Prosecution Insights
Last updated: August 06, 2026
Application No. 18/288,474

FILTER SEGMENT, AEROSOL-GENERATING ARTICLE, AND SYSTEM COMPRISING SAME

Final Rejection §103
Filed
Oct 26, 2023
Priority
Dec 29, 2021 — RE 10-2021-0190944 +1 more
Examiner
GRAY, LINDA LAMEY
Art Unit
1745
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Kt & G Corporation
OA Round
2 (Final)
83%
Grant Probability
Favorable
3-4
OA Rounds
0m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 83% — above average
83%
Career Allowance Rate
666 granted / 803 resolved
+17.9% vs TC avg
Strong +17% interview lift
Without
With
+16.6%
Interview Lift
resolved cases with interview
Typical timeline
2y 6m
Avg Prosecution
41 currently pending
Career history
824
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
37.5%
-2.5% vs TC avg
§102
20.5%
-19.5% vs TC avg
§112
36.7%
-3.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 803 resolved cases

Office Action

§103
DETAILED ACTION Claim Rejections - 35 USC § 103 The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. Claims 1-5 and 7 are rejected under 35 U.S.C. 103 as being unpatentable over Thesing (US 5,012,829) in view of Woodman (US 2014/0076337 A1). Claim 1: Thesing teaches a filter segment 12 (“for an aerosol generating article”-- it is submitted that this claim limitation refers to an intended use of the claimed device and is not considered to provide a structural feature to the claimed device (i.e. claimed structure)), the filter segment 12 comprising: an outer portion 22 comprising a filter; and an inner portion disposed inside the outer portion 22 (col3 Lns9-14) and comprising an airflow barrier 20 surrounded by the filter and configured to retard or block airflow (col3 Lns30-35; Fig1). Other locations within reference may be included in the above recited locations (paragraphs, drawing, abstract, claims) to demonstrate further the features in the reference as claimed in the instant claims. Claim 1: Thesing does not teach that the airflow barrier 20 comprises a tapered shape having a first diameter upstream and a second diameter downstream that is less than the first diameter. Woodman teaches a filter segment 4 of a smoking article 1 (para25). The filter segment 4 comprising: an outer portion 22 comprising a filter; and an inner portion 20 disposed inside the outer portion 22 (para46). To help develop a desired pressure drop, the filter segment 4 (inner portion 20) comprises a tapered shape having a first diameter upstream and a second diameter downstream that is less than the first diameter (para46 Fig3a Fig3b). It would have been obvious to a person of ordinary skill in the art, before the effective filing date of the invention, to have provided in Thesing that the airflow barrier 20 comprises a tapered shape having a first diameter upstream and a second diameter downstream that is less than the first diameter in that Woodman teaches this helps to develop a desire pressure drop. Claim 2: Thesing teaches the filter segment 12 of claim 1, wherein the airflow barrier 20 is disposed in a central portion of the filter segment 12 (Fig1). Claim 3: Thesing teaches the filter segment 12 of claim 1, wherein the airflow barrier 20 extends in a longitudinal direction of the filter segment 12 (Fig1). Claims 4-5: Thesing teaches the filter segment 12 of claim 1 (for claim 4; claim 4 for claim 5), wherein the airflow barrier 20 comprises a solid material such as a cellulose acetate tow (col3 Lns65-67). Claim 7: Thesing teaches an aerosol generating article 10 (col3 Lns9-20) comprising: a first segment comprising a medium (medium = filter material) (see annotated Figure 1 below -- as an example); and a second segment disposed downstream of the first segment (see annotated Figure 1 below -- as an example), wherein the second segment comprises a filter segment 12, wherein the filter segment 12 comprises: an outer portion 22 comprising a filter; and an inner portion disposed inside the outer portion 22 (col3 Lns9-14) and comprising an airflow barrier 20 surrounded by the filter and configured to retard or block airflow (col3 Lns30-35; Fig1). The aerosol generating article comprises a tobacco rod 14 (col3 Lns9-20). Other locations within reference may be included in the above recited locations (paragraphs, drawing, abstract, claims) to demonstrate further the features in the reference as claimed in the instant claims. PNG media_image1.png 343 590 media_image1.png Greyscale Claim 7: Thesing does not teach that the airflow barrier 20 comprises a tapered shape having a first diameter upstream and a second diameter downstream that is less than the first diameter. Woodman teaches a filter segment 4 of a smoking article 1 (para25). The filter segment 4 comprising: an outer portion 22 comprising a filter; and an inner portion 20 disposed inside the outer portion 22 (para46). To help develop a desired pressure drop, the filter segment 4 (inner portion 20) comprises a tapered shape having a first diameter upstream and a second diameter downstream that is less than the first diameter (para46 Fig3a Fig3b). It would have been obvious to a person of ordinary skill in the art, before the effective filing date of the invention, to have provided in Thesing that the airflow barrier 20 comprises a tapered shape having a first diameter upstream and a second diameter downstream that is less than the first diameter in that Woodman teaches this helps to develop a desire pressure drop. Claim 8 is rejected under 35 U.S.C. 103 as being unpatentable over Thesing in view of Woodman and Fleischhauer (US 5,591,368). Claim 8: Thesing teaches an aerosol generating article 10 (col3 Lns9-20) comprising: a first segment comprising a medium (medium = filter material) (see annotated Figure 1 below -- as an example); and a second segment disposed downstream of the first segment (see annotated Figure 1 below -- as an example), wherein the second segment comprises a filter segment 12, wherein the filter segment 12 comprises: an outer portion 22 comprising a filter; and an inner portion disposed inside the outer portion 22 (col3 Lns9-14) and comprising an airflow barrier 20 surrounded by the filter and configured to retard or block airflow (col3 Lns30-35; Fig1). The aerosol generating article comprises a tobacco rod 14 (col3 Lns9-20). Other locations within reference may be included in the above recited locations (paragraphs, drawing, abstract, claims) to demonstrate further the features in the reference as claimed in the instant claims. PNG media_image1.png 343 590 media_image1.png Greyscale Claim 8: Thesing does not teach combining the aerosol generating article 10 with an aerosol generating system wherein the aerosol generating system comprises an aerosol generating device comprising a first housing, a second housing disposed within the first housing and configured to accommodate the aerosol generating article, and a heater disposed around the second housing and configured to heat the first segment. Fleischhauer teaches combining an aerosol generating article 23 having filters 63 and 65 and tobacco at webs 57 (col7 Lns29-35; col8 Lns1-4). Fleischhauer teaches combining the aerosol generating article 23 with an aerosol generating system 25 (col5 Lns24-25) wherein the aerosol generating system 25 comprises an aerosol generating device 37 (col5 Lns33-43) comprising a first housing (the space inside the heater fixture 39) (col5 Lns1-3; col6 Lns24-30), a second housing (the space surrounded by heater blades 120 positioned cylindrically inside the aerosol generating system 25) (col10 Lns58-64) disposed within the first housing (Fig1 Fig3) and configured to accommodate the aerosol generating article 23 (col10 Lns58-64) and a heater (comprising the heater blades 120) (col6 Lns1-19) disposed around the second housing (Fig1 Fig3) and configured to heat the tobacco at the webs 57 which necessarily the heats filter 65 -- by being in direct contact therewith and/or by the heated air in cavity 79 which is in direct contact therewith and/or by heated air flowing therethrough. The aerosol generating system 25 provides many benefits -- such as to a smoker -- the smoker being provided with the ability to suspend and resume its use as desired (col3 Lns47-49) . It would have been obvious to a person of ordinary kill in the art, before the effective filing date of the invention, to have provided in Thesing combining the aerosol generating article 10 with the aerosol generating system of Fleischhauer (wherein the aerosol generating system comprises an aerosol generating device comprising a first housing, a second housing disposed within the first housing and configured to accommodate the aerosol generating article, and a heater disposed around the second housing and configured to heat the first segment) in that the aerosol generating system of Fleischhauer provides many benefits -- such as to a smoker -- the smoker being provided with the ability to suspend and resume its use as desired. Claim 8: Thesing does not teach that the airflow barrier 20 comprises a tapered shape having a first diameter upstream and a second diameter downstream that is less than the first diameter. Woodman teaches a filter segment 4 of a smoking article 1 (para25). The filter segment 4 comprising: an outer portion 22 comprising a filter; and an inner portion 20 disposed inside the outer portion 22 (para46). To help develop a desired pressure drop, the filter segment 4 (inner portion 20) comprises a tapered shape having a first diameter upstream and a second diameter downstream that is less than the first diameter (para46 Fig3a Fig3b). It would have been obvious to a person of ordinary skill in the art, before the effective filing date of the invention, to have provided in Thesing that the airflow barrier 20 comprises a tapered shape having a first diameter upstream and a second diameter downstream that is less than the first diameter in that Woodman teaches this helps to develop a desire pressure drop. Conclusion The amendments and comments filed 5-29-26 have been entered and fully considered – the result(s) of which are provided herein. Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to LINDA GRAY whose telephone number is (571) 272-5778. The examiner can normally be reached Monday - Friday, 9 AM to 5:30 PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Phil Tucker can be reached at (571) 272-1095. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /LINDA L GRAY/Primary Examiner, Art Unit 1745
Read full office action

Prosecution Timeline

Oct 26, 2023
Application Filed
Mar 05, 2026
Non-Final Rejection mailed — §103
May 29, 2026
Response Filed
Jun 17, 2026
Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12700746
AEROSOL-GENERATING SYSTEM WITH IMPROVED ELECTRICAL CONNECTOR
3y 3m to grant Granted Aug 04, 2026
Patent 12696359
HEATER FOR AEROSOL-GENERATING DEVICE WITH HOLLOW SUSCEPTOR PIN
3y 2m to grant Granted Jul 28, 2026
Patent 12691673
LAMINATING SYSTEM, LAMINATING APPARATUS, AND RECORDING MEDIUM
2y 10m to grant Granted Jul 28, 2026
Patent 12685343
Aerosol Generation Device
3y 2m to grant Granted Jul 21, 2026
Patent 12677867
AN AEROSOL PROVISION SYSTEM
4y 10m to grant Granted Jul 14, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

3-4
Expected OA Rounds
83%
Grant Probability
99%
With Interview (+16.6%)
2y 6m (~0m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 803 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month