Prosecution Insights
Last updated: July 17, 2026
Application No. 18/288,973

PIEZOELECTRIC THIN-FILM ELEMENT, MICROELECTROMECHANICAL SYSTEM, AND ULTRASOUND TRANSDUCER

Non-Final OA §103
Filed
Oct 30, 2023
Priority
Jun 03, 2021 — JP 2021-093659 +1 more
Examiner
SAN MARTIN, JAYDI A
Art Unit
Tech Center
Assignee
TDK Corporation
OA Round
1 (Non-Final)
85%
Grant Probability
Favorable
1-2
OA Rounds
0m
Est. Remaining
97%
With Interview

Examiner Intelligence

Grants 85% — above average
85%
Career Allowance Rate
870 granted / 1027 resolved
+24.7% vs TC avg
Moderate +12% lift
Without
With
+12.2%
Interview Lift
resolved cases with interview
Typical timeline
2y 6m
Avg Prosecution
28 currently pending
Career history
1047
Total Applications
across all art units

Statute-Specific Performance

§101
0.5%
-39.5% vs TC avg
§103
65.5%
+25.5% vs TC avg
§102
20.0%
-20.0% vs TC avg
§112
5.0%
-35.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1027 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Priority Receipt is acknowledged of certified copies of papers required by 37 CFR 1.55. Specification The specification has not been checked to the extent necessary to determine the presence of all possible minor errors. Applicant's cooperation is requested in correcting any errors of which applicant may become aware in the specification. Claim Objections Claim 10 is objected to because of the following informalities: the dependency is not clear. For examination purposes, Claim 10 depends from claim 1. Appropriate correction is required. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102 of this title, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1 and 3-10 are rejected under 35 U.S.C. 103 as being unpatentable over Morishita (US20200227621, hereinafter Morishita) in view of Kawada et al. (US20080061263, hereinafter Kawada). Regarding claim 1, Morishita discloses piezoelectric thin-film element (Fig. 1), comprising: a first electrode layer (2); a piezoelectric thin film (3) stacked on the first electrode layer; and a second electrode layer (4) stacked on the piezoelectric thin film. However, Morishita fails to disclose the performance index of the piezoelectric film as between 10% and 80.1%. Kawada discloses a piezoelectric ceramic composition having a performance index of 22.3%. In paragraph [0017], Kawada discloses the equation d = k p ε T Y . Rearranging the equation, P=(kp)2. Specifically, in Table 2, Morita discloses kp(%) values, equivalent to a performance index of the ceramic is between 10% to 80.1%. The lead-free piezoelectric ceramic composition disclosed by Kawada has superior properties and is better for the environment. Therefore, it would have been obvious to one with ordinary skill in the art before the effective filing date of the instant application to utilize the ceramic composition disclosed by Kawada in the piezoelectric thin film element disclosed by Morishita since the piezoelectric characteristics of the ceramic were demonstrated to be superior and is considered environmentally friendly. Regarding claim 3, Morishita discloses an intermediate layer comprising SrRuO₃ and LaNiO₃ (paragraph [0082]). Regarding claim 4, Morishita discloses the piezoelectric thin film contains a metal oxide having a perovskite structure, the metal oxide contains bismuth, potassium, titanium, iron, and an element M, and the element M is at least one element between magnesium and nickel. (Abstract, paragraph [0045]) Regarding claim 5, please refer to the abstract and paragraphs [0051-52]. Regarding claim 6, Morita discloses c/a >1 (paragraph [0051]). Regarding claim 7, the thickness of the piezoelectric thin film is between 10nm-10mm. (paragraph [0060]) Regarding claim 8, the claimed limitation is not a structural limitation and therefore given little patentable weight. Regarding claims 9 and 10, the combination of Morishita and Kawada describes the claimed invention. See paragraph [0086] of Morishita. Allowable Subject Matter Claim 2 is objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. See PTO-892. Any inquiry concerning this communication or earlier communications from the examiner should be directed to Jaydi San Martin whose telephone number is (571)272-2018. The examiner can normally be reached on M-Th 7:45-6:00pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Dedei Hammond can be reached on 571-270-7938. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /J. San Martin/ Primary Examiner, Art Unit 2837
Read full office action

Prosecution Timeline

Oct 30, 2023
Application Filed
Jun 30, 2026
Non-Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12683577
PACKAGED ACOUSTIC WAVE DEVICES WITH MULTI-LAYER PIEZOELECTRIC SUBSTRATE WITH SEAL RING SPACED FROM PIEZOELECTRIC LAYERS
4y 0m to grant Granted Jul 14, 2026
Patent 12683581
Resonator Component, Resonator Device, And Method Of Manufacturing Resonator Component
3y 9m to grant Granted Jul 14, 2026
Patent 12676588
COMPOSITE SUBSTRATE AND ACOUSTIC WAVE DEVICE
3y 9m to grant Granted Jul 07, 2026
Patent 12676590
ACOUSTIC WAVE DEVICE
3y 8m to grant Granted Jul 07, 2026
Patent 12676595
ACOUSTIC WAVE DEVICE
3y 4m to grant Granted Jul 07, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

1-2
Expected OA Rounds
85%
Grant Probability
97%
With Interview (+12.2%)
2y 6m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1027 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month