Prosecution Insights
Last updated: August 17, 2026
Application No. 18/285,258

POWDER-BED LASER PROCESSING APPARATUS, POWDER ADDITIVE MANUFACTURING APPARATUS, PROCESSING METHOD, AND A COMPUTER READABLE MEDIUM

Final Rejection §103
Filed
Oct 01, 2023
Priority
Apr 22, 2021 — JP 2021-072289 +1 more
Examiner
GROUX, JENNIFER LILA
Art Unit
1754
Tech Center
1700 — Chemical & Materials Engineering
Assignee
The Japan Steel Works Ltd.
OA Round
4 (Final)
35%
Grant Probability
At Risk
5-6
OA Rounds
5m
Est. Remaining
77%
With Interview

Examiner Intelligence

Grants only 35% of cases
35%
Career Allowance Rate
45 granted / 128 resolved
-29.8% vs TC avg
Strong +42% interview lift
Without
With
+42.1%
Interview Lift
resolved cases with interview
Typical timeline
3y 3m
Avg Prosecution
44 currently pending
Career history
182
Total Applications
across all art units

Statute-Specific Performance

§101
2.0%
-38.0% vs TC avg
§103
45.5%
+5.5% vs TC avg
§102
13.8%
-26.2% vs TC avg
§112
32.9%
-7.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 128 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Amendment Claims 1, 3-4, and 6-11 are pending. Claims 10-11 remain withdrawn. In view of the amendment, filed 05/19/2026, claim rejections under 35 U.S.C. 103 are updated from the previous Office Action mailed 03/19/2026. Claim Objections Claim 1 is objected to because of the following informalities: claim 1, in the last line as amended, recites “so as to apply the laser light on its own irradiation area…” The limitation should include “corresponding,” “respective,” or similar, prior to “laser light,” since the claim previously introduced “first/second/third/fourth laser light” terminology. Appropriate correction is required. Claim Rejections - 35 USC § 103 The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. Claim(s) 1, 4, and 6-9 is/are rejected under 35 U.S.C. 103 as being unpatentable over Wiesner et al., US 20190375012 A1, in view of Li et al., US 20140198365 A1, and Uzan et al., US 20150231827 A1 (references of record). Regarding claim 1, Wiesner discloses a powder-bed laser processing apparatus (irradiation system 20 for selectively and location-specifically directing a plurality of laser beams onto raw material powder layers, [0074], Fig. 1) comprising: A laser light source (common laser beam source, [0076]) configured to emit laser light (emits a laser beam, [0076]); and a first partial reflection mirror (beam splitter, [0076], which involves at least partial reflection in order to perform its function of separating a single beam into both transmitted and reflected beams) configured to receive the laser light from the laser light source and divide the laser light into laser light supplied to a first, a second, a third, and a fourth scanning unit (configured to split the laser beam emitted by the common laser beam source in order to guide the laser beam to four individual irradiation units 22a-d, [0076], see also [0011] describing the same); Each of the scanning units (irradiation units 22a-d, Fig. 1, [0075]) being configured to apply the received laser light (applies corresponding laser beam, e.g., 24a, 24b, etc., Fig. 1, [0074]) to a powder bed (to irradiation plane 28 containing powder layers on the carrier 16, Fig. 1, [0077]-[0078]) while scanning the respective laser light (capable of flexibly positioning the focus point of the respective laser beam via processing beam optics including a deflection/scanning device, [0077]); The laser light from the first scanning unit can be applied to a first irradiation area (irradiation region 30a associated with first irradiation unit 22a, see broken line in Fig. 2, [0080]-[0081]), the laser light from the second scanning unit can be applied to a second irradiation area (irradiation region 30b associated with second irradiation unit 22b, Fig. 2, [0080]-[0081]), the laser light from the third scanning unit can be applied to a third irradiation area (irradiation region 30c associated with third irradiation unit 22c, Fig. 2, [0080]-[0081]), and the laser light from the fourth scanning unit can be applied to a fourth irradiation area (irradiation region 30d associated with fourth irradiation unit 22d, Fig. 2, [0080]-[0081]), Wherein positions of the first, second, third, and fourth scanning units can be changed (irradiation units can be moved to define irradiation regions, [0017], the irradiation regions can be regularly redefined, [0094]) so that each of the first, second, third, and fourth irradiation areas can include a part of another irradiation area (see overlap regions 34 and 36 between each of the quadrants I-IV, Fig. 2, [0082], overlap can be changed, [0094]). Wiesner discloses the first partial reflection mirror that divides light from a common laser light source so that it can be provided to the four different irradiation units ([0076]). Wiesner is silent as to the first partial reflection mirror being configured to divide the laser light into first and second laser light such that the first laser light is supplied to the first and third scanning units and the second laser light is supplied to the second and fourth scanning units. Wiesner is silent then as to the light applied by the first and third scanning units being the first laser light and the light applied by the second and fourth scanning units being the second laser light. In the analogous art of multi-beam laser scanning for additive manufacturing ([0014], [0016]), Li discloses a powder bed additive manufacturing device (Fig. 2, [0022]-[0024]) including a laser light source configured to emit laser light (laser 32, Fig. 2), a first partial reflection mirror (first beam splitter 33, Fig. 2) configured to receive the laser light and divide the laser light into first (first laser beam 323, Fig. 2) and second laser light (second laser beam 324, Fig. 2), the first laser light being supplied to a first scanning unit and a third scanning unit (323 being supplied to scanning units 38 and 39, Fig. 2), and the second laser light being supplied to a second scanning unit and a fourth scanning unit (324 being supplied to scanning units 40 and 41, Fig. 2). Li teaches that the arrangement can be used to direct a multitude of laser beams from a single source to their desired locations and results in increased efficiency ([0024]). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to specify the first partial reflection mirror of Wiesner was configured to divide the laser light into first and second laser light such that the first laser light was supplied to the first and third scanning units and the second laser light was supplied to the second and fourth scanning units in order to implement a suitable configuration for predictably supplying the four scanning units with light from the common laser source to the desired locations with high efficiency, as taught by Li. In implementing the configuration, then the light applied by the first and third scanning units would be the first laser light and the light applied by the second and fourth scanning units would be the second laser light. Wiesner discloses that the individual irradiation regions can be redefined and their corresponding overlap regions changed layer-by-layer by displacement along X-Y axes of the irradiation plane ([0094], [0101], [0104]). Wiesner discloses the overall device can be configured to perform the displacement of the overlap region and the variable subdivision of the overlap zone ([0106]). Wiesner describes that a definition of the irradiation regions can be performed by specifying a deflection spectrum of the deflection units of the irradiation units and/or a possible movement spectrum of the irradiation units ([0017]). As such, Wiesner discloses possible movement of the irradiation/scanning units for regular adjustment of the irradiation regions but is silent as to the apparatus including first, second, third, and fourth drive units configured to move the corresponding scanning units and that a position of the individual scanning units relative to each other unit can be changed in both directions. Wiesner does not disclose each drive unit comprising a first and second conveyance unit as claimed. In the analogous art, Uzan discloses an additive manufacturing device having multiple independently driven writing (e.g., laser [0007]-[0010]) heads (Abstract, [0018]). Uzan teaches providing a plurality of writing heads (124, 224, 424, 425, Fig. 4, [0062]-[0063] embodiment wherein each head, including heads 424 and 425, is uncoupled from the others in both X and Y directions in the manner of heads 124 and 224) which can work on respective areas of the build surface with corresponding drive units for mutually independent movement in X and Y directions (each of the writing heads can be moved independently of the other three writing heads (in both directions), [0062]-[0063]), i.e., such that a position of each scanning unit (writing head) can be changed relative to the others in both directions. Uzan discloses each drive unit comprises a first conveyance unit configured to convey the respective scanning unit in a first direction parallel to the powder bed (movement of each head along X direction via corresponding screws/tracks, [0062]-[0063], Fig. 4; actuation mechanism described in [0044], [0058]-[0060]); and a second conveyance unit configured to convey the respective scanning unit in a second direction (movement of each head along Y direction via corresponding screws/tracks, [0062]; actuation mechanism described in [0043]), the second direction being parallel to the surface of the powder bed and different from the first direction (plate 130 is a planar support under the heads, [0047]; Y direction as opposed to X direction), wherein the first and second conveyance units of each drive unit are configured to convey the respective scanning unit independently of all other scanning units along the first and second directions so that each of the scanning units is independently movable relative to every other scanning unit in both directions (each of the writing heads being uncoupled and therefore movable independently of the other three writing heads in both directions, [0062]-[0063]). Uzan teaches that the construction of the apparatus supports spatial manipulation of multiple writing heads that can be utilized simultaneously and independently in making a 3D object ([0018]). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the apparatus of Wiesner to incorporate the positioning mechanism of Uzan including first, second, third, and fourth drive units configured to move the corresponding scanning units such that a position of each scanning unit relative to the other scanning units can be changed, each drive unit comprising a first and second conveyance unit as claimed, in order to enable simultaneous and independent movement of the multiple scanning units, as taught by Uzan. Wiesner describes having a movement spectrum for the irradiation units, with their overlapping irradiation areas, and providing the independent drive capability for the scanning units as taught by Uzan would have facilitated the displacement of the irradiation regions and corresponding overlap regions by movement of the scanning/irradiation units as desired by Wiesner. The language of “so as to apply the laser light…” in the apparatus claim requires at most the capability of performing the recited function, and the combination as set forth above featuring the plurality of scanning/irradiation units of Wiesner with their overlapping irradiation areas that can be adjusted via corresponding deflection units and/or movement of the irradiation units, together with the independent movement structure taught by Uzan, meets the required capability. Regarding claim 4, modified Wiesner discloses the limitations of claim 1, and the combination discloses the first, second, third, and fourth drive units move the first, second, third, and fourth scanning units, respectively, on a common moving surface (Wiesner: the irradiation units 22a-d are located on a common plane, Fig. 1, [0075], such that their X and Y movement capability per the combination would be along the common plane). Regarding claim 6, modified Wiesner discloses the limitations of claim 1, and the combination further discloses each of the first, second, third, and fourth drive units is a gantry mechanism (Uzan: each drive unit being an overhead screw/track configuration, Fig. 4, [0043]-[0044], [0062]-[0063], i.e., a gantry mechanism) including a guide rail (Uzan: a track associated with each screw, [0043]-[0044]) extending in each of the first and second directions (Uzan: tracks 102, 402 extend in X direction; tracks associated with Y direction screws extend in Y direction, Fig. 4; tracks described in [0043]-[0044]). Regarding claim 7, modified Wiesner discloses the limitations of claim 1, and Wiesner further discloses a control unit that controls the device to perform the irradiation, including the variation of the position of the overlap region in the irradiation plane and changing partition regions between the irradiation regions ([0065]-[0066]). As set forth above, these functions are associated by Wiesner with movement of the first, second, third, and fourth irradiation/scanning units (e.g., [0017]). The combination as set forth above does not explicitly disclose a position control unit configured to control positions of the first, second, third, and fourth scanning units; and a drive control unit configured to control operations performed by the first, second, third, and fourth drive units in cooperation with the position control unit. Uzan further discloses a controller configuration for the positioning mechanism wherein a position of a scanning unit is controlled (computer 180 can issue commands to move a writing head in Y, X directions, [0043]-[0044]), i.e., a position control unit; and operations performed by the corresponding drive unit are controlled in cooperation with the position control unit (movement of the head is performed by activation of the corresponding motor, [0043]-[0044]), i.e., a drive control unit. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to further specify, for the combination including the drive units, a position control unit configured to control positions of the first, second, third, and fourth scanning units and a drive control unit configured to control operations performed by the first, second, third, and fourth drive units in cooperation with the position control unit in order to ensure the controlled and coordinated operation of the drive units based on a desired position of the corresponding irradiation units, as taught by Uzan. Wiesner includes a control configuration for the four scanning units, and further specifying the claimed configuration would have predictably enabled accurate movement of the independently movable units of the combination in order to form the intended irradiation regions. Regarding claim 8, Wiesner discloses a powder additive manufacturing apparatus (device 10, Fig. 1, configured to carry out additive manufacturing from powder, [0073]) comprising: A powder-bed support part configured to support the powder bed (carrier 16, Fig. 1, on which powder layers are applied, [0073]); and A recoater (powder application device 14, Fig. 1, [0073]) configured to spread powder across the powder bed (applying raw material powder layers to the carrier 16, [0073]). Wiesner in view of Li and Uzan as set forth above for claim 1 discloses the powder-bed laser processing apparatus according to claim 1. Regarding claim 9, modified Wiesner discloses the limitations of claim 8, and the combination discloses the first, second, third, and fourth drive units move the first, second, third, and fourth scanning units (see claim 1). Wiesner discloses the powder-bed support part lowers the powder bed (is displaceable in the vertical direction and is lowered as the build height of the workpiece increases, [0073]) and the recoater drives (applies powder layers to the carrier 16, [0073]). As such, the apparatus as set forth discloses all the structural requirements of the claim, and a timing of when the structures are actuated during operation does not reflect a further structural limitation. The components as set forth are capable of performing the movement of the scanning units during a period in which the powder-bed support part lowers the powder bed or the recoater drives (as the drive units for the respective scanning units are entirely distinct from the structure of the carrier and the recoater, see Uzan Fig. 4, [0062]-[0063], they are capable of moving the respective scanning units while the powder-bed support part is lowered or the recoater driven). Note that the claims are directed to an apparatus and a recitation with respect to the manner in which a claimed apparatus is intended to be employed does not differentiate the claimed apparatus from a prior art apparatus if the prior art apparatus teaches all the structural limitations of the claim (MPEP 2114 (II)). In this case, the scanning units are structurally capable of being moved, and as the movement structure for the scanning units is distinct from that of the carrier and the recoater, then there is no structural restriction to moving the scanning units as the carrier or recoater is moved. Therefore, the prior art apparatus of the combination includes all the structural requirements of the recited operation. Claim(s) 3 is/are rejected under 35 U.S.C. 103 as being unpatentable over Wiesner et al., US 20190375012 A1, in view of Li et al., US 20140198365, and Uzan et al., US 20150231827 A1, as applied to claim 1, and further in view of Teulet, US 20150210013 A1 (of record). Regarding claim 3, modified Wiesner discloses the limitations of claim 1, and Wiesner further discloses each of the first and second scanning units comprises: A scanning device configured to receive laser light and scan the received laser light (interpreted as a subcomponent of the broader respective scanning unit, the irradiation units each comprising processing optics that include a deflection device in the form of a scanner unit, [0077], see also [0013]); and a lens (processing optics include objective lens, [0012]). Wiesner does not disclose a particular arrangement of the scanning device and lens and thus does not explicitly disclose that the lens is configured to receive the laser light scanned by the scanning device and apply the received laser light to the powder bed. Note that a patent specification need not disclose what is well-known to those skilled in the art and preferably omits that which is well-known to those skilled and already available to the public (MPEP 2164.05(a)). In the analogous art of manufacturing three-dimensional objects from powder material (Abstract), Teulet discloses a movable scanning head configuration (head 12, Figs. 1-2) including a scanner device for receiving and deflecting a laser beam (means 18 for deflecting the laser beam, Fig. 1, [0049]) which is then focused onto the corresponding sintering field 14 by a lens downstream from the beam deflecting means (lens 22, Fig. 1, [0051]). As Wiesner is silent as to a particular arrangement of the components, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to further specify the lens is configured to receive the laser light scanned by the scanning device and apply the received laser light to the powder bed in order to provide a workable arrangement such that laser light deflected by the scanning device could be focused onto a specific location of the sintering field by the lens, as taught by Teulet. Response to Arguments Applicant's arguments filed 05/19/2026 have been fully considered but they are not persuasive. Applicant argues (pp. 9-10) that Uzan fails to teach or suggest that each of the scanning units is independently movable relative to every other scanning unit in both directions so as to apply the laser light on its own irradiation area and parts of the irradiation areas of all other scanning units. Applicant states that Uzan clearly shows and describes in paragraphs [0049], [0056], and [0060] that each writing head is assigned to a different portion of the total segment and the entire segment is written by having the writing heads simultaneously write their own segment. As such, the writing heads in Uzan are neither configured to irradiate laser light nor are they configured to write in any portion of the segment assigned to another writing head. These arguments are not found persuasive. In response to applicant's arguments against the references individually, one cannot show nonobviousness by attacking references individually where the rejections are based on combinations of references. See In re Keller, 642 F.2d 413, 208 USPQ 871 (CCPA 1981); In re Merck & Co., 800 F.2d 1091, 231 USPQ 375 (Fed. Cir. 1986). Wiesner was applied for disclosing the four irradiation units with their corresponding irradiation areas which include parts of adjacent irradiation areas of the other irradiation units (e.g., Wiesner, [0080]-[0082]). Wiesner discloses the overlapping irradiation areas can be adjusted by corresponding deflection units of the irradiation units and/or a movement spectrum of the irradiation units ([0017]). The rejection explained that Wiesner describes possibly moving the irradiation units to adjust the irradiation regions (the movement spectrum, [0017]) but is silent as to a particular drive/movement mechanism. Analogous art Uzan was applied for teaching a movement mechanism capable of moving a plurality of writing units for additive manufacturing, where “writing” encompasses laser sources ([0007]-[0008]). The movement mechanism of Uzan enables independent movement of each of, e.g., four writing heads in first and second directions (Fig. 4, [0062]-[0063]). Applying the movement mechanism for independent movement in the two directions to the scanning irradiation units of Wiesner in order to facilitate adjustment of the irradiation regions and their corresponding overlap regions as set forth in the prior rejection would meet the amended claim language. The examiner notes that Applicant’s citations to specific paragraphs of Uzan are directed to different embodiments than that applied in the rejection and do not limit the movement mechanism when applied to a plurality of laser heads with respective scanning/deflection units from achieving overlapping irradiation areas as intended. Conclusion THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to JENNIFER L GROUX whose telephone number is (571)272-7938. The examiner can normally be reached Monday - Friday: 9am - 5pm ET. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Susan Leong can be reached at (571) 270-1487. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /J.L.G./Examiner, Art Unit 1754 /LARRY W THROWER/Primary Examiner, Art Unit 1754
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Prosecution Timeline

Show 3 earlier events
Aug 07, 2025
Response Filed
Oct 29, 2025
Final Rejection mailed — §103
Dec 16, 2025
Response after Non-Final Action
Jan 09, 2026
Request for Continued Examination
Jan 14, 2026
Response after Non-Final Action
Mar 19, 2026
Non-Final Rejection mailed — §103
May 19, 2026
Response Filed
Aug 04, 2026
Final Rejection mailed — §103 (current)

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Prosecution Projections

5-6
Expected OA Rounds
35%
Grant Probability
77%
With Interview (+42.1%)
3y 3m (~5m remaining)
Median Time to Grant
High
PTA Risk
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