Prosecution Insights
Last updated: May 29, 2026
Application No. 18/287,210

RING-TYPE LIGHTING DEVICE

Non-Final OA §102§103
Filed
Oct 17, 2023
Priority
Apr 22, 2021 — JP 2021-072918 +1 more
Examiner
APENTENG, JESSICA MCMILLAN
Art Unit
2875
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Kowa Company Ltd.
OA Round
4 (Non-Final)
66%
Grant Probability
Favorable
4-5
OA Rounds
0m
Est. Remaining
84%
With Interview

Examiner Intelligence

Grants 66% — above average
66%
Career Allowance Rate
639 granted / 975 resolved
-2.5% vs TC avg
Strong +19% interview lift
Without
With
+18.6%
Interview Lift
resolved cases with interview
Typical timeline
2y 7m
Avg Prosecution
41 currently pending
Career history
1038
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
84.2%
+44.2% vs TC avg
§102
8.4%
-31.6% vs TC avg
§112
3.1%
-36.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 975 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-5 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by KR200454562. PNG media_image1.png 683 282 media_image1.png Greyscale PNG media_image2.png 515 618 media_image2.png Greyscale Regarding claim 1, KR200454562 teaches a ring-type lighting device (figures 1, 2 and 6) comprising: a case member (100) having an annular shape (see shape of 100 in at least figures 2 and 6) and comprising an inner wall portion (120) and an outer wall portion (see outer surface of 100), the inner wall portion (120) defining a hollow portion at a center (see figure 2), the outer wall portion (outer surface of 100) defining an opening portion (150) that has an annular shape and surrounds the hollow portion (see figure 2 where opening 150 has an annular shape and surrounds the hollow portion defined by 120); one or more LED members (210) provided to face an opening of the opening portion (150); and a cover member (400) that has an annular shape (see shape of 400 in at least figure 2) and is provided between the opening and the LED members (210) to close the opening portion (figure 6), wherein the case member (100) is formed with a mounting portion (part of the wall portions comprising the grooves 140) on which a circumferential edge portion of the cover member (400) is mounted and held, an elastic member (300) having an annular shape (see shape of 300 in at least figure 6) is provided between the mounting portion (part of wall portions comprising grooves 140) and the cover member (400), a pressing member (500, 600) is provided to press the circumferential edge portion of the cover member (400) from the opening side, and the pressing member (500, 600) is engaged with and fixed to the case member (100; fixed by means of threads 10, paragraph [0028] and [0031]). Regarding claim 2, KR200454562 teaches the ring-type lighting device according to claim 1, wherein another annular elastic member (the second elastic member 300; see figure 2) is further provided between the pressing member (500 and 600) and the cover member (400). Regarding claim 3, KR200454562 teaches the ring-type lighting device according to claim 2, wherein a plate-like member (510) for reducing friction is provided between the pressing member (500 and 600and the other annular elastic member (see figure 2 where 300 is two elastic members). Regarding claim 4, KR200454562 teaches the ring-type lighting device (see figures 2 and 6) according to claim 1, wherein the pressing member (500, 600) has an annular shape and is screwed and fixed to the case member (100; paragraphs [0028] and [0031]). Regarding claim 5, KR200454562 teaches the ring-type lighting device (figures 2 and 6) according to claim , wherein the pressing member (500 and 600 combined) comprises: an inner pressing member (600) that has an annular shape and is provided on the inner wall portion (120)to press the circumferential edge portion of the cover member (400); and an outer pressing member (500) that has an annular shape and is provided on the outer wall portion to press the circumferential edge portion of the cover member (400), the inner pressing member (600) is screwed and fixed to a wall surface of either an inner circumferential surface or an outer circumferential surface of the inner wall portion (120; see paragraphs [0028]-[0029]), the outer pressing member (500) is screwed and fixed to a wall surface of either an inner circumferential surface or an outer circumferential surface of the outer wall portion (see paragraphs [0028]-[0029]),the mounting portion comprises: an inner mounting portion on which a circumferential edge portion on an inner circumferential side of the cover member (400) is placed (see detailed view on the upper right portion of figure 6); and an outer mounting portion on which a circumferential edge portion on an outer circumferential side of the cover member (400) is placed (see detailed view of the upper left portion of figure 6), and the cover member (400) is placed on the inner mounting portion and the outer mounting portion via respective annular elastic members (see figures 2 and 6 and elastic members 300). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 6 is/are rejected under 35 U.S.C. 103 as being unpatentable over KR200454562 in view of Zhou (CN 105972517 A). Regarding claim 6, KR200454562 teaches the lighting device according to claim 1, and further teaches wherein the elastic member (300) having a rectangular cross section (see figure 6 showing the rectangular cross section). However, KR200454562 does not explicitly teach that the elastic member is waterproof and dustproof rubber. Zhou teaches an elastic member that is waterproof and dustproof rubber (see paragraph [0008] where it is disclosed: “At the same time, there is an elastic rubber ring in the wire hole of the power box and the slot hole of the LED module. When the cable passes through the wire hole, the elastic rubber ring seals the wire hole and the slot hole, thereby The entire power box becomes a closed space, which better prevents water or dust from entering the inside of the power box through the power cord. In addition, there is also a lens waterproof ring at the connection between the module lens and the light board.”). It would have been obvious to one having ordinary skill in the art at the time the invention was made to modify KR200454562 to include an elastic member that is waterproof and dustproof rubber as taught by Zhou to better prevent water and dust from entering the inside of the lighting device (see paragraph [0008] of Zhou). Response to Arguments Applicant’s arguments with respect to claim(s) 1-6 have been considered but are moot because the new ground of rejection does not rely on any reference applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to JESSICA MCMILLAN APENTENG whose telephone number is (571)272-5510. The examiner can normally be reached Monday-Friday 9:00 am-5:00 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, ABDULMAJEED AZIZ can be reached at 571-270-5046. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /JESSICA M APENTENG/ Examiner, Art Unit 2875 /ABDULMAJEED AZIZ/ Supervisory Patent Examiner, Art Unit 2875
Read full office action

Prosecution Timeline

Show 1 earlier event
Jun 20, 2024
Non-Final Rejection mailed — §102, §103
Sep 19, 2024
Response Filed
Jan 15, 2025
Non-Final Rejection mailed — §102, §103
Apr 10, 2025
Response Filed
Jul 28, 2025
Non-Final Rejection mailed — §102, §103
Oct 22, 2025
Response Filed
Feb 24, 2026
Non-Final Rejection mailed — §102, §103
May 19, 2026
Response Filed

Precedent Cases

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LED TUBE LAMP
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Patent 12631300
LED TUBE LAMP
1y 5m to grant Granted May 19, 2026
Patent 12611284
SURGICAL EYEWEAR LIGHTING SYSTEMS AND METHODS
3y 4m to grant Granted Apr 28, 2026
Patent 12585155
BACKLIGHT PANEL
1y 2m to grant Granted Mar 24, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

4-5
Expected OA Rounds
66%
Grant Probability
84%
With Interview (+18.6%)
2y 7m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 975 resolved cases by this examiner. Grant probability derived from career allowance rate.

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