICUS/Primary Examiner, Art Unit 1787 TAMRA L. DICUS Primary Examiner Art Unit 1787
Read full office action

Prosecution Timeline

Sep 28, 2023
Application Filed
Aug 28, 2025
Non-Final Rejection mailed — §103
Feb 27, 2026
Response Filed
Mar 19, 2026
Final Rejection mailed — §103
Aug 18, 2026
Response after Non-Final Action
Sep 18, 2026
Request for Continued Examination
Sep 23, 2026
Response after Non-Final Action
Oct 16, 2026
Non-Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
30%
Grant Probability
52%
With Interview (+21.3%)
3y 11m (~10m remaining)
Median Time to Grant
High
PTA Risk
Based on 651 resolved cases by this examiner. Grant probability derived from career allowance rate.

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