Prosecution Insights
Last updated: April 19, 2026
Application No. 18/287,100

REDUCING THE CONCENTRATION OF MONOMERIC POLYISOCYANATES IN POLYURETHANE COMPOSITIONS

Non-Final OA §102§103§112
Filed
Oct 16, 2023
Examiner
SERGENT, RABON A
Art Unit
1765
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Sika Technology AG
OA Round
1 (Non-Final)
54%
Grant Probability
Moderate
1-2
OA Rounds
3y 5m
To Grant
79%
With Interview

Examiner Intelligence

Grants 54% of resolved cases
54%
Career Allow Rate
525 granted / 970 resolved
-10.9% vs TC avg
Strong +25% interview lift
Without
With
+24.8%
Interview Lift
resolved cases with interview
Typical timeline
3y 5m
Avg Prosecution
53 currently pending
Career history
1023
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
52.8%
+12.8% vs TC avg
§102
8.0%
-32.0% vs TC avg
§112
19.5%
-20.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 970 resolved cases

Office Action

§102 §103 §112
Detailed Office Action Notice of Pre-AIA or AIA Status 1. The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Indefiniteness Rejection 2. The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. 3. Claims 5 and 6 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. With respect to claim 5, to the extent disclosed and claimed, the examiner has been unable to determine the metes and bounds of polycarboxylates further characterized by the ether language. With respect to claim 6, applicant has failed to define the asterisk symbol at each end of the claimed structural units and has further failed to define variable M, appearing within structural unit S1 and the definition of variable Rv. Furthermore, the language denoted by “especially” and “preferably” renders the claim indefinite, because it is unclear if or to what extent this language further modifies the corresponding language not denoted by “especially” or “preferably”. Prior Art Rejection 4. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. 5. Claims 1-3, 7-11, 13, and 14 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Burckhardt (US 2010/0015450 A1). Burckhardt discloses a step-wise method, wherein an isocyanate functional prepolymer composition is firstly produced by reacting a polyol with a polyisocyanate, and secondly, the prepolymer is reacted with an aldimine in the presence of water in order thereby to obtain a prepolymer composition having a low content of monomeric polyisocyanate. Within Example 1, 50 parts of a prepolymer, derived from the reaction of MDI and a crystalline polyester polyol are provided (meeting instant claims 2 and 10) and heated to 100°C, then 7.57 parts (15% relative to the prepolymer, meeting instant claim 7) of a dialdimine A-1, and 0.19 part (0.38% relative to the prepolymer, meeting instant claim 8; 2.48% relative to the dialdimine, meeting instant claim 9) of water, and 0.2 part of an additive (meeting instant claim 11) are reacted. The resulting composition of Example 1 has a residual content of monomeric MDI of 0.23% (see Table 2), meeting instant claim 3. Regarding the instantly claimed polycarboxylate, to the extent claimed, since the dialdimine of Example 1 has two lauryl ester groups, it constitutes a polycarboxylate. Applicant’s attention is further drawn to the disclosures within paragraphs [0153]-[0157], [0163]-[0179]. 6. Claims 4 and 12 are rejected under 35 U.S.C. 103 as being unpatentable over Burckhardt (US 2010/0015450 A1). Burckhardt discloses a step-wise method, wherein an isocyanate functional prepolymer composition is firstly produced by reacting a polyol with a polyisocyanate, and secondly, the prepolymer is reacted with an aldimine in the presence of water in order thereby to obtain a prepolymer composition having a low content of monomeric polyisocyanate. Within Example 1, 50 parts of a prepolymer, derived from the reaction of MDI and a crystalline polyester polyol are provided and heated to 100°C, then 7.57 parts (15% relative to the prepolymer) of a dialdimine A-1, and 0.19 part (0.38% relative to the prepolymer; 2.48% relative to the dialdimine) of water, and 0.2 part of an additive are reacted. The resulting composition of Example 1 has a residual content of monomeric MDI of 0.23% (see Table 2). Regarding the instantly claimed polycarboxylate, to the extent claimed, since the dialdimine of Example 1 has two lauryl ester groups, it constitutes a polycarboxylate. Applicant’s attention is further drawn to the disclosures within paragraphs [0153]-[0157], [0163]-[0179]. 7. Regarding claim 4, though the reference is largely silent regarding the claimed reaction time, the position is taken that determining an optimal or suitable reaction time frame, such as a time corresponding to that claimed, would have been obvious and well within the abilities of the to the skilled artisan, given that the objective of decreasing excess isocyanate monomer is common to both the reference and the instant invention. 8. Regarding claim 12, though the reference discloses within paragraph [0170] that catalysts may be employed to accelerate the reaction of isocyanate groups, the reference fails to disclose that the catalyst is added prior to step b); however, the position is taken in light of this disclosure and the disclosed reaction of polyisocyanates and polyols to produce the prepolymer that one would have been motivated to incorporate such catalysts prior to step b), so as to promote initial reaction of the isocyanates to form the prepolymer. Allowable Subject Matter 9. Claims 5 and 6 would be allowable if rewritten or amended to overcome the rejection(s) under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), 2nd paragraph, set forth in this Office action. The prior art fails to disclose polymer P of claim 6, and to the extent the examiner has been able to interpret the polycarboxylate ether of claim 5, the prior art is silent with respect to a polycarboxylate having ether groups used as claimed. Conclusion 10. Any inquiry concerning this communication or earlier communications from the examiner should be directed to Rabon A Sergent whose telephone number is (571)272-1079. The examiner can normally be reached on Monday through Friday from 9:00 AM until 5:00 PM, ET. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Heidi Riviere Kelley, can be reached at telephone number 571-270-1831. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from Patent Center. Status information for published applications may be obtained from Patent Center. Status information for unpublished applications is available through Patent Center to authorized users only. Should you have questions about access to the USPTO patent electronic filing system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). Examiner interviews are available via a variety of formats. See MPEP § 713.01. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) Form at https://www.uspto.gov/InterviewPractice. /RABON A SERGENT/Primary Examiner, Art Unit 1765
Read full office action

Prosecution Timeline

Oct 16, 2023
Application Filed
Feb 20, 2026
Non-Final Rejection — §102, §103, §112 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

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POLYURETHANE EXCIPIENT
2y 5m to grant Granted Mar 31, 2026
Patent 12583964
POLYTHIOL COMPOSITION, POLYMERIZABLE COMPOSITION, RESIN, MOLDED ARTICLE, OPTICAL MATERIAL, AND LENS
2y 5m to grant Granted Mar 24, 2026
Patent 12570785
THERMOPLASTIC POLYURETHANE RESIN ELASTOMERS
2y 5m to grant Granted Mar 10, 2026
Patent 12559586
COMPOSITIONS CONTAINING URETDIONE GROUPS CROSSLINKING AT LOW TEMPERATURES
2y 5m to grant Granted Feb 24, 2026
Patent 12545760
URETHANE RESIN COMPOSITION, FILM, AND SYNTHETIC LEATHER
2y 5m to grant Granted Feb 10, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
54%
Grant Probability
79%
With Interview (+24.8%)
3y 5m
Median Time to Grant
Low
PTA Risk
Based on 970 resolved cases by this examiner. Grant probability derived from career allow rate.

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