Prosecution Insights
Last updated: May 29, 2026
Application No. 18/289,087

COOLING MEMBER AND MANUFACTURING METHOD THEREOF, AND BATTERY PACK INCLUDING THE SAME

Non-Final OA §102§103
Filed
Oct 31, 2023
Priority
Jul 02, 2021 — RE 10-2021-0086816 +1 more
Examiner
HINCAPIE SERNA, GUSTAVO A
Art Unit
3763
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
LG Energy Solution, Ltd.
OA Round
3 (Non-Final)
59%
Grant Probability
Moderate
3-4
OA Rounds
8m
Est. Remaining
84%
With Interview

Examiner Intelligence

Grants 59% of resolved cases
59%
Career Allowance Rate
242 granted / 410 resolved
-11.0% vs TC avg
Strong +25% interview lift
Without
With
+24.9%
Interview Lift
resolved cases with interview
Typical timeline
3y 3m
Avg Prosecution
27 currently pending
Career history
445
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
65.1%
+25.1% vs TC avg
§102
9.3%
-30.7% vs TC avg
§112
24.9%
-15.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 410 resolved cases

Office Action

§102 §103
Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 04/09/2026 has been entered. Claims 1-5 and 8-16 are pending. Claim 1 is amended. Claims 6-7 are cancelled. Claims 10-13 remain withdrawn from consideration pursuant to 37 CFR 1.142(b). Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claims 1-3, 5 and 14-16 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Blersch (WO 2019/121985 A1, machine translation attached). Regarding claim 1, Blersch discloses: a cooling member (40) (figs. 1-2C) for cooling a battery cell (201) [par. 0038], comprising: an upper plate (2), a lower plate (1), an inlet port (49a) at a first side for injecting coolant into an inner space between the upper plate (2) and the lower plate (1), and an outlet port (49b) at the first side for removing coolant (figs. 1-2C and annotated fig. 2A-BLERSCH, page 3); and an indentation part (3 plus 48) formed by introducing the upper plate (2) into the lower plate (1) (seen in figs. 2B-2C) [par. 0059], wherein the indentation part (3 plus 48) includes: a first indentation part (3) formed in an edge part of the cooling member (40) (see annotated fig. 2A-BLERSCH, page 3), a second indentation part (48) including a groove (the joining recess where weld 44 is formed, seen in fig. 2C, as it applies to fig. 9) extending from the first side and between the inlet port (49a) and the outlet port (49b) (see annotated fig. 2A-BLERSCH, page 3), and a plurality of third indentation parts (3) (see annotated fig. 2A-BLERSCH, below), PNG media_image1.png 475 859 media_image1.png Greyscale wherein a sealing pad (at 43) is located in the edge part between the upper plate (2) and the lower plate (1) [par. 0080], wherein a first flow path and the inlet port (49a) are located on a first side of the second indentation part (48) (see annotated fig. 2A-BLERSCH, above), wherein a second flow path extends from a terminal end of the first flow path (see annotated fig. 2A-BLERSCH, above), wherein a third flow path and the outlet port (49b) are located on a second side of the second indentation part (48) at a terminal end of the second flow path (see annotated fig. 2A-BLERSCH, above), and wherein each of the plurality of third indentation parts (3) is circular (see annotated fig. 2A-BLERSCH, above), wherein the first flow path and the third flow path extend in a first direction (see annotated fig. 2A-BLERSCH, above), wherein each of the first flow path and the third flow path has several of the plurality of third indentation parts (3) spaced from each other in the first direction (see annotated fig. 2A-BLERSCH, above). Regarding claim 2, Blersch discloses: the first indentation part (3) having a depth (see fig. 2C), and a direction in which the depth extends is perpendicular to a direction of flow of the coolant in the cooling member (40) (see annotated fig. 2A-BLERSCH, page 3, as it applies to fig. 2C). Regarding claim 3, Blersch discloses: the first indentation part (3) comprising an upper indentation part (23) in which the upper plate (2) is deformed and a lower indentation part in which the lower plate (1) is deformed (see annotated fig. 2C-BLERSCH, below), and a lowest point of an upper surface of the upper indentation part (23) being located below an upper surface of the lower plate (1) in which the first indentation part (3) is not formed (see annotated fig. 2C-BLERSCH, below). PNG media_image2.png 371 740 media_image2.png Greyscale Regarding claim 5, Blersch discloses: the first indentation part (3) comprising an upper indentation part (23) in which the upper plate (2) is deformed and a lower indentation part in which the lower plate (11) is deformed (see annotated fig. 2C-BLERSCH, above), and a maximum value of an outer diameter of the upper indentation part (23) is larger than a minimum value of an inner diameter of the lower indentation part) (seen in annotated fig. 2C-BLERSCH, above). Regarding claim 14, Blersch discloses: a battery module (200) comprising the cooling member (40) according to claim 1 (fig. 1). Regarding claim 15, Blersch discloses: a battery pack (200) comprising the cooling member (40) according to claim 1 (fig. 1). Regarding claim 16, Blersch discloses: The battery pack (200) including a battery module (200) having an open structure (seen in fig. 1). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim 4 is rejected under 35 U.S.C. 103 as being unpatentable over Blersch in view of Reinz (DE 20-2018107289 U1, machine translation attached). Regarding claim 4, Blersch does not disclose: the lowest point of the upper surface of the upper indentation part (23) being located below a lower surface of the lower plate (1) in which the first indentation part (3) is not formed. However, Blersch considers different shapes for the indentation portion (3) (seen in figures 2C, 3 and 4) as obvious variations of each other in order to optimize the coupling force between plates. Further, Reinz, also directed to a cooling member (10) for cooling a battery (2) (figs. 1-5 and 7A) comprising an upper plate (12), a lower plate (11), an inlet port (4/4a), and an outlet port (4’/4a’) for injecting coolant into an inner space between the upper plate (12) and the lower plate (11) [par. 0042], teaches that indentation parts (20d) formed in an edge part of the cooling member (10) (figs. 2-3) and comprising an upper indentation part (24d) in which the upper plate (12) is deformed and a lower indentation part (23d) in which the lower plate (11) is deformed, wherein the lowest point of the upper surface of the upper indentation part (24d) is located below a lower surface of the lower plate (11) in which the first indentation part (20d) is not formed (see annotated fig. 5-REINZ, page 6), for the purpose of optimizing the coupling force between the plates, are old and known in the art. Furthermore, it has been held that changing the shape of an old device is a matter of design choice which involves only routine skill in the art. MPEP 2144.04, section IV, part A. PNG media_image3.png 221 477 media_image3.png Greyscale Claims 8-9 are rejected under 35 U.S.C. 103 as being unpatentable over Blersch in view of Capati et al. (US 2019/0077276, herein “Capati”). Regarding claim 8, Blersch does not disclose: the lower plate comprising a first portion formed from a first material and a second portion formed from a second material different from the first material. Capati, also directed to a cooling member (105) for cooling a battery (125) (figs. 1-2) comprising an upper plate (110), a lower plate (115) and a port (120) for injecting coolant into an inner space between the upper plate (110) and the lower plate (115) [par. 0025], teaches the cooling member (105) including the upper plate (110) comprising a first portion formed from a first material including aluminum [par. 0024, lines 14-18] and a second portion (inserts 220) formed from a second material including thermoplastic polymer resin [par. 0036, lines 1-7 and 16-23] different from the first material (aluminum) for the purpose of having the inserts (220) melt during a thermal runaway event to increase protection of the battery cells [par. 0003, 0042, 0043]. Therefore, it would have been obvious to one of skill in the art, before the effective filing date of the claimed invention, to incorporate into Blersch the teachings of Capati to have the lower plate comprising a first portion formed from a first material and a second portion formed from a second material different from the first material, for the purpose of increasing protection of the battery cells during a thermal runaway event. Regarding claim 9, the combination of Blersch and Capati discloses: the first material being aluminum [Capati, par. 0024], and the second material being a thermoplastic polymer resin having a melting point of 200°C or less [Capati, par. 0036, lines 27-29]. Response to Arguments Applicant's arguments filed 04/09/2026 have been fully considered but they do not apply to the new grounds of rejection. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to GUSTAVO A HINCAPIE SERNA whose telephone number is (571)272-6018. The examiner can normally be reached 9am-5:30pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Len Tran can be reached at 571-272-1184. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /GUSTAVO A HINCAPIE SERNA/Examiner, Art Unit 3763 /JENNA M MARONEY/Primary Examiner, Art Unit 3763
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Prosecution Timeline

Show 1 earlier event
Jul 30, 2025
Non-Final Rejection mailed — §102, §103
Sep 02, 2025
Examiner Interview Summary
Sep 02, 2025
Applicant Interview (Telephonic)
Oct 30, 2025
Response Filed
Jan 09, 2026
Final Rejection mailed — §102, §103
Apr 09, 2026
Request for Continued Examination
Apr 15, 2026
Response after Non-Final Action
May 06, 2026
Non-Final Rejection mailed — §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

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COOLING PIPE OF ELECTRIC VEHICLE BATTERY
2y 11m to grant Granted Apr 21, 2026
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HEAT PIPE
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Patent 12590640
FLOW REVERSING APPARATUS
3y 11m to grant Granted Mar 31, 2026
Patent 12563703
HEAT DISSIPATION FOR AN INFORMATION HANDLING SYSTEM
2y 6m to grant Granted Feb 24, 2026
Patent 12550298
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3y 3m to grant Granted Feb 10, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
59%
Grant Probability
84%
With Interview (+24.9%)
3y 3m (~8m remaining)
Median Time to Grant
High
PTA Risk
Based on 410 resolved cases by this examiner. Grant probability derived from career allowance rate.

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