Prosecution Insights
Last updated: October 02, 2026
Application No. 18/289,098

BATTERY MODULE AND BATTERY PACK INCLUDING THE SAME

Final Rejection §102§112
Filed
Oct 31, 2023
Priority
Oct 14, 2021 — RE 10-2021-0136427 +1 more
Examiner
BROWN, MADISON ELIZABETH
Art Unit
1787
Tech Center
1700 — Chemical & Materials Engineering
Assignee
LG Energy Solution Ltd.
OA Round
2 (Final)
Grant Probability
Favorable
3-4
OA Rounds

Examiner Intelligence

Grants only 0% of cases
0%
Career Allowance Rate
0 granted / 0 resolved
-65.0% vs TC avg
Minimal +0% lift
Without
With
+0.0%
Interview Lift
resolved cases with interview
Typical timeline
Avg Prosecution
37 currently pending
Career history
9
Total Applications
across all art units
This examiner has no resolved cases yet (career too new); statute-level performance unavailable. The Grant Probability card shows Tech Center averages instead.

Office Action

§102 §112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 112 The following is a quotation of the first paragraph of 35 U.S.C. 112(a): (a) IN GENERAL.—The specification shall contain a written description of the invention, and of the manner and process of making and using it, in such full, clear, concise, and exact terms as to enable any person skilled in the art to which it pertains, or with which it is most nearly connected, to make and use the same, and shall set forth the best mode contemplated by the inventor or joint inventor of carrying out the invention. The following is a quotation of the first paragraph of pre-AIA 35 U.S.C. 112: The specification shall contain a written description of the invention, and of the manner and process of making and using it, in such full, clear, concise, and exact terms as to enable any person skilled in the art to which it pertains, or with which it is most nearly connected, to make and use the same, and shall set forth the best mode contemplated by the inventor of carrying out his invention. Claims 1-12 are rejected under 35 U.S.C. 112(a) or 35 U.S.C. 112 (pre-AIA ), first paragraph, as failing to comply with the written description requirement. The claim(s) contains subject matter which was not described in the specification in such a way as to reasonably convey to one skilled in the relevant art that the inventor or a joint inventor, or for applications subject to pre-AIA 35 U.S.C. 112, the inventor(s), at the time the application was filed, had possession of the claimed invention. While there is support to recite that a specific protruding portion, i.e. protruding portion configured as a steel ball, protrudes “through an opening formed through the housing plate” (page 3, lines 17-19), there is no support to broadly recite any protruding portion. i.e. protruding portion in any configuration, protrudes “through an opening formed through the housing plate. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claims 1-2 and 10-11 are rejected under 35 U.S.C. 102(a)(1) and 102(a)(2) as being anticipated by Fukuoka et al. (US 20180287111 A1). Regarding claim 1: Fukuoka et al. discloses: PNG media_image1.png 706 604 media_image1.png Greyscale In Figure 20 above, a battery pack 200, i.e. multiple battery modules, comprising a stacked body 100S, i.e. battery cell stack comprising a plurality of battery cells arranged and stacked in first direction, i.e. the z-direction ([0115]). In Figure 20 above, an upper pressure plate 251, lower pressure plate 152, and side plates 153, i.e. a module housing configured to accommodate the battery cell stack ([0117]). In Figure 20 above, a deformation prevention structure comprised of an intermediate member 280, i.e. pressing plate, and elastic member 270, i.e. flat spring, disposed between the upper pressure plate 251, lower pressure plate 152, and side plates 153, i.e. a module housing, and a unit cell 110, i.e. outermost peripheral battery cell among the plurality of battery cells ([0117], [0118]). In Figure 20 above, the upper pressure plate 251, lower pressure plate 152, and side plates 153, i.e. a module housing, comprising an upper pressure plate, i.e. housing plate, adjacent to the unit cell 110, i.e. outermost peripheral battery cell ([0117], [0122]). PNG media_image2.png 419 668 media_image2.png Greyscale In Figure 21A above, the deformation prevention structure comprising an intermediate member 280, i.e. pressing plate, welded to the elastic member 270 at contact point a1, and the elastic member 270 further welded to the adjacent upper pressure plate 251, i.e. housing plate, at contact point a1, i.e. the pressing plate is fixed to the housing plate and supported on the battery cell stack ([0125]). In Figure 20 and 21A above, at least one elastic member 270, 271, 272, sometimes referred to as plate springs ([0119] lines 6-7), i.e. a flat spring, disposed between the intermediate member 280, i.e. pressing plate, and upper pressure plate 251, i.e. housing plate ([0117], [0118]). PNG media_image3.png 364 433 media_image3.png Greyscale In Figure 23 above, the upper pressure plate 251 comprises a hole 251e, i.e. an opening formed through the housing plate, used when clamping and transporting the battery pack 200. The hole 251e is configured such that a clamp member 706, i.e. at least one protruding portion, on the equipment side can enter inside the chassis at, for example, the four corners of the upper pressure plate 251, as illustrated in FIG. 23, i.e. protruding from an outer surface of the housing plate. In the clamp member 706 that clamps the battery pack 200, there are cases in which the distal end of the clamping location has an L shape, for example, as illustrated by the chain double-dashed line in FIG. 23. By configuring the hole 251e as described above, the clamp member 706 on the equipment side is able to enter the hole 251e and lift up the upper pressure plate 251 by hooking the flat portion of the L shape onto the inner wall of the upper pressure plate 251 ([0123]). In Figure 23 above, the elastic member 272 and the intermediate member 280, i.e. pressing plate, are welded at the contact point a1, and the elastic member 271 is further welded to the adjacent upper pressure plate 251, i.e. housing plate. Therefore, the clamp 706, protruding from an outer surface of the upper pressure plate, is supported on the intermediate member 280 ([0117], [0118]). Regarding claim 2: Fukuoka et al. discloses: PNG media_image4.png 461 458 media_image4.png Greyscale In Figure 2A above, the upper pressure plate 151, i.e. housing plate, has a pressing surface 151a, i.e. a cover main body, elongated in a longitudinal direction of the outermost peripheral battery cell as seen in Figure 20 above; and in Figure 2A a holding portion 151b, i.e. strut parts, on opposite ends of the upper pressure plate ([0082]). In Figure 20 above, the intermediate member 280, i.e. pressing plate, necessarily has a pressing main body, and it is elongated in the longitudinal direction of the outermost peripheral battery cell at an interval from the pressing surface, i.e. cover main body, of the upper pressure plate 251, and supported on the unit cell 110, i.e. outermost peripheral battery cell ([0122], [0123]). In Figure 2A above, a locating hole 151c, i.e. fixing part, at each end of the pressing surface 151a, i.e. cover main body are fixed to a holding portion 151b, i.e. strut part, of the upper pressure plate 151, i.e. housing plate ([0082]). Regarding claim 10: Fukuoka et al. discloses a spacer 121, 122, i.e. gap prevention member, ([0039], Figure 7A) is disposed between the unit cell 110, i.e. outermost peripheral battery cell, and the intermediate member 280, i.e. pressing plate ([0113], [0122]). Regarding claim 11: Fukuoka et al. discloses Figure 20 above is a perspective view illustrating the battery module of claim 1 as set forth above ([0114]). Response to Arguments Applicant's arguments filed August 18th, 2026, have been fully considered but they are not persuasive. Applicant argues that Fukuoka et al. fails to disclose the distinguishing features of amended claim 1, including “the deformation prevention structure comprises:… at least one protruding portion supported on the pressing plate and protruding from an outer surface of the housing plate through an opening formed through the housing plate.” However, in light of applicant's amendment, new grounds of rejection are set forth above regarding Fukuoka. Specifically in Figure 23 above, the upper pressure plate 251 comprises a hole 251e, i.e. an opening formed through the housing plate, used when clamping and transporting the battery pack 200. The hole 251e is configured such that a clamp member 706, i.e. at least one protruding portion, on the equipment side can enter inside the chassis at, for example, the four corners of the upper pressure plate 251, as illustrated in FIG. 23, i.e. protruding from an outer surface of the housing plate. In the clamp member 706 that clamps the battery pack 200, there are cases in which the distal end of the clamping location has an L shape, for example, as illustrated by the chain double-dashed line in FIG. 23. By configuring the hole 251e as described above, the clamp member 706 on the equipment side is able to enter the hole 251e and lift up the upper pressure plate 251 by hooking the flat portion of the L shape onto the inner wall of the upper pressure plate 251 ([0123]). In Figure 23 above, the elastic member 272 and the intermediate member 280, i.e. pressing plate, are welded at the contact point a1, and the elastic member 271 is further welded to the adjacent upper pressure plate 251, i.e. housing plate. Therefore, the clamp 706, protruding from an outer surface of the upper pressure plate, is supported on the intermediate member 280 ([0117], [0118]). Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Lee et al. (EP 3863108 A1) discloses an end plate, i.e. housing plate, that may be provided with a reinforcing rib to increase rigidity ([0063] lines 1-2). However, Lee et al. does not teach a rib having at least one accommodation portion provided on a surface of the housing plate that faces the pressing plate, and the at least one protruding portion is configured as a steel ball accommodated in the at least one accommodation portion and partially protruding through an opening formed through the housing plate. Any inquiry concerning this communication or earlier communications from the examiner should be directed to MADISON E. BROWN whose telephone number is (571)775-5984. The examiner can normally be reached M-Th 8am-6pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Callie Shosho can be reached at 5712721123. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /MADISON ELIZABETH BROWN/Examiner, Art Unit 1787 /CALLIE E SHOSHO/Supervisory Patent Examiner, Art Unit 1787
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Prosecution Timeline

Oct 31, 2023
Application Filed
May 18, 2026
Non-Final Rejection mailed — §102, §112
Aug 18, 2026
Response Filed
Sep 15, 2026
Final Rejection mailed — §102, §112 (current)

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Prosecution Projections

3-4
Expected OA Rounds
Grant Probability
Moderate
PTA Risk
Based on 0 resolved cases by this examiner. Grant probability derived from career allowance rate.

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