Prosecution Insights
Last updated: April 19, 2026
Application No. 18/285,560

METHODS AND COMPOSITIONS FOR TREATMENT OF CYSTIC FIBROSIS

Non-Final OA §103
Filed
Oct 04, 2023
Examiner
BURKHART, MICHAEL D
Art Unit
1638
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
Spirovant Sciences Inc.
OA Round
1 (Non-Final)
62%
Grant Probability
Moderate
1-2
OA Rounds
3y 3m
To Grant
72%
With Interview

Examiner Intelligence

Grants 62% of resolved cases
62%
Career Allow Rate
507 granted / 811 resolved
+2.5% vs TC avg
Moderate +10% lift
Without
With
+9.9%
Interview Lift
resolved cases with interview
Typical timeline
3y 3m
Avg Prosecution
45 currently pending
Career history
856
Total Applications
across all art units

Statute-Specific Performance

§101
3.8%
-36.2% vs TC avg
§103
27.5%
-12.5% vs TC avg
§102
21.0%
-19.0% vs TC avg
§112
25.2%
-14.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 811 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claim(s) 1-4, 7, 9, 13-15, 18, 31, 32, 52 is/are rejected under 35 U.S.C. 103 as being unpatentable over Englehardt et al (US 20190083657 A1, of record) in view of Excoffon et al (PNAS, 2009, of record) and Wilschanski et al (Front in Pharm., 2012, of record. Englehardt et al teach rAAV vectors characterized by a specific enhancer/promoter combination. Said rAAV vectors can be used in gene therapy to express transgenes such as CFTR. Englehardt et al teach the transcription enhancer sequence F5/tg83 wherein said sequence comprises instant SEQ ID NO: 14 (i.e., the F5 enhancer) as well as SEQ ID NO: 2 (i.e., the tg83 promoter) (see nucleotides 1-178 of SEQ ID NO: 27 of Englehardt et al). See AV2/2.F5tg83-fCFTRdeltaR, the abstract; ¶’s [0064]-[0066]). Said enhancer/promoter combination is operably linked to the CFTRdeltaR minigene and its use in gene therapy of CF, no matter the mutation, is envisaged (¶’s [0003], [0006]). Englehardt et al teach the packaging of the polynucleotide encoding the CFTRdeltaR into AAV1 or AAV2 capsids (Example 1) and describes rAAV vectors encoding the human CFTRdeltaR and its ability to transduce the lung of 1 month old ferrets (Example 2 and Fig 10). Englehardt et al teach the use of doxorubicin (an anthracycline) with administration of the rAAV (¶[0020]-[0021], Figs. 9, 10), considered to be “within about 48 hours” of rAAV administration (¶’s [0258], [0342] of the instant specification, US 20240115738 A1). Englehardt et al does not teach the AV.TL65 capsid protein or a class I CFTR mutation. Excoffon et al teach AAV2.5T (also known as AV.TL65) which is an evolved chimeric AAV capsid protein that mediates significantly improved apical airway transduction (Fig. 2, Fig. S1) for CF gene therapy purposes (abstract). The instant specification teaches (¶[0046], [0082], Table 1 of the published application, US 20240115738 A1) SEQ ID NO: 13 of the instant application is one and the same with the AV.TL65 capsid sequence of Excoffon et al. Further, Excoffon teaches AAV2.5T capsid as well as an rAAV comprising an AAV2.5T (i.e., AV.TL65 capsid) and a CMV promoter operably linked to a nucleic acid sequence encoding a CFTRdeltaR (Abstract; p3, column 1, paragraph2; p5, column 2, paragraphs 2-4; Figs 2-4). Wilschanski et al teach Class I CFTR mutations include premature termination codons or nonsense codons. A nonsense mutation is a single point alteration in DNA that results in the inappropriate presence of a UAA, UAG, or UGA stop codon in the protein-coding region of the corresponding messenger RNA (mRNA) transcript. Such a stop codon causes premature cessation of translation, with protein truncation leading to loss of function and little to no functional CFTR. Nonsense mutations are responsible for about 10% of cystic fibrosis cases worldwide. Thus, one of ordinary skill in the art, before the effective filing date of the claimed invention, would have been motivated to combine the teachings of Excoffon and Englehardt et al in order to have an rAAV comprising an AV.TL65 capsid protein known to significantly improve airway transduction with the F5-tg83 promoter enhancer combination driving expression of CFTRdeltaR in airway cells as taught by Englehardt et al. Likewise, the teachings of Excoffon, Wilschanski and Englehardt et al would motivate the skilled artisan to use the rAAV vectors in methods of CF gene therapy of class I mutations because Englehardt et al teaches the suitability of rAAV vectors for the treatment of any CF mutation, and Excoffon et al designed the AV.TL65 capsid for such CF applications. One would have had a reasonable expectation of success in combining said teachings due to both Excoffon, Wilschanski and Englehardt et al working in the field of gene therapy using AAV for the gene therapy treatment of CF. Claim Objections Applicant is advised that should claim 13 be found allowable, claim 14 will be objected to under 37 CFR 1.75 as being a substantial duplicate thereof. When two claims in an application are duplicates or else are so close in content that they both cover the same thing, despite a slight difference in wording, it is proper after allowing one claim to object to the other as being a substantial duplicate of the allowed claim. See MPEP § 608.01(m). Claim 14 recites the same limitations as claim 13 but in a different order. Thus, the claims do not differ in scope. Conclusion No claim is allowed. Any inquiry concerning this communication or earlier communications from the examiner should be directed to Michael Burkhart whose telephone number is (571)272-2915. The examiner can normally be reached M-F 8-5. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Tracy Vivlemore can be reached at 571 272-2914. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /MICHAEL D BURKHART/Primary Examiner, Art Unit 1638
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Prosecution Timeline

Oct 04, 2023
Application Filed
Jan 09, 2026
Non-Final Rejection — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
62%
Grant Probability
72%
With Interview (+9.9%)
3y 3m
Median Time to Grant
Low
PTA Risk
Based on 811 resolved cases by this examiner. Grant probability derived from career allow rate.

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