Prosecution Insights
Last updated: April 19, 2026
Application No. 18/286,854

EXECUTION-INFORMATION RECORDING METHOD, EXECUTION-INFORMATION RECORDING DEVICE, PROGRAM, RECORDING MEDIUM, EXECUTION-INFORMATION TRANSMITTING METHOD, AND EXECUTION-INFORMATION TRANSMITTING DEVICE

Non-Final OA §101§103§112
Filed
Oct 13, 2023
Examiner
GOEBEL, EMMA ROSE
Art Unit
2662
Tech Center
2600 — Communications
Assignee
Pipesh Nano Seconds Inc.
OA Round
1 (Non-Final)
53%
Grant Probability
Moderate
1-2
OA Rounds
3y 0m
To Grant
99%
With Interview

Examiner Intelligence

Grants 53% of resolved cases
53%
Career Allow Rate
24 granted / 45 resolved
-8.7% vs TC avg
Strong +47% interview lift
Without
With
+47.0%
Interview Lift
resolved cases with interview
Typical timeline
3y 0m
Avg Prosecution
40 currently pending
Career history
85
Total Applications
across all art units

Statute-Specific Performance

§101
18.2%
-21.8% vs TC avg
§103
60.1%
+20.1% vs TC avg
§102
11.8%
-28.2% vs TC avg
§112
8.4%
-31.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 45 resolved cases

Office Action

§101 §103 §112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Priority Acknowledgement is made of Applicant’s claim of priority from PCT Application No. PCT/JP2022/015365 filed March 29, 2022 and Foreign Application No. JP2021-068051, filed April 13, 2021. Information Disclosure Statement The information disclosure statement (“IDS”) filed on October 13, 2023 was reviewed and the listed references were noted. Claim Interpretation The following is a quotation of 35 U.S.C. 112(f): (f) Element in Claim for a Combination. – An element in a claim for a combination may be expressed as a means or step for performing a specified function without the recital of structure, material, or acts in support thereof, and such claim shall be construed to cover the corresponding structure, material, or acts described in the specification and equivalents thereof. The following is a quotation of pre-AIA 35 U.S.C. 112, sixth paragraph: An element in a claim for a combination may be expressed as a means or step for performing a specified function without the recital of structure, material, or acts in support thereof, and such claim shall be construed to cover the corresponding structure, material, or acts described in the specification and equivalents thereof. The claims in this application are given their broadest reasonable interpretation using the plain meaning of the claim language in light of the specification as it would be understood by one of ordinary skill in the art. The broadest reasonable interpretation of a claim element (also commonly referred to as a claim limitation) is limited by the description in the specification when 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, is invoked. As explained in MPEP § 2181, subsection I, claim limitations that meet the following three-prong test will be interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph: (A) the claim limitation uses the term “means” or “step” or a term used as a substitute for “means” that is a generic placeholder (also called a nonce term or a non-structural term having no specific structural meaning) for performing the claimed function; (B) the term “means” or “step” or the generic placeholder is modified by functional language, typically, but not always linked by the transition word “for” (e.g., “means for”) or another linking word or phrase, such as “configured to” or “so that”; and (C) the term “means” or “step” or the generic placeholder is not modified by sufficient structure, material, or acts for performing the claimed function. Use of the word “means” (or “step”) in a claim with functional language creates a rebuttable presumption that the claim limitation is to be treated in accordance with 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph. The presumption that the claim limitation is interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, is rebutted when the claim limitation recites sufficient structure, material, or acts to entirely perform the recited function. Absence of the word “means” (or “step”) in a claim creates a rebuttable presumption that the claim limitation is not to be treated in accordance with 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph. The presumption that the claim limitation is not interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, is rebutted when the claim limitation recites function without reciting sufficient structure, material or acts to entirely perform the recited function. Claim limitations in this application that use the word “means” (or “step”) are being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, except as otherwise indicated in an Office action. Conversely, claim limitations in this application that do not use the word “means” (or “step”) are not being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, except as otherwise indicated in an Office action. Claim Rejections - 35 USC § 112 The following is a quotation of the first paragraph of 35 U.S.C. 112(a): (a) IN GENERAL.—The specification shall contain a written description of the invention, and of the manner and process of making and using it, in such full, clear, concise, and exact terms as to enable any person skilled in the art to which it pertains, or with which it is most nearly connected, to make and use the same, and shall set forth the best mode contemplated by the inventor or joint inventor of carrying out the invention. The following is a quotation of the first paragraph of pre-AIA 35 U.S.C. 112: The specification shall contain a written description of the invention, and of the manner and process of making and using it, in such full, clear, concise, and exact terms as to enable any person skilled in the art to which it pertains, or with which it is most nearly connected, to make and use the same, and shall set forth the best mode contemplated by the inventor of carrying out his invention. Claims 12 and 24 are rejected under 35 U.S.C. 112(a) or 35 U.S.C. 112 (pre-AIA ), first paragraph, as failing to comply with the written description requirement. The claim(s) contains subject matter which was not described in the specification in such a way as to reasonably convey to one skilled in the relevant art that the inventor or a joint inventor, or for applications subject to pre-AIA 35 U.S.C. 112, the inventor(s), at the time the application was filed, had possession of the claimed invention. Specifically, consider claim 12. The limitation “the evidence obtained by the acquiring of an image and the evidence after the processing are recorded in association with specimen identification information for identifying the specimen or/and expelling destination identifying information for identifying an expelling destination of the specimen” includes the term “or/and”. Review of Applicant’s specification does not reveal that before the effective filing date of the application, inventors were in possession of the above-recited limitations More specifically, in order for the steps separated by the term “or/and” to be enabled by the specification, the specification must include the following: i) a section/embodiment that discloses “the evidence obtained by the acquiring of an image and the evidence after the processing are recorded in association with specimen identification information for identifying the specimen”; ii) a section/embodiment that discloses “the evidence obtained by the acquiring of an image and the evidence after the processing are recorded in association with expelling destination identifying information for identifying an expelling destination of the specimen”; and iii) a section/embodiment that discloses “the evidence obtained by the acquiring of an image and the evidence after the processing are recorded in association with specimen identification information for identifying the specimen” and “the evidence obtained by the acquiring of an image and the evidence after the processing are recorded in association with expelling destination identifying information for identifying an expelling destination of the specimen” i.e., the combination of both recited elements. Since Applicant’s specification does not include all sections or embodiments, the specification lacks the teaching, i.e., the written description requirements of the claimed limitation, or the limitation is not supported by the original specification. Accordingly, Claims 12 and 24 are rejected under 35 USC 112(a) for containing subject matter which was not described in the specification in such a way as to enable one skilled in the art to which it pertains, or with which it is most nearly connected, to make and/or use the invention. If Applicant believes that the original specification includes the above-described three (3) sections/embodiments for all limitations within claims separated by the term “or/and”, Applicant should provide the examiner with paragraph numbers and detailed explanation as to where these steps have been disclosed in the specification. Claim Rejections - 35 USC § 101 35 U.S.C. 101 reads as follows: Whoever invents or discovers any new and useful process, machine, manufacture, or composition of matter, or any new and useful improvement thereof, may obtain a patent therefor, subject to the conditions and requirements of this title. Claim 25 and 26 are rejected under 35 U.S.C. 101 because the claimed invention is directed to non-statutory subject matter. The claim does not fall within at least one of the four categories of patent eligible subject matter because Claim 25 recites “A program for causing a computer …” and claim 26 recites “a computer-readable recording medium”. Computer programs, per se, are not in one of the statutory categories of invention because a computer program is merely a set of instructions capable of being executed by a computer - the computer program itself is not a process. MPEP § 2106. Additionally, Claim 26 could be directed to transitory forms of signal transmission (“signals per se”) which does not fall under one of the four categories of patent eligible subject matter. A computer program, at best, is a functional descriptive material per se. Descriptive material can be characterized as either "functional descriptive material" or "nonfunctional descriptive material." Both types of "descriptive material" are non-statutory when claimed as descriptive material per se, 33 F.3d at 1360, 31 USPQ2d at 1759. When functional descriptive material is recorded on some computer-readable medium, it becomes structurally and functionally interrelated to the medium and will be statutory in most cases since use of technology permits the function of the descriptive material to be realized. Compare In re Lowry, 32 F.3d 1579, 1583-84, 32 USPQ2d 1031, 1035 (Fed. Cir. 1994) )(discussing patentable weight of data structure limitations in the context of a statutory claim to a data structure stored on a computer readable medium that increases computer efficiency) and >In re Warmerdam, 33 F.3d *>1354, 1360- 61,31 USPQ2d *>1754, 1759 (claim to computer having a specific data structure stored in memory held statutory product-by-process claim) with Warmerdam, 33 F.3d at 1361,31 USPQ2d at 1760 (claim to a data structure per se held nonstatutory). See MPEP 2106.01. The rejection of claims 25 and 26 above may be overcome by amending Claim 25 to, for example, recite as: “A non-transitory computer-readable medium storing a program for causing …” and subsequently cancelling claim 26. Claims 1-28 are rejected under 35 U.S.C. 101 because the claimed invention is directed to an abstract idea without significantly more. The claims recite a system, method, and computer-readable medium for recording execution information of a specimen aspirating/discharging unit. Consider method claim 1: Step 1: With regard to Step 1, the instant claim is directed to a method or a process; and therefore, the claim is directed to one of the statutory categories of invention. Step 2A, Prong One: With regard to 2A, Prong One, the limitations “the pre-processing including a step of expelling a specimen in a specimen aspirating/discharging unit to an expelling destination container”, “performing, when a phenomenon that hinders determination of an expelled amount of the specimen has occurred in the specimen aspirating/discharging unit, processing so that the determination is prevented from being hindered by the phenomenon” and “recording an evidence obtained by the acquiring of an image and an evidence after the processing in association with each other” as drafted, recite an abstract idea, such as a process that, under its broadest reasonable interpretation, covers performance of the limitations manually and in the mind of a person. That is, a user or person skilled in the art may expel a specimen into a container using a pipette, determine from an image that something is hindering their ability to determine how much of the specimen was expelled, perform a process to remove the hindrance, and record evidence before and after performing the process. This is the concept that falls under the grouping of abstract ideas mental processes, i.e., a concept performed in the human mind, evaluation, judgement, and/or opinion of the user. Step 2A, Prong Two: The 2019 PEG defines the phrase “integration into a practical application” to require an additional step or a combination of additional steps in the claim to apply, rely on, or use the judicial exception. In the instant case, the additional step of “acquiring an image of the specimen aspirating/discharging unit after the expelling of the specimen” is considered to be extra-solution activity of gathering information. In addition, with respect to the system and computer-readable medium claims of claims 13 and 26, the mere recitation of a generic processor, memory, or storage medium to perform/store programming instructions of the recited/identified abstract idea does not integrate the identified abstract idea into a practical application. Accordingly, the above-mentioned additional elements/limitations do not integrate the abstract idea into a practical application; and therefore, the independent claims recite an abstract idea. Step 2B: Because the claims fail under Step 2A, the claims are further evaluated under Step 2B. The claims herein do not include additional elements that are sufficient to amount to significantly more than the judicial exception, because as discussed above with respect to integration of the abstract idea into practical application, the additional elements/limitations to perform the recited steps, amount to no more than insignificant extra-solution activity. Mere instructions to apply an exception using a generic component cannot provide an inventive concept. Therefore, independent claims 1, 13 and 25 are not patent eligible. In addition, claims 2-12, 14-24 and 26-28 of the instant application provide limitations that both individually or in combination do not integrate the identified abstract idea into a practical application or provide significantly more than the identified abstract idea. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claims 1, 5, 7-8, 13, 17 and 19-20 are rejected under 35 U.S.C. 103 as being unpatentable over Zucchelli et al. (US 2013/0280143 A1) in view of Mitsuru et al. (JP 2004354100 A, machine translation used herein). Regarding claim 1, Zucchelli teaches an execution-information recording method for recording execution information obtained when pre-processing to be performed before a test using a specimen is executed in accordance with a protocol set in advance (Zucchelli, Para. [0075], methods and devices achieving volumetric monitoring and traceability of pipetting operations), the pre-processing including a step of expelling a specimen in a specimen -aspirating/discharging unit to an expelling destination container (Zucchelli, Para. [0048], a camera allows imaging a pipette tip, a camera allows imaging the biofluid, wherein the relative position of the tip with respect to the various biofluid components is extracted from the image and used in order to control the aspiration and dispensing of a pipette in a certain location. Para. [0077], the reference image constitutes the logical reference after a dispensing operation), the execution-information recording method comprising the steps of: acquiring an image of the specimen aspirating/discharging unit after the expelling of the specimen (Zucchelli, Para. [0077], the reference image constitutes the logical reference after a dispensing operation, where the presence of droplets or liquid left-overs can also be detected); Although Zucchelli teaches an image taken after a dispensing operation where the presence of droplets or liquid left-overs can be detected to show that aspiration has not occurred correctly (i.e., a phenomenon hinders determination of an expelled amount of the specimen has occurred in the specimen aspirating/discharging unit), Zucchelli does not explicitly teach “performing, when a phenomenon that hinders determination of an expelled amount of the specimen has occurred in the specimen aspirating/discharging unit, processing so that the determination is prevented from being hindered by the phenomenon” and “recording an evidence obtained by the acquiring of an image and an evidence after the processing in association with each other”. However, in an analogous field of endeavor, Mitsuru teaches identifying air bubbles as air bubbles when detecting foreign objects with high sensitivity, and by excluding air bubbles from candidate bubbles, it is possible to detect only foreign objects with high accuracy and high reliability (Mitsuru, Pg. 17). A set of bubble candidates is selected using the static properties of the bubbles and a set of actual bubbles is determined from a set of candidate bubbles. Foreign matter is detected as the residue obtained by subtracting the group of bubbles from the group of differential images of individual floating objects (Mitsuru, Pg. 15). The individual floating matter differential images excluding the floating matter differential images determined to be bubbles are detected as foreign matters and output (Mitsuru, Pg. 16). The multiple images stored in the image memory unit are processed in order by a differential image generation means, an edge pixel extraction means, a floating object differential image extraction means, a bubble candidate determination means, and a bubble judgment means, and finally the foreign object detection means outputs the results of foreign object detection (Mitsuru, Pg. 14). Therefore, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to modify the method of Zucchelli with the teachings of Mitsuru by performing processing so that a determination is not hindered by a phenomenon (i.e., excluding bubbles from a foreign object determination) and recording the image before and after the processing in association with each other (i.e., storing multiple images in memory and processing them to obtain output image). One having ordinary skill in the art would have been motivated to combine these references because doing so would allow for detection with high accuracy and reliability, as recognized by Mitsuru. Thus, the claimed invention would have been obvious to one having ordinary skill in the art before the effective filing date. Regarding claim 5, Zucchelli in view of Mitsuru teaches the execution-information recording method according to claim 1, wherein the phenomenon that hinders the determination is a film or air bubbles caused in the specimen aspirating/discharging unit (Zucchelli, Para. [0077], a bubble of air has been introduced in the pipette, modifying the actual liquid volume contained in the pipette with respect to the desired volume). Regarding claim 7, Zucchelli in view of Mitsuru teaches the execution-information recording method according to claim 1, wherein the evidence obtained by the acquiring of an image is subjected to processing so that the determination of the expelled amount of the specimen is prevented from being hindered by the phenomenon (Mitsuru, Pg. 14, the multiple images stored in the image memory unit are processed in order by a differential image generation means, an edge pixel extraction means, a floating object differential image extraction means, a bubble candidate determination means, and a bubble judgment means, and finally the foreign object detection means outputs the results of foreign object detection). The proposed combination as well as the motivation for combining the Zucchelli and Mitsuru references presented in the rejection of Claim 1, apply to Claim 7 and are incorporated herein by reference. Thus, the method recited in Claim 7 is met by Zucchelli in view of Mitsuru. Regarding claim 8, Zucchelli in view of Mitsuru teaches the execution-information recording method according to claim 1, wherein the evidence obtained by the acquiring of an image is partially hidden or removed so that the determination of the expelled amount of the specimen is prevented from being hindered by the phenomenon (Mitsuru, Pg. 17, identifying air bubbles as air bubbles when detecting foreign objects with high sensitivity, and by excluding air bubbles from candidate bubbles, it is possible to detect only foreign objects with high accuracy and high reliability). The proposed combination as well as the motivation for combining the Zucchelli and Mitsuru references presented in the rejection of Claim 1, apply to Claim 8 and are incorporated herein by reference. Thus, the method recited in Claim 8 is met by Zucchelli in view of Mitsuru. Claims 13, 17 and 19-20 recite systems with elements corresponding to the steps recited in Claims 1, 5 and 7-8. Therefore, the recited elements of these claims are mapped to the proposed combination in the same manner as the corresponding steps in their corresponding method claims. Additionally, the rationale and motivation to combine the Zucchelli and Mitsuru references, presented in rejection of Claim 1, apply to these claims. Finally, the combination of the Zucchelli and Mitsuru references discloses image acquiring means (Zucchelli, Para. [0047], a camera allows imaging a pipette tip), processing means (Zucchelli, Para. [0036], software interface allowing to define the liquid handling protocol to be executed), and recording means (Mitsuru, Pg. 12 image storage means). Claims 2-3, 6, 14-15 and 18 are rejected under 35 U.S.C. 103 as being unpatentable over Zucchelli et al. (US 2013/0280143 A1) in view of Mitsuru et al. (JP 2004354100 A, machine translation used herein), as applied to claims 1, 5, 7-8, 13, 17 and 19-20 above, and further in view of Hansen et al. (US 2004/0029260 A1). Regarding claim 2, Zucchelli in view of Mitsuru teaches the execution-information recording method according to claim 1, as described above. Although Zucchelli in view of Mitsuru teaches a method of volumetric monitoring and traceability of pipetting operations (Zucchelli, Para. [0075]), they do not explicitly teach “wherein the test using a specimen is a test of analyzing a base sequence of a nucleic acid or an amino acid sequence”. However, in an analogous field of endeavor, Hansen teaches a method for the isolation, amplification and detection of targeted nucleic acid sequences (Hansen, Para. [0051]). Therefore, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to modify the method of Zucchelli in view of Mitsuru with the teachings of Hansen by including testing the specimen by analyzing the nucleic acid sequence. One having ordinary skill in the art before the effective filing date would have been motivated to combine these references because doing so would allow for detecting target nucleic acids for diagnosing diseases, as recognized by Hansen. Thus, the claimed invention would have been obvious to one having ordinary skill in the art before the effective filing date. Regarding claim 3, Zucchelli in view of Mitsuru teaches the execution-information recording method according claim 1, as described above. Although Zucchelli in view of Mitsuru teaches a method of volumetric monitoring and traceability of pipetting operations (Zucchelli, Para. [0075]), they do not explicitly teach “wherein the test using a specimen is a test using a specimen liquid obtained by adding a buffer solution to a specimen”. However, in an analogous field of endeavor, Hansen teaches elution buffer is aspirated into pipette tips and is then dispensed into, and mixed with, the magnetic particles, thereby releasing the total nucleic acid from the magnetic particles (Hansen, Para. [0069]). The proposed combination as well as the motivation for combining the Zucchelli, Mitsuru and Hansen references presented in the rejection of Claim 2, apply to Claim 3 and are incorporated herein by reference. Thus, the method recited in Claim 3 is met by Zucchelli in view of Mitsuru further in view of Hansen. Regarding claim 6, Zucchelli in view of Mitsuru teaches the execution-information recording method according to claim 1, as described above. Although Zucchelli in view of Mitsuru teaches air bubbles are introduced into the pipette that modify the actual volume contained in the pipette (Zucchelli, Para. [0077], they do not explicitly teach “wherein the phenomenon that hinders the determination is caused due to characteristics of a buffer solution”. However, in an analogous field of endeavor, Hansen teaches elution buffer is aspirated into pipette tips and is then dispensed into, and mixed with, the magnetic particles, thereby releasing the total nucleic acid from the magnetic particles (Hansen, Para. [0069]). Therefore, it would have been obvious to one having ordinary skill in the art before the effective filing date to modify the method of Zucchelli in view of Mitsuru with the teachings of Hansen by including aspirating buffer into pipette tips which causes the phenomenon that hinders as taught by Zucchelli. One having ordinary skill in the art because doing so would allow for detecting target nucleic acids for diagnosing diseases, as recognized by Hansen. Thus, the claimed invention would have been obvious to one having ordinary skill in the art before the effective filing date. Claims 14-15 and 18 recite systems with elements corresponding to the steps recited in Claims 2-3 and 6. Therefore, the recited elements of these claims are mapped to the proposed combination in the same manner as the corresponding steps in their corresponding method claims. Additionally, the rationale and motivation to combine the Zucchelli, Mitsuru and Hansen references, presented in rejection of Claim 2, apply to these claims. Finally, the combination of the Zucchelli, Mitsuru and Hansen references discloses image acquiring means (Zucchelli, Para. [0047], a camera allows imaging a pipette tip), processing means (Zucchelli, Para. [0036], software interface allowing to define the liquid handling protocol to be executed), and recording means (Mitsuru, Pg. 12 image storage means). Claims 4 and 16 are rejected under 35 U.S.C. 103 as being unpatentable over Zucchelli et al. (US 2013/0280143 A1) in view of Mitsuru et al. (JP 2004354100 A, machine translation used herein), as applied to claims 1, 5, 7-8, 13, 17 and 19-20 above, and further in view of Cui et al. (US 2022/0016633 A1). Regarding claim 4, Zucchelli in view of Mitsuru teaches the execution-information recording method according to claim 1, as described above. Although Zucchelli in view of Mitsuru teaches volumetric monitoring and traceability of pipetting operations (Zucchelli, Para. [0075]), they do not explicitly teach “wherein the test using a specimen is a test using a sequencer”. However, in an analogous field of endeavor, Cui teaches a sample is loaded into a portable sample loading device using a pipette and the portable sample loading device is put on a sequencing biochip platform of a sequencer for 10 minutes (Cui, Para. [0110]). Therefore, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to modify the method of Zucchelli in view of Mitsuru with the teachings of Cui by including the test performed on the specimen is a test in a sequencer. One having ordinary skill in the art before the effective filing date would have been motivated to combine these references because doing so would allow for simple and effective sample loading in a sequencer, as recognized by Cui. Thus, the claimed invention would have been obvious to one having ordinary skill in the art before the effective filing date. Claim 16 recites a system with elements corresponding to the steps recited in Claim 4. Therefore, the recited elements of this claim are mapped to the proposed combination in the same manner as the corresponding steps in its corresponding method claim. Additionally, the rationale and motivation to combine the Zucchelli, Mitsuru and Cui references, presented in rejection of Claim 4, apply to this claim. Finally, the combination of the Zucchelli, Mitsuru and Cui references discloses image acquiring means (Zucchelli, Para. [0047], a camera allows imaging a pipette tip), processing means (Zucchelli, Para. [0036], software interface allowing to define the liquid handling protocol to be executed), and recording means (Mitsuru, Pg. 12 image storage means). Claims 9-10, 21-22, 25 and 27-28 are rejected under 35 U.S.C. 103 as being unpatentable over Zucchelli et al. (US 2013/0280143 A1) in view of Mitsuru et al. (JP 2004354100 A, machine translation used herein), as applied to claims 1, 5, 7-8, 13, 17 and 19-20 above, and further in view of Eugeni et al. (US 2022/0358647 A1). Regarding claim 9, Zucchelli in view of Mitsuru teaches the execution-information recording method according to claim 1, as described above. Although Zucchelli in view of Mitsuru teaches performing processing to exclude air bubbles from the image (Mitsuru, Pg. 17), they do not explicitly teach “wherein the determination of the expelled amount of the specimen is performed based on the evidence after the processing”. However, in an analogous field of endeavor, Eugeni teaches for each pipetting cycle, an image is acquired at the end of aspiration and processed to verify the correctness of the quantity and homogeneity of the aspirated liquid and an image at the end of each dispensing to verify that the correct volume of liquid has been dispensed (Eugeni, Para. [0095]). Therefore, it would have been obvious to one having ordinary skill in the art before the effective filing date to modify the method of Zucchelli in view of Mitsuru with the teachings of Eugeni by including determining the expelled amount of specimen after processing an image (i.e., evidence). One having ordinary skill in the art would have been motivated to combine these references because doing so would allow for verifying that a correct volume of liquid has been dispensed, as recognized by Eugeni. Thus, the claimed invention would have been obvious to one having ordinary skill in the art before the effective filing date. Regarding claim 10, Zucchelli in view of Mitsuru further in view of Eugeni teaches the execution-information recording method according to claim 9, further comprising recording an expelled amount determination result obtained by the determination, in association with the evidence obtained by the acquiring of an image and the evidence after the processing (Eugeni, Para. [0099], the frame collected from the image is stored in a system of encrypted folders or an encrypted database; the data relating to the entire session (i.e., evidence after processing) are attached to the log file of the same). The proposed combination as well as the motivation for combining the Zucchelli, Mitsuru and Eugeni references presented in the rejection of Claim 9, apply to Claim 10 and are incorporated herein by reference. Thus, the method recited in Claim 10 is met by Zucchelli in view of Mitsuru further in view of Eugeni. Claims 21-22 recite systems with elements corresponding to the steps recited in Claims 9-10. Therefore, the recited elements of these claims are mapped to the proposed combination in the same manner as the corresponding steps in their corresponding method claims. Additionally, the rationale and motivation to combine the Zucchelli, Mitsuru and Eugeni references, presented in rejection of Claim 9, apply to these claims. Finally, the combination of the Zucchelli, Mitsuru and Eugeni references discloses image acquiring means (Zucchelli, Para. [0047], a camera allows imaging a pipette tip), processing means (Zucchelli, Para. [0036], software interface allowing to define the liquid handling protocol to be executed), and recording means (Mitsuru, Pg. 12 image storage means). Regarding claim 25, Zucchelli in view of Mitsuru further in view of Eugeni teaches a program for causing a computer to operate as the execution-information recording device of any one of claims 13 to 24 (Eugeni, Para. [0028], a software program for controlling the device). Regarding claim 27, Zucchelli in view of Mitsuru further in view of Eugeni teaches an execution-information transmitting method for transmitting, to an external device, execution information obtained when pre-processing to be performed before a test using a specimen is executed in accordance with a protocol set in advance, the execution-information transmitting method comprising transmitting, to the external device via a communication line, one or two or more pieces of execution information selected from among pieces of execution information recorded by the execution-information recording method of any one of claims 1 to 12 (Eugeni, Para. [0006], a transmitter that transmits the image collected by the camera and the collected data to a remote monitoring terminal via the Internet network). The proposed combination as well as the motivation for combining the Zucchelli, Mitsuru and Eugeni references presented in the rejection of Claim 9, apply to Claim 27 and are incorporated herein by reference. Thus, the method recited in Claim 27 is met by Zucchelli in view of Mitsuru further in view of Eugeni. Regarding claim 28, Zucchelli in view of Mitsuru further in view of Eugeni teaches an execution-information transmitting device for transmitting, to an external device, execution information which is a record obtained when pre-processing to be performed before a test using a specimen is executed in accordance with a protocol set in advance, the execution-information transmitting device comprising a communicating unit configured to transmit, to the external device via a communication line, one or two or more pieces of execution information selected from among pieces of execution information recorded in recording means by the execution-information recording device of any one of claims 13 to 24 (Eugeni, Para. [0006], a transmitter that transmits the image collected by the camera and the collected data to a remote monitoring terminal via the Internet network). The proposed combination as well as the motivation for combining the Zucchelli, Mitsuru and Eugeni references presented in the rejection of Claim 9, apply to Claim 28 and are incorporated herein by reference. Thus, the device recited in Claim 28 is met by Zucchelli in view of Mitsuru further in view of Eugeni. Claims 11-12 and 23-24 are rejected under 35 U.S.C. 103 as being unpatentable over Zucchelli et al. (US 2013/0280143 A1) in view of Mitsuru et al. (JP 2004354100 A, machine translation used herein), as applied to claims 1, 5, 7-8, 13, 17 and 19-20 above, and further in view of Michael Rein (US 2020/0384655 A1). Regarding claim 11, Zucchelli in view of Mitsuru teaches the execution-information recording method according to claim 1, as described above. Although Zucchelli in view of Mitsuru teaches images stored in the memory for performing processing on (Mitsuru, Pg. 14), they do not explicitly teach “wherein the pre-processing includes a step of closing a cap of a specimen container after drawing of the specimen” and “wherein the execution-information recording method further comprises the steps of: determining whether or not the specimen container after the drawing of the specimen is capped; and recording a capping determination result obtained by the determination in association with specimen identification information for identifying the specimen”. However, in an analogous field of endeavor, Rein teaches the sample containers can be closed by caps of a given cap type (Rein, Para. [0012]). The control device can be configured to determine if the sample container is closed by a cap or not closed by a cap based on the sampled longitudinal profile (Rein, Para. [0015]). Further, the control device can determine the cap type based on the sampled longitudinal profile (Rein, Para. [0035]). Therefore, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to modify the method of Zucchelli in view of Mitsuru with the teachings of Rein by including a step of closing the cap of a sample container and recording a determination of if the sample container is closed by a cap or not closed by a cap and determining the cap type (i.e., specimen identification information). One having ordinary skill in the art would have been motivated to combine these references because doing so would allow for performing capping determinations using a control device, as recognized by Rein. Thus, the claimed invention would have been obvious to one having ordinary skill in the art before the effective filing date. Regarding claim 12, Zucchelli in view of Mitsuru teaches the execution-information recording method according to claim 1, as described above. Although Zucchelli in view of Mitsuru teaches images stored in the memory for performing processing on (Mitsuru, Pg. 14), they do not explicitly teach “wherein the evidence obtained by the acquiring of an image and the evidence after the processing are recorded in association with specimen identification information for identifying the specimen or/and expelling destination identifying information for identifying an expelling destination of the specimen”. However, in an analogous field of endeavor, Rein teaches a color sensor coupled to the control device and configured to sense a color of the cap and may determine a cap type and/or sample container type (i.e., expelling destination identifying information) based on the color of the cap (Rein, Para. [0035]). The proposed combination as well as the motivation for combining the Zucchelli, Mitsuru and Rein references presented in the rejection of Claim 11, apply to Claim 12 and are incorporated herein by reference. Thus, the method recited in Claim 12 is met by Zucchelli in view of Mitsuru further in view of Rein. Claims 23-24 recite systems with elements corresponding to the steps recited in Claims 11-12. Therefore, the recited elements of these claims are mapped to the proposed combination in the same manner as the corresponding steps in their corresponding method claims. Additionally, the rationale and motivation to combine the Zucchelli, Mitsuru and Rein references, presented in rejection of Claim 11, apply to these claims. Finally, the combination of the Zucchelli, Mitsuru and Rein references discloses image acquiring means (Zucchelli, Para. [0047], a camera allows imaging a pipette tip), processing means (Zucchelli, Para. [0036], software interface allowing to define the liquid handling protocol to be executed), and recording means (Mitsuru, Pg. 12 image storage means). Claim 26 is rejected under 35 U.S.C. 103 as being unpatentable over Zucchelli et al. (US 2013/0280143 A1) in view of Mitsuru et al. (JP 2004354100 A, machine translation used herein), as applied to claims 1, 5, 7-8, 13, 17 and 19-20 above, and further in view of Mizutani et al. (US 2020/0057880 A1). Regarding claim 26, Zucchelli in view of Mitsuru further in view of Eugeni teaches the program of claim 25, but does not explicitly teach “a computer-readable recording medium having the program of claim 25 recorded thereon”. However, in an analogous field of endeavor, Mizutani teaches a system for determining a volume of an aspirated liquid (Mizutani, Para. [0080]) that comprises at least one computer readable data storage medium storing instructions (Mizutani, Para. [0092]). Therefore, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to modify the teachings of Zucchelli in view of Mitsuru further in view of Eugeni with the teachings of Mizutani by including a computer readable storage medium to store the program of claim 25. One having ordinary skill in the art would have been motivated to combine these references because doing so would allow for a storage medium for storing executable software instructions, as recognized by Mizutani. Thus, the claimed invention would have been obvious to one having ordinary skill in the art before the effective filing date. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to Emma Rose Goebel whose telephone number is (703)756-5582. The examiner can normally be reached Monday - Friday 7:30-5. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Amandeep Saini can be reached at (571) 272-3382. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /Emma Rose Goebel/Examiner, Art Unit 2662 /AMANDEEP SAINI/Supervisory Patent Examiner, Art Unit 2662
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Prosecution Timeline

Oct 13, 2023
Application Filed
Oct 22, 2025
Non-Final Rejection — §101, §103, §112 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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1-2
Expected OA Rounds
53%
Grant Probability
99%
With Interview (+47.0%)
3y 0m
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