Prosecution Insights
Last updated: September 17, 2026
Application No. 18/290,391

CA6-BASED REFRACTORY MATERIAL WITH MEDIUM VOLUME DENSITY, PREPARATION METHOD THEREFOR, AND USE THEREOF

Non-Final OA §102§103§112
Filed
Nov 13, 2023
Priority
May 10, 2021 — CN 202110506467.3 +1 more
Examiner
AUER, LAURA A
Art Unit
1783
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Zibo City Luzhong Refractories Co. Ltd.
OA Round
1 (Non-Final)
49%
Grant Probability
Moderate
1-2
OA Rounds
11m
Est. Remaining
83%
With Interview

Examiner Intelligence

Grants 49% of resolved cases
49%
Career Allowance Rate
238 granted / 482 resolved
-15.6% vs TC avg
Strong +34% interview lift
Without
With
+34.0%
Interview Lift
resolved cases with interview
Typical timeline
3y 9m
Avg Prosecution
32 currently pending
Career history
524
Total Applications
across all art units

Statute-Specific Performance

§101
0.4%
-39.6% vs TC avg
§103
58.0%
+18.0% vs TC avg
§102
14.0%
-26.0% vs TC avg
§112
21.8%
-18.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 482 resolved cases

Office Action

§102 §103 §112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Applicant’s election without traverse of Group I, claims 1-14, in the reply filed on Mary 26, 2026 is acknowledged. Claims 15-19 and 21 are withdrawn from further consideration pursuant to 37 CFR 1.142(b) as being drawn to a nonelected method and product, there being no allowable generic or linking claim. Election was made without traverse in the reply filed on May 26, 2026. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 1-14 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. The term “medium bulk density” in claim 1 is a relative term which renders the claim indefinite. The term “medium bulk density” is not defined by the claim, the specification does not provide a standard for ascertaining the requisite degree, and one of ordinary skill in the art would not be reasonably apprised of the scope of the invention. Note that while the specification provides examples with medium bulk density, there is no definitive range or method for determining whether a material has medium bulk density. Further, claims 2-14 are rejected as indefinite for depending from an indefinite claim. A broad range or limitation together with a narrow range or limitation that falls within the broad range or limitation (in the same claim) may be considered indefinite if the resulting claim does not clearly set forth the metes and bounds of the patent protection desired. See MPEP § 2173.05(c). In the present instance, claims 3-5, 7, 8, 10, 11 and 14 recite a broad recitation for chemical composition, density, material and sintering strength and also recite a narrower statement of the range/limitation; see the limitations following the “preferably” language. The claim(s) are considered indefinite because there is a question or doubt as to whether the feature introduced by such narrower language is (a) merely exemplary of the remainder of the claim, and therefore not required, or (b) a required feature of the claims. Note that withdrawn claims 16, 17 and 19 also use “preferably” language. Claim 4 states the refractory material comprises Al2O3, CaO and MgO but then lists a range for MgO that includes zero. It is unclear how the material can comprise MgO while also containing 0% of MgO. Claim 6 recites the limitation "the phase of the matrix part" in line 2. There is insufficient antecedent basis for this limitation in the claim. Claim 7 recites the limitation "the phase of the matrix part" in line 2. There is insufficient antecedent basis for this limitation in the claim. Claim 8 recites the limitation "the matrix" in lines 2 and 3. There is insufficient antecedent basis for this limitation in the claim. The following is a quotation of 35 U.S.C. 112(d): (d) REFERENCE IN DEPENDENT FORMS.—Subject to subsection (e), a claim in dependent form shall contain a reference to a claim previously set forth and then specify a further limitation of the subject matter claimed. A claim in dependent form shall be construed to incorporate by reference all the limitations of the claim to which it refers. The following is a quotation of pre-AIA 35 U.S.C. 112, fourth paragraph: Subject to the following paragraph [i.e., the fifth paragraph of pre-AIA 35 U.S.C. 112], a claim in dependent form shall contain a reference to a claim previously set forth and then specify a further limitation of the subject matter claimed. A claim in dependent form shall be construed to incorporate by reference all the limitations of the claim to which it refers. Claim 3 is rejected under 35 U.S.C. 112(d) or pre-AIA 35 U.S.C. 112, 4th paragraph, as being of improper dependent form for failing to further limit the subject matter of the claim upon which it depends, or for failing to include all the limitations of the claim upon which it depends. Claim 3 has a phase content of CA6 up to 100%. It is unclear how CA6 can be present at 100% given claim 1 from which claim 3 depends requires CA6 and at least one other material. Applicant may cancel the claim(s), amend the claim(s) to place the claim(s) in proper dependent form, rewrite the claim(s) in independent form, or present a sufficient showing that the dependent claim(s) complies with the statutory requirements. Claim 7 is rejected under 35 U.S.C. 112(d) or pre-AIA 35 U.S.C. 112, 4th paragraph, as being of improper dependent form for failing to further limit the subject matter of the claim upon which it depends, or for failing to include all the limitations of the claim upon which it depends. Claim 7 has a phase content of CA6 up to 100%. It is unclear how CA6 can be present at 100% given claim 6 from which claim 7 depends requires CA6 and at least one other material. Applicant may cancel the claim(s), amend the claim(s) to place the claim(s) in proper dependent form, rewrite the claim(s) in independent form, or present a sufficient showing that the dependent claim(s) complies with the statutory requirements. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1-3, 6, 7 and 9-14 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Chen et al. (CN 104072170). Regarding claim 1, Chen discloses calcium hexaaluminate (CA6)-magnesium aluminum spinel composite with a density of 2.8-3.3 g/cm3, see pages 1 and 2 of the English translation and Figures 1 & 2. Regarding claim 2, the reference discloses the material as 100% CA6 and magnesium aluminum spinel, see page 1 and Figures 1 & 2. Regarding claim 3, the reference discloses the phase content of CA6 and magnesium aluminum spinel within the claimed range, see Examples and Figure 2. Regarding claim 6, the reference discloses the matrix system as containing magnesium aluminum spinel and calcium hexaaluminate, see page 1. Regarding claim 7, the reference discloses the phase content of CA6 and magnesium aluminum spinel within the claimed range, see Examples and Figure 2. Claims 9-14 define the product by how the product was made, mixing a granular material and fine powder and then subjecting the mixture to hot-pressed sintering to obtain the thermal-insulating refractory material. Thus claims 9-14 are product-by-process claims. For purposes of examination, product-by-process claims are not limited to the manipulation of the recited steps, only the structure implied by the steps. See MPEP 2113. In the present case, the recited steps imply a refractory material. The reference suggests such a product. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 4, 5 and 8 are rejected under 35 U.S.C. 103 as being unpatentable over Chen et al. (CN 104072170). Regarding claim 4, Chen discloses the material comprises Al2O3, CaO and MgO with ranges that overlap the claimed ranges, see Examples and Figure 2; see MPEP 2144.05 I regarding overlapping ranges. Regarding claim 5, the reference discloses the density as 2.8-3.3 g/cm3, which overlaps the claimed range, see page 2; see MPEP 2144.05 I regarding overlapping ranges. Regarding claim 8, the reference discloses the material comprises Al2O3, CaO and MgO with ranges that overlap the claimed ranges, see Examples and Figure 2; see MPEP 2144.05 I regarding overlapping ranges. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to LAURA A AUER whose telephone number is (571)270-5669. The examiner can normally be reached Monday - Friday 9 am - 4 pm EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, M. Veronica Ewald can be reached at (571)272-8519. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /LAURA A AUER/Primary Examiner, Art Unit 1783
Read full office action

Prosecution Timeline

Nov 13, 2023
Application Filed
Aug 24, 2026
Non-Final Rejection mailed — §102, §103, §112 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
49%
Grant Probability
83%
With Interview (+34.0%)
3y 9m (~11m remaining)
Median Time to Grant
Low
PTA Risk
Based on 482 resolved cases by this examiner. Grant probability derived from career allowance rate.

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