Prosecution Insights
Last updated: April 19, 2026
Application No. 18/287,329

GOLEXANOLONE FOR USE IN THE TREATMENT OF FATIGUE OR COGNITIVE IMPAIRMENT IN LIVER DISEASE PATIENTS

Non-Final OA §103§DP
Filed
Oct 18, 2023
Examiner
SHIAO, REI TSANG
Art Unit
1691
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
Umecrine Cognition AB
OA Round
1 (Non-Final)
80%
Grant Probability
Favorable
1-2
OA Rounds
2y 3m
To Grant
45%
With Interview

Examiner Intelligence

Grants 80% — above average
80%
Career Allow Rate
1612 granted / 2019 resolved
+19.8% vs TC avg
Minimal -35% lift
Without
With
+-35.0%
Interview Lift
resolved cases with interview
Typical timeline
2y 3m
Avg Prosecution
53 currently pending
Career history
2072
Total Applications
across all art units

Statute-Specific Performance

§101
0.7%
-39.3% vs TC avg
§103
29.1%
-10.9% vs TC avg
§102
8.1%
-31.9% vs TC avg
§112
29.6%
-10.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 2019 resolved cases

Office Action

§103 §DP
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . DETAILED ACTION Priority and Status of the Claims 1. This application is a 371 PCT/EP2022/060260 04/19/2022, which claims benefit of the foreign application: EPO EP21169388.2 04/20/2021. 2. Claims 1, 3-9, 14-15 and 18-27 are pending in the application. 3. In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. Claim Rejections - 35 USC § 103 4. The following is a quotation of 35 U.S.C. 103(a) which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries set forth in Graham v. John Deere Co., 383 U.S. 1, 148 USPQ 459 (1966), that are applied for establishing a background for determining obviousness under 35 U.S.C. 103(a) are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or non-obviousness. This application currently names joint inventors. In considering patentability of the claims under 35 U.S.C. 103(a), the examiner presumes that the subject matter of the various claims was commonly owned at the time any inventions covered therein were made absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and invention dates of each claim that was not commonly owned at the time a later invention was made in order for the examiner to consider the applicability of 35 U.S.C. 103(c) and potential 35 U.S.C. 102(f) or (g) prior art under 35 U.S.C. 103(a). Claim 1 is rejected under 35 U.S.C. 103(a) as being obvious over Doverskog et al. US 2016/0339040 A1, and Berglund et al. Hepatology v70, suppl. 1, 2019, or see Berglund et al. CAS: 631815486, 2019. Applicants claim a method for the treatment of fatigue or cognitive impairment, or a combination thereof, in a non-cirrhotic primary biliary cholangitis (PBC) patient, whereby the compound golexanolone (3α-ethynyl-3β-hydroxyandroxyandrostan-17-one oxime17-one oxime) of formula (I) PNG media_image1.png 216 354 media_image1.png Greyscale , or a pharmaceutically acceptable salt thereof, is administered to a patient in need of such treatment, see claim 1. Determination of the scope and content of the prior art (MPEP §2141.01) Doverskog et al. disclose that golexanolone is used for treating Type C hepatic encephalopathy patients with cirrhosis, and cirrhosis cause fatigue and loss of energy and cognitive impairment, see section [0034] and [0040] in column 3. Berglund et al. ‘486 discloses that golexanolone is used for treating cognitive disorders. Determination of the difference between the prior art and the claims (MPEP §2141.02) The difference between instant claims and Doverskog et al. and Berglund et al. ‘486 is that the instant claims are embraced within the scope of Doverskog et al. and Berglund et al. ‘486. Finding of prima facie obviousness-rational and motivation (MPEP §2142-2143) One having ordinary skill in the art would find the claim 1 prima facie obvious because one would be motivated to employ the methods of use of Doverskog et al. and Berglund et al. ‘486 to obtain instant invention. The motivation to make the claimed methods of use derived from the known methods of use of Doverskog et al. and Berglund et al. ‘486 would possess similar activity to that which is claimed in the reference. Double Patenting 5. The nonstatutory double patenting rejection is based on a judicially created doctrine grounded in public policy (a policy reflected in the statute) so as to prevent the unjustified or improper timewise extension of the "right to exclude" granted by a patent and to prevent possible harassment by multiple assignees. See In re Goodman, 11 F.3d 1046, 29 USPQ2d 2010 (Fed. Cir. 1993); In re Longi, 759 F.2d 887, 225 USPQ 645 (Fed. Cir. 1985); In re Van Ornum, 686 F.2d 937, 214 USPQ 761 (CCPA 1982); In re Vogel, 422 F.2d 438, 164 USPQ 619 (CCPA 1970); and In re Thorington, 418 F.2d 528, 163 USPQ 644 (CCPA 1969). A timely filed terminal disclaimer in compliance with 37 CFR 1.321(c) may be used to overcome an actual or provisional rejection based on a nonstatutory double patenting ground provided the conflicting application or patent is shown to be commonly owned with this application. See 37 CFR 1.130(b). Effective January 1, 1994, a registered attorney or agent of record may sign a terminal disclaimer. A terminal disclaimer signed by the assignee must fully comply with 37 CFR 3.73(b). Claim 1 is rejected under the judicially created doctrine of obviousness-type double patenting as being unpatentable over claim 1 of Doverskog et al. US 10,342,804, and over claim 1 of Alhadeff et al. US 11,123,351. Although the conflicting claims are not identical, they are not patentably distinct from each other and reasons are as follows. Applicants claim a method for the treatment of fatigue or cognitive impairment, or a combination thereof, in a non-cirrhotic primary biliary cholangitis (PBC) patient, whereby the compound golexanolone (3α-ethynyl-3β-hydroxyandroxyandrostan-17-one oxime17-one oxime) of formula (I) PNG media_image1.png 216 354 media_image1.png Greyscale , or a pharmaceutically acceptable salt thereof, is administered to a patient in need of such treatment, see claim 1. Doverskog et al. ‘804 claims a method of treating hepatic encephalopathy, comprising administering a pharmaceutically effective amount of 3α-ethynyl-3β-hydroxyandrostan-17-one oxime, method of treating hepatic encephalopathy, comprising administering a pharmaceutically effective amount of 3α-ethynyl-3β-hydroxyandrostan-17-one oxime, PNG media_image2.png 128 220 media_image2.png Greyscale , or a pharmaceutically acceptable salt thereof, to a patient in need thereof, wherein said hepatic encephalopathy is selected from the group consisting of minimal hepatic encephalopathy, overt hepatic encephalopathy, type A hepatic encephalopathy, type B hepatic encephalopathy and type C hepatic encephalopathy, and wherein the treatment comprises the co-administration of 3α-ethynyl-3β-hydroxyandrostan-17-one oxime with an ammonia-lowering compound. or a pharmaceutically acceptable salt thereof, to a patient in need thereof, wherein said hepatic encephalopathy is selected from the group consisting of minimal hepatic encephalopathy, overt hepatic encephalopathy, type A hepatic encephalopathy, type B hepatic encephalopathy and type C hepatic encephalopathy, and wherein the treatment comprises the co-administration of 3α-ethynyl-3β-hydroxyandrostan-17-one oxime with an ammonia-lowering compound, see column 23-24. It is noted that treating Type C hepatic encephalopathy patients are with cirrhosis, and cirrhosis cause fatigue and loss of energy and cognitive impairment. Alhadeff et al. ‘351 claims a method for the treatment of hepatic encephalopathy, whereby the pharmaceutical formulation comprising a compound, i.e., PNG media_image3.png 118 174 media_image3.png Greyscale , is administered to a patient in need of such treatment, see claims 1 and 19 in columns 20-22. It is noted that Type C of hepatic encephalopathy patients are with cirrhosis, and cirrhosis cause fatigue and loss of energy and cognitive impairment. The difference between instant claims and Doverskog et al. ‘804 and Alhadeff et al. ‘351 is that the instant claims are embraced within the scope of Doverskog et al. ‘804 and Alhadeff et al. ‘351. One having ordinary skill in the art would find the claim 1 prima facie obvious because one would be motivated to employ the methods of use of Doverskog et al. ‘804 and Alhadeff et al. ‘351 to obtain instant invention. The motivation to make the claimed methods of use derived from the known methods of use of Doverskog et al. ‘804 and Alhadeff et al. ‘351 would possess similar activity to that which is claimed in the reference. Claim Objections 6. Claims 3-9, 14-15 and 18-27 are objected to as being dependent on rejected claim 1. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to REI TSANG SHIAO whose telephone number is (571)272-0707. The examiner can normally be reached on 8:30 am-5:00 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Renee Claytor can be reached on 571-272-8394. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /REI TSANG SHIAO/ Rei-tsang Shiao, Ph.D.Primary Examiner, Art Unit 1691 January 26, 2026
Read full office action

Prosecution Timeline

Oct 18, 2023
Application Filed
Jan 26, 2026
Non-Final Rejection — §103, §DP (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
80%
Grant Probability
45%
With Interview (-35.0%)
2y 3m
Median Time to Grant
Low
PTA Risk
Based on 2019 resolved cases by this examiner. Grant probability derived from career allow rate.

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