Prosecution Insights
Last updated: October 02, 2026
Application No. 18/287,414

SMOKING ARTICLE AND AEROSOL GENERATING SYSTEM INCLUDING THE SAME

Final Rejection §103
Filed
Oct 18, 2023
Priority
Jan 24, 2022 — RE 10-2022-0009976 +1 more
Examiner
FULTON, MICHAEL TIMOTHY
Art Unit
1747
Tech Center
1700 — Chemical & Materials Engineering
Assignee
KT&G Corporation
OA Round
2 (Final)
70%
Grant Probability
Favorable
3-4
OA Rounds
7m
Est. Remaining
76%
With Interview

Examiner Intelligence

Grants 70% — above average
70%
Career Allowance Rate
38 granted / 54 resolved
+5.4% vs TC avg
Moderate +6% lift
Without
With
+5.9%
Interview Lift
resolved cases with interview
Typical timeline
3y 7m
Avg Prosecution
45 currently pending
Career history
98
Total Applications
across all art units

Statute-Specific Performance

§101
2.1%
-37.9% vs TC avg
§103
60.2%
+20.2% vs TC avg
§102
20.3%
-19.7% vs TC avg
§112
13.5%
-26.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 54 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Amendment This office action is in response to the Applicants’ arguments/remarks filed 6-12-2026. Applicant’s amendment to claim 14 filed 6-12-2026, with respect to the 35 USC 112b rejection has been fully considered and is persuasive. The 35 USC 112b rejection has been withdrawn. Claims 1 and 14 are amended Claims 2-6 are canceled Claims 1, 7-14 are currently examined. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claims 1 and 7-14 are rejected under 35 U.S.C. 103 as being unpatentable over Jeong (WO 2019151688 A1) submitted by Applicant in IDS filed 10-18-2023, English machine translation relied upon; in view of England (US20210022390A1), US version of WO2019101623A1 cited by Applicant in IDS filed 10-18-2023 and further in view of Grishchenko (WO 2020249954 A1). Regarding Claim 1, Jeong teaches a smoking article comprising: a medium accommodation portion (320, see FIG 3 and [0052]); a moisturizer accommodation portion (310) disposed on one side of the medium accommodation portion (see [0052] and FIG 3) and comprising an aerosol generating material (see [0032], the moisturizers are glycerin, propylene glycol and other moisturizers and are used to enrich the amount of aerosol vapor [0033], which meets aerosol generating material); and a filter portion (330) disposed on another side of the medium accommodation portion (see [0052], and FIG 3), wherein Jeong teaches the medium accommodation portion as set forth above and teaches three wrappers can be used to wrap the portions [0056] but fails to explicitly disclose the medium accommodation portion is wrapped with a medium accommodation portion wrapper comprising three-ply paper containing aluminum (Al). However, England teaches the smoking article can be wrapped with a wrapper comprising three-ply paper containing aluminum (Al), see [0044]-[0047], e.g., a 3 layer structure which includes two layers of paper on other side of a foil. England teaches the foil is used as a burn retardant substance [0044] and a non-combustible material and is used to conduct heat to the aerosolizable material in use [0032] and to prevent the material from combusting because the aerosol that results from combustion is less suitable for inhalation than the aerosol that results from heating [0036]. Therefore, it would be obvious to a person of ordinary skill in the art to modify the wrapper of Jeong to modify the wrapper of Jeong to include the 3 ply arrangement of England including the aluminum layer in the 3 ply arrangement to conduct heat to the aerosolizable material and to prevent the material from combusting because the aerosol that results from combustion is less suitable for inhalation than the aerosol that results from heating. England teaches the three-ply paper comprises outer wrapping paper, intermediate wrapping paper, and inner wrapping paper, and the intermediate wrapping paper comprises aluminum (see [0046] and [0047]). England teaches the intermediate wrapping paper comprises aluminum with a thickness of less than 50 μm thick [0033] which overlaps with the claimed range of 15 micrometers (μm) to 25 μm. In the case where claimed ranges “overlap or lie inside ranges disclosed by prior art” a prima facie case of obviousness exists. See MPEP § 2144.05 (I). England teaches the aluminum intermediate wrapper has a thickness of less than 50 μm and more than 5 μm [0033] which accordingly teaches a basis weight of 14-135 gsm which overlaps with the claimed range the intermediate wrapping paper has a basis weight of 50 grams per square meter (gsm) to 60 gsm. In the case where claimed ranges “overlap or lie inside ranges disclosed by prior art” a prima facie case of obviousness exists. See MPEP § 2144.05 (I). Jeong teaches the outer wrapping paper and the inner wrapping paper each have a basis weight of 10 to 50 gsm [0043] which overlaps with the claimed range of 10 gsm to 20 gsm. In the case where claimed ranges “overlap or lie inside ranges disclosed by prior art” a prima facie case of obviousness exists. See MPEP § 2144.05 (I). However, Jeong and England are silent to the thickness of the outer and inner wrapping papers and therefore fails to explicitly disclose the outer wrapping paper and the inner wrapping paper each have a thickness of 30 μm to 40 μm. However, Grishchenko teaches a similar article with two paper wrappers and teaches suitable wrapping paper thickness for use and teaches the two wrappers have a thickness of between 30 and 60 μm (page 12 lines 14 and 15). It would have been obvious for a person of ordinary skill in the art before the filing date of the claimed invention to modify the thickness of the outer and inner wrapping papers of Jeong to have a thickness of between 30 and 60 μm as taught by Grishchenko, because both Jeong and Grishchenko are drawn to smoking articles with paper wrappers, Jeong is silent in regards to suitable thicknesses of paper wrappers for use and one of ordinary skill in the art would be motivated to look to a similar reference to find suitable thicknesses for a similar smoking article, Grishchenko teaches known thicknesses for a similar smoking article and this merely involves applying suitable characteristics to a similar product with a reasonable expectation of success. Regarding Claim 7, modified Jeong teaches the claim limitations as set forth above. Additionally, Jeong teaches the medium accommodation portion is filled with a plurality (plurality met by slurry leaf sheets [0036]) of tobacco sheets (tobacco leaves, reconstituted tobacco [0035]) and each of the tobacco sheets is formed by folding a flat sheet coated with a tobacco medium multiple times (filled with a wrinkled sheet of reconstituted tobacco leaf, compressed to form wrinkles, see [0035]). Regarding Claim 8, modified Jeong teaches the claim limitations as set forth above. Additionally, Jeong teaches the aerosol generating material comprises at least one of glycerin [0037], propylene glycol [0037], and nicotine (tobacco [0037], an ordinary artisan would appreciate tobacco includes nicotine). Regarding Claim 9, modified Jeong teaches the claim limitations as set forth above. Additionally, Jeong teaches the filter portion comprises: a first filter portion comprising a cavity therein (tube filter portion with a hollow space inside [0039]); and a second filter portion filled with a filtration material (e.g., recess filter portion with cellulose acetate filtration material [0039]). Regarding Claim 10, modified Jeong teaches the claim limitations as set forth above. Additionally, Jeong teaches further comprising: a segment wrapper comprising: the medium accommodation portion wrapper (352, see FIG 3 and [0054]); and at least one of a moisturizer accommodation portion wrapper (351, see FIG 3 and [0054]), a plurality of segments comprising the medium accommodation portion and the moisturizer accommodation portion are wrapped with the segment wrapper (see FIG 3, segment wrapper 353, which wraps both the medium accommodation portion and the moisturizer accommodation portion, see also [0054]) and Jeong fails to explicitly disclose the segment wrapper is wrapped with a total wrapper; however, it would be obvious to a person of ordinary skill in the art to duplicate the segment wrapper and wrap the segment wrapper in another wrapper, thereby meeting the requirement of the segment wrapper is wrapped with a total wrapper. The mere duplication of parts, without any new or unexpected results, is obvious to one of ordinary skill in the art. See MPEP § 2144.04 VI B. Regarding Claim 11, modified Jeong teaches the claim limitations as set forth above. Additionally, Jeong teaches an aerosol generating device (see FIG 5), wherein the aerosol generating device is configured to receive the smoking article of claim 1 (520, see [0065]) and provide an aerosol inhalable by a user by heating an aerosol generating material stored in the smoking article (see FIG 5 and [0068]). Regarding Claim 12, modified Jeong teaches the claim limitations as set forth above. Additionally, Jeong teaches an elongated cavity (511) configured to accommodate the smoking article (520); a heater (512) configured to heat the medium accommodation portion (522) and the moisturizer accommodation portion (521) of the smoking article; and a controller (513) electrically connected to the heater, (see FIG 5 and [0065]-[0066]). Regarding Claim 13, modified Jeong teaches the claim limitations as set forth above. Additionally, Jeong teaches an aerosol generating system comprising: the smoking article of claim 1 (see FIG 5); and an aerosol generating device configured to receive the smoking article of claim 1 and provide an aerosol inhalable by a user by heating an aerosol generating material stored in the smoking article (see FIG 5 and [0068]). Regarding Claim 14, modified Jeong teaches the claim limitations as set forth above. Additionally, Jeong teaches the aerosol generating device comprises a heater configured to heat the medium accommodation portion and the moisturizer accommodation portion of the smoking article [0074], the article is placed inside of the heater of FIG 5, although not explicitly disclosed an ordinary artisan would appreciate that both the medium accommodation portion and the moisturizer portion are heated by the heater which heats the elongated cavity (511, see FIG 5 and [0066]) configured to accommodate the smoking article (See [0056], when the third wrapper is used (353) no perforation is used and an ordinary artisan would appreciate that without perforation the moisturizer portion is not detached), Additionally, Jeong teaches that the moisturizer accommodation portion can be transferred to the medium accommodation portion before inserting the cigarette into the aerosol generating device [0053], which also meets the claim limitation the aerosol generating device comprises a heater configured to heat the medium accommodation portion and the moisturizer accommodation portion of the smoking article. and Jeong and England teach a heater and an unheated part of the aerosol generating device; however, Jeong and England are silent to specific suitable temperatures for the heater or for heating the aerosol generating material in an aerosol generating device. However, Grishchenko teaches a similar smoking article and teaches suitable temperatures for heating the aerosol generating material and teaches the aerosol generating article heats the aerosol generating material to at least 200 °C (page 36 lines 13). Therefore, if the aerosol generating material which is in the device is heated to 200 °C an ordinary artisan would appreciate that some portion of the medium accommodation portion that is outside the elongated cavity and therefore some distance from but in proximity to the heated part is at some temperature close to but less than 200 °C in the unheated part of the smoking article, which overlaps with the claimed range of 160 °C to 200 °C (e.g., less than 200 °C overlaps with 160 °C to 200 °C). In the case where claimed ranges “overlap or lie inside ranges disclosed by prior art” a prima facie case of obviousness exists. See MPEP § 2144.05 (I). It would be obvious to a person of ordinary skill in the art to modify the heating temperature of the aerosol generating material of Jeong to be at least 200 °C as taught by Grishchenko, because both Jeong and Grishchenko are directed to smoking articles with aerosol generating material, Jeong is silent to suitable temperatures for use and one of ordinary skill in the art would be motivated to look to a similar reference to find suitable temperatures for a similar smoking article, Grishchenko teaches known temperatures for heating an aerosol generating material, and this merely involves applying suitable characteristics to a similar product with a reasonable expectation of success. Response to Arguments Applicant's arguments filed 6-12-2026 have been fully considered but they are not persuasive. Applicant argues on page 7 that the examiner admits that the cited art fails to teach the features therein, this is not found persuasive because Examiner only admits that the primary reference Jeong failed to teach those limitations named, but that the secondary references set forth above teach the claimed limitations as set forth in the rejection above. Applicant argues on page 8 in their rebuttal of the prima facie case of obviousness by arguing criticality of those ranges and argues that the Table 1 and the experimental example 2 in the specification shows an example 3 ply paper in which the intermediate wrapping paper includes aluminum and, in the example, provides a more abundant amount of aerosol generated from the smoking article and excellent taste and flavor as compared to a 2 ply example. This is not found persuasive because Jeong already has three wrapper layers. Thus, no modification is made to Jeong to teach three wrappers. Accordingly comparing a 2 ply example to the 3 ply example in the specification does not provide a usefully persuasive comparison against prior art that already teaches a 3 ply wrapper. E.g., the example provided by applicant to assert criticality is not a comparison of the prior art against the claimed combination and is therefore not found persuasive to show criticality over the prior art. Applicant argues starting on page 8 second paragraph that the plug wrappers of Grishchenko merely correspond to two wrappers and not to an inner wrapper and an outer wrapper and thus would not teach a person of ordinary skill in the art regarding suitable thicknesses for an inner and outer wrapper, and argues that Grishchenko would teach an ordinary person a single layer having the characteristics of Grishchenko and not two wrappers as set forth above. This is not found persuasive or particularly relevant because Grishchenko teaches two wrappers that share at least some portion of a longitudinal position therefore one must be an inner wrapper and one must be an outer wrapper relative to the other. Additionally, Grishchenko isn’t relevant to the aluminum wrapper of England, Grishchenko only teaches the inner and outer wrappers of the device as explained above. Applicant further argues in the first paragraph on page 9 that the Examiner merely relies on an allegation of obviousness without citing to any disclosure in the prior art documents. This is not found persuasive because citations to specific disclose in the prior art documents is provided as set forth above. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to Michael T Fulton whose telephone number is (703)756-1998. The examiner can normally be reached Monday-Friday 7:00 - 4:30 ET. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Michael H Wilson can be reached at 571-270-3882. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /M.T.F./Examiner, Art Unit 1747 /RUSSELL E SPARKS/Primary Examiner, Art Unit 1755
Read full office action

Prosecution Timeline

Oct 18, 2023
Application Filed
Mar 13, 2026
Non-Final Rejection mailed — §103
Jun 12, 2026
Response Filed
Aug 18, 2026
Final Rejection mailed — §103 (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
70%
Grant Probability
76%
With Interview (+5.9%)
3y 7m (~7m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 54 resolved cases by this examiner. Grant probability derived from career allowance rate.

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