Prosecution Insights
Last updated: May 29, 2026
Application No. 18/288,820

OPTICAL SYSTEM, OPTICAL APPARATUS, AND METHOD FOR MANUFACTURING OPTICAL SYSTEM

Final Rejection §102§103
Filed
Oct 29, 2023
Priority
May 20, 2021 — JP 2021-085385 +1 more
Examiner
LIU, SHAN
Art Unit
2871
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Nikon Corporation
OA Round
2 (Final)
72%
Grant Probability
Favorable
3-4
OA Rounds
0m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 72% — above average
72%
Career Allowance Rate
442 granted / 614 resolved
+4.0% vs TC avg
Strong +40% interview lift
Without
With
+39.7%
Interview Lift
resolved cases with interview
Fast prosecutor
2y 1m
Avg Prosecution
22 currently pending
Career history
639
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
84.2%
+44.2% vs TC avg
§102
5.3%
-34.7% vs TC avg
§112
6.8%
-33.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 614 resolved cases

Office Action

§102 §103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Amendment and Arguments The amendment filed 02/10/2026 has been entered. Claims 1-2, 4-5, 7-23 and 25-26 are currently pending in this application. Applicant’s arguments, see Pages 11-18, filed 02/10/2026, with respect to the rejection(s) of claim(s) 1, 4-5 and 7-22 under 35 U.S.C. 102 and/or 35 U.S.C. 103 have been fully considered and are persuasive. The rejections of claims 1, 4-5 and 7-22 have been withdrawn. Applicant’s arguments with respect to the rejection(s) of claims 2 and 23 and new claims 25-26 have been considered but are moot. Regarding limitations of the instant case in view of the amended Claims and upon further considerations, a new ground(s) of rejection, necessitated by the amendments is made in view of different interpretation of the previously applied references and/or new prior art as presented in this Office action. In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale or otherwise available to the public before the effective filing date of the claimed invention. Claims 2 and 26 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Tsai (US 2016/0011398). Regarding claim 2, Tsai teaches an optical system (Fig. 2A-2B, [0110-0120, 0039, 0063], Tables 3-4) comprising, in order from an object side (the side corresponding to the object-side surface 211 in Fig. 2A), a first lens group (the lens group corresponding to 210 in Fig. 2A), a stop (200 in Fig. 2A), and a rear group (the lens group corresponding to 220, 230, 240 and 250 in Fig. 2A), the optical system (Fig. 2A) having an air gap(Fig. 2A) between a lens (210 in Fig. 2A) disposed closest to an image-plane side (the side corresponding to 280 in Fig. 2A) of one (Fig. 2A) or more lenses included in the first lens group (the lens group corresponding to 210 in Fig. 2A) and the stop (200 in Fig. 2A), a lens (210 in Fig. 2A) closest to the object side (the side corresponding to the object-side surface 211 in Fig. 2A) has positive refractive power (Fig. 2A, [0112]), a lens (250 in Fig. 2A) closest to the image-plane side (the side corresponding to 280 in Fig. 2A) has positive refractive power ([0116]), and the following conditional expression being satisfied: 1.35<TL/y<1.85 ([0120, 0039, 0063], TL/ImgH=1.82 shown in the table below [0120]) where TL is a distance from a lens surface closest to the object side to an image plane at focusing on an object at infinity ([0039, 0063]), and y is a maximum image height ([0039, 0063], ImgH is the maximum image height). Regarding claim 26, Tsai teaches an optical system (Fig. 2A-2B, [0110-0120, 0039, 0063], Tables 3-4) comprising, in order from an object side (the side corresponding to the object-side surface 211 in Fig. 2A), a first lens group (the lens group corresponding to 210 in Fig. 2A) composed of a single positive lens (210 in Fig. 2A, [0112]) and a rear group (the lens group corresponding to 220, 230, 240 and 250 in Fig. 2A), wherein the rear group (the lens group corresponding to 220, 230, 240 and 250 in Fig. 2A) comprises, in order from the object side (the side corresponding to the object-side surface 211 in Fig. 2A), a second lens group (the lens group corresponding to 220 and 230 in Fig. 2A), a third lens group having negative refractive power (the lens group corresponding to 240 in Fig. 2A, [0115]), and a fourth lens group (the lens group corresponding to 250 in Fig. 2A), the second lens group (the lens group corresponding to 220 and 230 in Fig. 2A) comprises at least one positive lens (230 in Fig. 2A, [0114]) and at least one negative lens (220 in Fig. 2A, [0113]), the third lens group (the lens group corresponding to 240 in Fig. 2A, [0115]) consists of one or two negative meniscus lenses concave on the object side (Fig. 2A), the fourth lens group (the lens group corresponding to 250 in Fig. 2A) consists of, in order from the object side, a single positive lens and a single negative lens, or a single positive lens (250 in Fig. 2A, [0116]), and all of the following conditional expressions being satisfied: 1.35<TL/y<1.85 ([0120, 0039, 0063], TL/ImgH=1.82 shown in the table below [0120]) 0.45<f4/f<1.70 (in Table 3, f4 being the focal length of the Len 5/250 is 4.10, in the Table below [0120], f=3.17, therefore, f4/f=4.1/3.17=1.29) where TL is a distance from a lens surface closest to the object side to an image plane at focusing on an object at infinity ([0039, 0063]), y is a maximum image height ([0039, 0063], ImgH is the maximum image height), f4 is a focal length of the fourth lens group (the lens group corresponding to 250 in Fig. 2A, in Table 3, the focal length of Len 5/250 is 4.10), and f is a focal length of the entire optical system (in the Table below [0120], f=3.17). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102 of this title, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 23 and 25 are rejected under 35 U.S.C. 103 as being unpatentable over Matsusaka (US 2013/0335588) in view of Take (US 2009/0257125). Regarding claim 23, Matsusaka teaches a method (Fig. 12, Example 8, [0031, 0121-0123, 0151-0153]) for manufacturing an optical system (Fig. 12, Example 8, [0031, 0121-0123, 0151-0153]) comprising, in order from an object side (the object side in Fig. 12), a first lens group (the group corresponding to L1 in Fig. 12), a stop (ST in Fig. 12, [0121, 0131]), and a rear group (the group corresponding to L2, L3 and L4 in Fig. 12), the method further comprising one of features A, B, or C (Fig. 12, Example 8, [0031, 0121-0123, 0151-0153]), wherein the feature A comprises arranging such that: the rear group comprises, in order from the object side, a second lens group, a third lens group having negative refractive power, and a fourth lens group, the third lens group comprises a negative meniscus lens concave on the object side that is closest to the object side in the third lens group, the fourth lens group consists of two positive lenses, a single positive lens and a single negative lens, or a single positive lens, and all of the following conditional expressions are satisfied: 0.35<Bf/y<0.70 1.35<TL/y<1.85 0.45<f4/f<1.70 where Bf is a back focus in air-equivalent length, y is a maximum image height, and TL is a distance from a lens surface closest to the object side to an image plane at focusing on an object at infinity, f4 is a focal length of the fourth lens group, and f is a focal length of the entire optical system, the feature B comprises arranging such that: the optical system has an air gap between a lens disposed closest to an image-plane side of one or more lenses included in the first lens group and the stop, a lens closest to the object side has positive refractive power, a lens closest to the image-plane side has positive refractive power, and the following conditional expression is satisfied: 1.35<TL/y<1.85 where TL is a distance from a lens surface closest to the object side to an image plane at focusing on an object at infinity, and y is a maximum image height, and the feature C (Fig. 12, Example 8, [0031, 0121-0123, 0151-0153]) comprises arranging such that: all of the following conditional expressions being satisfied: 0.44<Bf/y<0.70 ([0152], Bf=1.357 mm, y=2.434 mm, TL=4.133 mm; therefore, TL/y=1.7, Bf/y=0.56) 1.35<TL/y<1.85 ([0152], Bf=1.357 mm, y=2.434 mm, TL=4.133 mm; therefore, TL/y=1.7, Bf/y=0.56) where Bf is a back focus in air-equivalent length ([0152]), y is a maximum image height ([0152]), and TL is a distance from a lens surface closest to the object side to an image plane at focusing on an object at infinity ([0152]). Matsusaka does not teach that the method comprising arranging so that the rear group comprises at least one cemented lens. Take teaches that (Fig. 3, [0159, 0047-0049]) a method (Fig. 3, [0159, 0047-0049]) comprising arranging so that a rear group (the group corresponding to L3, L4 and L5 in Fig. 3, [0159]) comprises at least one cemented lens ([0159]). Before the effective filling date of the claimed invention, it would have been obvious to the artisan of ordinary skill to employ the above elements as taught by Take for the system of Matsusaka such that in the system of Matsusaka, the method comprising arranging so that the rear group comprises at least one cemented lens. The motivation is to provide variant forms of lens design to make the image lens compact, minimize performance change during a lens shift, and has high optical performance on an entire screen (Take, [0159, 0048]). Regarding claim 25, Matsusaka teaches an optical system (Fig. 12, Example 8, [0031, 0121-0123, 0151-0153]) comprising, in order from an object side (the object side in Fig. 12), a first lens group (the group corresponding to L1 in Fig. 12), a stop (ST in Fig. 12, [0121, 0131]), and a rear group (the group corresponding to L2, L3 and L4 in Fig. 12), and all of the following conditional expressions being satisfied: 0.44<Bf/y<0.70 ([0152], Bf=1.357 mm, y=2.434 mm, TL=4.133 mm; therefore, TL/y=1.7, Bf/y=0.56) 1.35<TL/y<1.85 ([0152], Bf=1.357 mm, y=2.434 mm, TL=4.133 mm; therefore, TL/y=1.7, Bf/y=0.56) where Bf is a back focus in air-equivalent length ([0152]), y is a maximum image height ([0152]), and TL is a distance from a lens surface closest to the object side to an image plane at focusing on an object at infinity ([0152]). Matsusaka does not teach that the rear group comprising at least one cemented lens. Take teaches that (Fig. 3, [0159, 0047-0049]) a rear group (the group corresponding to L3, L4 and L5 in Fig. 3, [0159]) comprising at least one cemented lens ([0159]). Before the effective filling date of the claimed invention, it would have been obvious to the artisan of ordinary skill to employ the above elements as taught by Take for the system of Matsusaka such that in the system of Matsusaka, the rear group comprising at least one cemented lens. The motivation is to provide variant forms of lens design to make the image lens compact, minimize performance change during a lens shift, and has high optical performance on an entire screen (Take, [0159, 0048]). Allowable Subject Matter Claims 1, 4-5 and 7-22 are allowed. The following is a statement of reasons for the indication of allowable subject matter: Regarding claims 1, 4-5 and 7-22, none of the prior art discloses or suggests that an optical system comprising, in order from an object side, a first lens group, a stop, and a rear group, the rear group comprising at least one cemented lens, wherein the rear group comprises, in order from the object side, a second lens group, a third lens group having negative refractive power, and a fourth lens group, the third lens group comprises a negative meniscus lens concave on the object side that is closest to the object side in the third lens group, the fourth lens group consists of two positive lenses, a single positive lens and a single negative lens, or a single positive lens, and wherein “all of the following conditional expressions being satisfied: 0.35<Bf/y<0.70, 1.35<TL/y<1.85, 0.45<f4/f<1.70, where Bf is a back focus in air-equivalent length, y is a maximum image height, TL is a distance from a lens surface closest to the object side to an image plane at focusing on an object at infinity, f4 is a focal length of the fourth lens group, and f is a focal length of the entire optical system” in combination with the other required elements of the claim. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any extension fee pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to SHAN LIU whose telephone number is (571)270-0383. The examiner can normally be reached on 9am-5pm EST M-F. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Jennifer Carruth can be reached on 571-272-9791. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /SHAN LIU/Primary Examiner, Art Unit 2871
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Prosecution Timeline

Oct 29, 2023
Application Filed
Oct 16, 2025
Non-Final Rejection mailed — §102, §103
Feb 10, 2026
Response Filed
Apr 07, 2026
Final Rejection mailed — §102, §103 (current)

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Prosecution Projections

3-4
Expected OA Rounds
72%
Grant Probability
99%
With Interview (+39.7%)
2y 1m (~0m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 614 resolved cases by this examiner. Grant probability derived from career allowance rate.

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