Prosecution Insights
Last updated: October 04, 2026
Application No. 18/285,401

HETEROCYCLIC COMPOUND, ORGANIC LIGHT-EMITTING DEVICE COMPRISING SAME, AND COMPOSITION FOR ORGANIC LAYER

Non-Final OA §102§103§112
Filed
Oct 03, 2023
Priority
Jul 13, 2021 — RE 10-2021-0091450 +1 more
Examiner
NGUYEN, VU ANH
Art Unit
Tech Center
Assignee
LT Materials Co., Ltd.
OA Round
1 (Non-Final)
83%
Grant Probability
Favorable
1-2
OA Rounds
0m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 83% — above average
83%
Career Allowance Rate
1272 granted / 1528 resolved
+23.2% vs TC avg
Strong +16% interview lift
Without
With
+15.9%
Interview Lift
resolved cases with interview
Typical timeline
2y 5m
Avg Prosecution
29 currently pending
Career history
1534
Total Applications
across all art units

Statute-Specific Performance

§101
1.0%
-39.0% vs TC avg
§103
40.7%
+0.7% vs TC avg
§102
27.6%
-12.4% vs TC avg
§112
27.7%
-12.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1528 resolved cases

Office Action

§102 §103 §112
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Specification Applicant is reminded of the proper content of an abstract of the disclosure. In chemical patent abstracts for compounds or compositions, the general nature of the compound or composition should be given as well as its use, e.g., “The compounds are of the class of alkyl benzene sulfonyl ureas, useful as oral anti-diabetics.” Exemplification of a species could be illustrative of members of the class. For processes, the type of reaction, reagents and process conditions should be stated, generally illustrated by a single example unless variations are necessary. The abstract of the disclosure is objected to because it is missing the chemical formula 1, or a description thereof. A corrected abstract of the disclosure is required and must be presented on a separate sheet, apart from any other text. See MPEP § 608.01(b). Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(d): (d) REFERENCE IN DEPENDENT FORMS.—Subject to subsection (e), a claim in dependent form shall contain a reference to a claim previously set forth and then specify a further limitation of the subject matter claimed. A claim in dependent form shall be construed to incorporate by reference all the limitations of the claim to which it refers. The following is a quotation of pre-AIA 35 U.S.C. 112, fourth paragraph: Subject to the following paragraph [i.e., the fifth paragraph of pre-AIA 35 U.S.C. 112], a claim in dependent form shall contain a reference to a claim previously set forth and then specify a further limitation of the subject matter claimed. A claim in dependent form shall be construed to incorporate by reference all the limitations of the claim to which it refers. Claims 2-3 are rejected under 35 U.S.C. 112(d) or pre-AIA 35 U.S.C. 112, 4th paragraph, as being of improper dependent form for failing to further limit the subject matter of the claim upon which it depends. The four modes of bonding in claim 2 are the only four that are already present in claim 1. Claim 2 does nothing more than presenting the compound in a different format; it does not change the compound in any way. Claim 3 has a similar issue. Applicant may cancel the claim(s), amend the claim(s) to place the claim(s) in proper dependent form, rewrite the claim(s) in independent form, or present a sufficient showing that the dependent claim(s) complies with the statutory requirements. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1-16 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by CN 113501823 A to Ma et al. (See attached machine-generated English-language translation). Regarding claim 1, Ma et al. discloses a composition comprising two host materials, and an OLED comprising the same in the EML, wherein the two host materials have general structural representations of PNG media_image1.png 198 730 media_image1.png Greyscale . For example, the device in example number 9 (p. 89 of the original document) comprises compounds A1 and 4 in a 1-to-1 weight ratio, PNG media_image2.png 228 288 media_image2.png Greyscale PNG media_image3.png 188 364 media_image3.png Greyscale . Compound A1 is representative of the claimed compound wherein one R15 is a C6 aryl group. Claim 1 is therefore unpatentable. See MPEP § 2131.02(II). Claims 2-3 fail to further limit claim 1 and they are unpatentable for the same reasons. Claims 4-5 are anticipated as explained. Compound A1 is identical to compound 1-4 of claim 6. Compound 4 is representative of the compound of formula 10 in claim 10. Consequently, claims 7-13 and 15-16 are anticipated. The features of claim 14 can be found in the same example. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claims 1-5 and 7-16 are rejected under 35 U.S.C. 103 as being unpatentable over KR-102054806-B1 (= US 2022/0006022 A1) to Suh et al. in view of CN-112939985-A (= US 2023/0200234 A1) to Hu et al. Regarding claim 1, Suh et al. discloses an OLED wherein the EML comprises, as the host materials, a composition containing the following two compounds: PNG media_image4.png 264 312 media_image4.png Greyscale PNG media_image5.png 274 454 media_image5.png Greyscale . The second compound is essentially identical to the compound of formula 10 being claimed in claims 10, 13 and 15 (pp. 61+). The first compound, which is at least partially deuterated, has a scope that includes the following examples PNG media_image6.png 380 400 media_image6.png Greyscale , PNG media_image7.png 388 384 media_image7.png Greyscale and PNG media_image8.png 412 386 media_image8.png Greyscale . Suh et al. fails to teach the compound of claim 1. However, Hu et al. discloses a compound to be used as a host material in the light-emitting layer of an OLED wherein the compound has formula A, B, D or F: PNG media_image9.png 330 470 media_image9.png Greyscale PNG media_image10.png 308 458 media_image10.png Greyscale , PNG media_image11.png 324 462 media_image11.png Greyscale , PNG media_image12.png 300 468 media_image12.png Greyscale , wherein Ar is a (hetero)aryl group. The compound is essentially a subset of the claimed compound (pp. 19+). The compound, when used as a host material in the EML of an OLED, provides higher EQE and service lifetime than those compounds wherein (1) the Het(Ar1)(Ar2) group is an aryl group, (2) the Ar group is H, or (3) the indolocarbazole has a different fusion mode, as seen in the following comparative examples (pp. 84-86): PNG media_image13.png 412 364 media_image13.png Greyscale PNG media_image14.png 374 396 media_image14.png Greyscale and PNG media_image15.png 358 546 media_image15.png Greyscale . Therefore, it would have been obvious to a person of ordinary skill in the art at the time the instant invention was filed to modify the device disclosed by Suh et al. by replacing the first host compound with one having the requirements set forth by Hu et al., such as PNG media_image16.png 328 546 media_image16.png Greyscale , so as to improve further the external quantum yield and the operation lifetime of the device. Claim 1 is accordingly unpatentable for being obvious. See MPEP § 2143(I)(A). Claims 2-5 and 7-16 are also unpatentable as explained. Contact Information Any inquiry concerning this communication or earlier communications from the examiner should be directed to VU ANH NGUYEN whose telephone number is (571)270-5454. The examiner can normally be reached M-F 8:00 AM-5:00 PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, ROBERT JONES can be reached at (571) 270-7733. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /VU A NGUYEN/ Primary Examiner, Art Unit 1762
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Prosecution Timeline

Oct 03, 2023
Application Filed
Aug 11, 2026
Non-Final Rejection mailed — §102, §103, §112 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12751203
HETEROCYCLIC ARYLAMINE COMPOUND, ORGANIC ELECTROLUMINESCENT DEVICE AND DISPLAY PANEL
3y 10m to grant Granted Sep 29, 2026
Patent 12751205
COMPOUND FOR ORGANIC ELECTRONIC ELEMENT, ORGANIC ELECTRONIC ELEMENT USING THE SAME, AND AN ELECTRONIC DEVICE THEREOF
2y 6m to grant Granted Sep 29, 2026
Patent 12751202
ORGANIC ELECTRIC ELEMENT COMPRISING A PLURALITY OF EMISSION-AUXILIARY LAYERS AND ELECTRONIC DEVICE COMPRISING IT
2y 5m to grant Granted Sep 29, 2026
Patent 12745555
DISPLAY ELEMENT
3y 6m to grant Granted Sep 22, 2026
Patent 12740225
LIGHT-EMITTING ELEMENT AND DISPLAY DEVICE
3y 10m to grant Granted Sep 15, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
83%
Grant Probability
99%
With Interview (+15.9%)
2y 5m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1528 resolved cases by this examiner. Grant probability derived from career allowance rate.

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