Prosecution Insights
Last updated: September 17, 2026
Application No. 18/285,697

LIGNIN-BASED COMPOSITIONS AND RELATED HEAVY METAL RECOVERY METHODS

Non-Final OA §103§112
Filed
Oct 05, 2023
Priority
Apr 06, 2021 — GB 2104869.9 +2 more
Examiner
ZHANG, KELING NMN
Art Unit
1732
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Lignosol Ip Limited
OA Round
1 (Non-Final)
66%
Grant Probability
Favorable
1-2
OA Rounds
4m
Est. Remaining
85%
With Interview

Examiner Intelligence

Grants 66% — above average
66%
Career Allowance Rate
147 granted / 221 resolved
+1.5% vs TC avg
Strong +18% interview lift
Without
With
+18.1%
Interview Lift
resolved cases with interview
Typical timeline
3y 3m
Avg Prosecution
47 currently pending
Career history
272
Total Applications
across all art units

Statute-Specific Performance

§101
0.5%
-39.5% vs TC avg
§103
52.5%
+12.5% vs TC avg
§102
15.4%
-24.6% vs TC avg
§112
26.3%
-13.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 221 resolved cases

Office Action

§103 §112
DETAILED ACTION Claims 1-20 were subject to restriction requirement mailed on 04/23/2026. Applicant filed a response, and elected Group I, claims 1-6, and withdrew claims 7-20, without traverse on 06/11/2026. Claims 1-20 are pending, and claims 7-20 are withdrawn. Claims 1-6 are rejected. Election/Restrictions Applicant’s election without traverse of Group I, claims 1-6, in the reply filed on 06/11/2026 is acknowledged. Claims 7-20 are withdrawn from further consideration pursuant to 37 CFR 1.142(b) as being drawn to a nonelected Group, there being no allowable generic or linking claim. Election was made without traverse in the reply filed on 06/11/2026. Claim Objections Claims 1-6 are objected to because of the following informalities: Claim 1, line 5, it is suggested to amend “at least one” to “the at least one” to ensure proper antecedent basis and clarity. Claim 1, line 6, it is suggested to amend “a biosurfactant” to “the at least one biosurfactant” to be consistent with the phrase “at least one biosurfactant” recited in claim 1, line 5. Each line 1 of claims 2-6, it is suggested to amend “A method” to “The method” to ensure proper antecedent basis and clarity. Appropriate correction is required. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 1-6 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. A broad range or limitation together with a narrow range or limitation that falls within the broad range or limitation (in the same claim) may be considered indefinite if the resulting claim does not clearly set forth the metes and bounds of the patent protection desired. See MPEP § 2173.05(c). In the present instance, claim 1 recites the broad recitation “lignin”, and the claim also recites “in particular technical lignin”, which is the narrower statement of the range/limitation. The claim(s) are considered indefinite because there is a question or doubt as to whether the feature introduced by such narrower language is (a) merely exemplary of the remainder of the claim, and therefore not required, or (b) a required feature of the claims. Regarding dependent claims 2-6, these claims does not remedy the deficiencies of parent claim 1 noted above, and are rejected for the same rationale. Claim 6, line 2, recites a phrase “20%”. However, it is unclear what the phrase refers to, Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claim(s) 1-4 are rejected under 35 U.S.C. 103 as being unpatentable over Clough, US 5,344,625 (Clough) in view of Gos et al., US 10,829,833 B2 (Gos) (both provided in IDS received on 01/08/2024). Regarding claims 1-4, Clough discloses a process for recovering at least one first metal selected from the group consisting of gold, silver and the platinum group metals (i.e., platinum, palladium, rhodium, iridium and osmium) from an ore, comprising contacting said ore with at least one added plant derived aromatic component (Clough, claim 1); the ore or ores are preferably subjected to particle size reduction, e.g., by crushing, grinding, milling and the like, prior to contacting to render the ore or ores more easily and/or effectively processed in the present contacting step (Clough, column 14, 2nd paragraph); the plant derived aromatic component is lignin (Clough, claim 2); the contacting step provides for at least partially liberating the metal or metals to be recovered from the ore (Clough, column 3, bottom paragraph); the solid ore/material remaining after the contacting step may be subjected to any suitable metal recovery processing steps for the recovery of the metal, e.g., silver, gold, the platinum group metals and the like (Clough, column 14, lines 46-50). However, Clough does not explicitly disclose further comprising and at least one isolated strain of bacteria capable of producing at least one biosurfactant, and/or at least one biosurfactant produced from at least one isolated strain of bacteria capable of producing a biosurfactant; or at least a portion of the metals or metal containing material separate and settle out from the rest of the crushed or milled ore material; and recovering the separated and settled metals or metal containing material. With respect to the difference, Gos teaches a process of enriching a heavy metal (Gos, Abstract). Gos specifically teaches incubating a suspension containing particulate comprising heavy metal and biomass comprising a bacterium, capable of binding the heavy metal, separating the biomass having bound heavy metal from the suspension (Gos, abstract); wherein said bacterium is e.g. Bacillus subtilis, Bacillus pumilus (Gos, column 3, lines 5-10); the particulate material is a mineral ore (Gos, column 3, lines 50-55); the biomass having bound heavy metal is separated by methods such as sedimentation (Gos, column 13, lines 35-40). As Gos expressly teaches, the bacterial strains can be used in the process of enriching heavy metal such as gold and silver (Gos, column 8, lines 30-40). Gos is analogous art as Gos is drawn to a process of enriching a heavy metal. In light of the motivation of using a bacterial strain in the process of metal recovery, as taught by Gos, it therefore would have been obvious to a person of ordinary skill in the art to use include biomass comprising a bacterium, such as Bacillus subtilis, Bacillus pumilus, along with the lignin in Clough, when contacting with ore, and separate the biomass having bound heavy metal by methods such as sedimentation, in order to enrich a heavy metal, such as gold and silver, and thereby arrive at the claimed invention. Claims 5-6 are rejected under 35 U.S.C. 103 as being unpatentable over Clough in view of Gos as applied to claim 1above, and further in view of Beisl et al., Lignin from micro- to nanosize: Production Methods, International Journal of Molecular Sciences, 2017 (Beisl) (provided in IDS received on 01/08/2024). Regarding claims 5-6, as applied to claim 1, Clough in view of Gos does not explicitly disclose wherein the lignin comprises at least one of lignin nanoparticles and lignin microparticles or wherein the lignin includes lignin particles, at least 20% of the lignin particles being lignin nanoparticles. With respect to the difference, Beisl teaches lignin nanoparticles (Beisl, Abstract). As Beisl expressly teaches, nanostructured materials, offer unique properties due to their increasing surface area, while their important chemical and physical interaction are governed by surface properties (Beisl, page 2, 2nd paragraph). Beisl is analogous art as Beisl is drawn to lignin nanoparticles. In light of the motivation of using lignin that is of nanostructured, i.e., lignin nanoparticles, as taught by Beisl, it therefore would have been obvious to a person of ordinary skill in the art to use lignin nanoparticles as the lignin in Clough in view of Gos, in order to achieve higher surface area, which are important for their chemical and physical interaction with ore particles, and thereby arrive at the claimed inventions. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to KELING ZHANG whose telephone number is (571)272-8043. The examiner can normally be reached Monday - Friday: 9:00am-5:00pm EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Ching-Yiu Fung can be reached at 571-270-5713. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /KELING ZHANG/ Primary Examiner Art Unit 1732
Read full office action

Prosecution Timeline

Oct 05, 2023
Application Filed
Aug 11, 2026
Non-Final Rejection mailed — §103, §112 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12722978
PROCESS FOR PURIFYING AND PRODUCING A HIGH PURITY PARTICULATE GRAPHITE MATERIAL FOR USE IN LITHIUM-ION BATTERIES
3y 2m to grant Granted Sep 01, 2026
Patent 12722977
CARBON FILM
3y 0m to grant Granted Sep 01, 2026
Patent 12697608
METHOD FOR THE SELECTIVE HYDROGENATION OF A GASOLINE IN THE PRESENCE OF A CATALYST ON A MESOPOROUS-MACROPOROUS SUBSTRATE
3y 2m to grant Granted Aug 04, 2026
Patent 12686927
LOW THERMAL CONDUCTIVITY, HIGH TOUGHNESS TBC COMPOSITIONS
4y 1m to grant Granted Jul 21, 2026
Patent 12685998
PROCESS FOR PRODUCING COMPOSITE MATERIAL
2y 6m to grant Granted Jul 21, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

1-2
Expected OA Rounds
66%
Grant Probability
85%
With Interview (+18.1%)
3y 3m (~4m remaining)
Median Time to Grant
Low
PTA Risk
Based on 221 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month