Prosecution Insights
Last updated: July 17, 2026
Application No. 18/285,618

AEROSOL GENERATING DEVICE

Non-Final OA §102§103
Filed
Oct 04, 2023
Priority
Nov 23, 2021 — RE 10-2021-0162153 +1 more
Examiner
NGUYEN, PHU HOANG
Art Unit
1747
Tech Center
1700 — Chemical & Materials Engineering
Assignee
KT&G Corporation
OA Round
1 (Non-Final)
66%
Grant Probability
Favorable
1-2
OA Rounds
1y 1m
Est. Remaining
84%
With Interview

Examiner Intelligence

Grants 66% — above average
66%
Career Allowance Rate
460 granted / 701 resolved
+0.6% vs TC avg
Strong +19% interview lift
Without
With
+18.9%
Interview Lift
resolved cases with interview
Typical timeline
3y 10m
Avg Prosecution
52 currently pending
Career history
759
Total Applications
across all art units

Statute-Specific Performance

§101
0.3%
-39.7% vs TC avg
§103
71.7%
+31.7% vs TC avg
§102
3.6%
-36.4% vs TC avg
§112
4.3%
-35.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 701 resolved cases

Office Action

§102 §103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Claims 15 is withdrawn from further consideration pursuant to 37 CFR 1.142(b) as being drawn to a nonelected group II, there being no allowable generic or linking claim. Election was made without traverse in the reply filed on 5/26/2026. Applicant’s election without traverse of group I, claims 1-14 in the reply filed on 5/26/2026 is acknowledged. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claim(s) 1-4 and 13 is/are rejected under 35 U.S.C. 102(a)(2) as being anticipated by Li et al. (CN113068866). Regarding claim 1, Li discloses an aerosol generating device, comprising: a first housing (6, fig. 17 and page 18); and a second housing (14, fig. 17) positioned in the first housing and configured to accommodate an aerosol generating article, wherein the second housing comprises: a first layer comprising a first rim and a plurality of first airflow paths formed in the first rim, the first rim having a first perimeter and a first width (by reference signs 142, 143, b of figs. 12-13); and a second layer comprising a second rim connected to the first rim and a second airflow path formed in the second rim, the second airflow path being in fluid connection with the plurality of first airflow paths, the second rim having a second perimeter and a second width (by reference signs 142, 143 and a by reference sign b, figs. 12). Regarding claim 2, Li discloses the plurality of first airflow paths are formed to be recessed by the first width of the first rim (by reference signs 142, 143, figs. 12-14). Regarding claim 3, Li discloses the plurality of first airflow paths are arranged at substantially equal intervals along the first perimeter of the first rim (by reference sign 143, fig. 12). Regarding claim 4, Li discloses the second airflow path is a single airflow path (a, fig. 13). Regarding claim 13, Li discloses wherein the second housing further comprises an article insertion portion and a plurality of insertion portion airflow paths, the article insertion portion comprises a plurality of fixing portions connected to the first rim, the plurality of fixing portions being configured to fix the aerosol generating article, and the plurality of insertion portion airflow paths are in fluid connection with the plurality of first airflow paths and formed between the plurality of fixing portions (see figs. 12 and 14). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 5-12 and 14 is/are rejected under 35 U.S.C. 103 as being unpatentable over Li et al. (CN113068866). Regarding claim 5, Li discloses the second layer further comprises heating body (11, figs. 3-4), the heating body being positioned in the second rim, configured to form the second airflow path with the second rim, and configured to accommodate at least a portion of the aerosol generating article (2, fig. 14). It would have been obvious to one of ordinary skill in the art at the time the invention was made to use susceptor as a heating body to heat the aerosol generating article. Regarding claim 6, Li discloses the second housing further comprises a third layer, the third layer comprising a third rim (the bottom rim near reference sign 14, fig. 12) connected to the second rim and a third airflow path formed in the third rim, the third rim and having a third perimeter and a third width, the third airflow path being in fluid connection with the second airflow path. Although Li does not expressly discloses the third airflow paths, it would have been obvious to one of ordinary skill in the art at the time the invention was made to make multiple third airflow paths as a design choice. Regarding claim 7, as explained above, it would have been a design choice to make the plurality of third airflow paths are formed to be recessed by the third width of the third rim. Regarding claim 8, as explained above, it would have been a design choice to make the plurality of third airflow paths are arranged at substantially equal intervals along the third perimeter of the third rim (similar to the design of the first airflow paths see In reHarza, 274 F.2d 669, 124 USPQ 378 (CCPA 1960)). Regarding claim 9, it would have been obvious to duplicate the third layer as that of the first layer with multiple airflow paths (see In reHarza, 274 F.2d 669, 124 USPQ 378 (CCPA 1960)). Therefore, it would have been obvious to make the third layer further comprises a plurality of recesses positioned between a pair of adjacent third airflow paths and respectively formed in a thickness direction of the third rim, the thickness direction intersecting a direction of the third perimeter and a direction of the third width. Regarding claim 10, Li discloses the second layer further comprises a first bottom portion, the first bottom portion being connected to the second rim and configured to support the third rim (the connection to the third rim (above reference sign 14, fig. 12)). Regarding claim 11, it would have been obvious to duplicate the third layer as that of the first layer with multiple airflow paths (see In reHarza, 274 F.2d 669, 124 USPQ 378 (CCPA 1960)). Therefore, it would have been obvious to one of ordinary skill in the art at the time the invention was mad to make the first bottom portion comprises a plurality of first airflow holes in fluid connection with the plurality of third airflow paths. Regarding claim 12, Li discloses the second layer further comprises: a wall portion connected to the first bottom portion; and a second bottom portion connected to the wall portion and configured to guide an airflow to the aerosol generating article (see figs. 12-14). It would have been obvious to modify the second flow path with a plurality of second airflow holes as duplication of parts (see In reHarza, 274 F.2d 669, 124 USPQ 378 (CCPA 1960)). Regarding claim 14, Li discloses that the first housing only have air introduced into the second housing only through the plurality of insertion portion airflow paths (as seen in fig. 3). Therefore it would have been obvious to one of ordinary skill in the art at the time the invention was made to make the first housing to be configured to be hermetic such that that air is introduced into the second housing only through the plurality of insertion portion airflow paths. Claim Objections Claim 9 is objected to because of the following informalities: Claim 9 contains the phrase: “thickness direction”; it’s not clear how a thickness have a direction. Appropriate correction is required. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to PHU H NGUYEN whose telephone number is (571)272-5931. The examiner can normally be reached M-F 9-5. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Michael H Wilson can be reached at 5712703882. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /PHU H NGUYEN/ Examiner, Art Unit 1747
Read full office action

Prosecution Timeline

Oct 04, 2023
Application Filed
Jul 01, 2026
Non-Final Rejection mailed — §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12677868
SMOKING ARTICLE
1y 10m to grant Granted Jul 14, 2026
Patent 12660845
APPARATUS AND METHOD FOR FILLING SMOKING CONES
3y 1m to grant Granted Jun 23, 2026
Patent 12653969
LEAK-RESISTANT VAPORIZER DEVICE
2y 0m to grant Granted Jun 16, 2026
Patent 12648590
HARM-REDUCING CIGARETTE FILTER, PREPARATION METHOND AND APPLICATION THEREOF
2y 9m to grant Granted Jun 09, 2026
Patent 12642294
AEROSOL GENERATING ARTICLE COMPRISING COMBUSTIBLE HEAT SOURCE
3y 8m to grant Granted Jun 02, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
66%
Grant Probability
84%
With Interview (+18.9%)
3y 10m (~1y 1m remaining)
Median Time to Grant
Low
PTA Risk
Based on 701 resolved cases by this examiner. Grant probability derived from career allowance rate.

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