Prosecution Insights
Last updated: April 19, 2026
Application No. 18/291,080

TERMINAL, RADIO COMMUNICATION METHOD, AND BASE STATION

Non-Final OA §103
Filed
Jan 22, 2024
Examiner
ESMAEILIAN, MAJID
Art Unit
2477
Tech Center
2400 — Computer Networks
Assignee
NTT Docomo Inc.
OA Round
1 (Non-Final)
76%
Grant Probability
Favorable
1-2
OA Rounds
4y 0m
To Grant
99%
With Interview

Examiner Intelligence

Grants 76% — above average
76%
Career Allow Rate
238 granted / 315 resolved
+17.6% vs TC avg
Strong +25% interview lift
Without
With
+24.8%
Interview Lift
resolved cases with interview
Typical timeline
4y 0m
Avg Prosecution
36 currently pending
Career history
351
Total Applications
across all art units

Statute-Specific Performance

§101
2.7%
-37.3% vs TC avg
§103
70.9%
+30.9% vs TC avg
§102
12.0%
-28.0% vs TC avg
§112
7.6%
-32.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 315 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . DETAILED ACTION This is in reply to an application filed on 01/22/2024. Claims 1-9 are pending. Preliminary Amendment The preliminary amendment submitted on 01/22/2024 is acknowledged and considered accordingly. Information Disclosure Statement PTO-1449 The Information Disclosure Statement submitted by applicant on 1/22/2024, 7/2/2025, and 09/26/2025 have all been considered. The submission is in compliance with the provisions of 37 CFR 1.97. Form PTO-1449 signed and attached hereto. Claim Rejections - 35 USC § 103 4. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries set forth in Graham v. John Deere Co., 383 U.S. 1, 148 USPQ 459 (1966), that are applied for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claims 1-9 are rejected under 35 U.S.C. 103 as being unpatentable over US 20220117004 A1 to Lee et al., (hereinafter Lee) in view of US 20230224891 A1 to Noh et al., (hereinafter Noh). Claim 1. A terminal (i.e., UE/Smartphone) comprising: a receiving section (i.e., a transceiver, see Fig 13, #106) that attempts to receive a first synchronization block (i.e., first SSB); (Lee: See Fig. 11, #B00 and #B01, para[0075], and para[0118], UE receiving SSB (i.e., first SSB) and a first SIB (i.e., SIB1), wherein the field “pdcch-ConfigSIB1” of SIB1, indicates where the UE may find SS/PBCH block). and a control section (i.e., processor) that controls reception of a second synchronization signal block, (i.e., SSB2) (Lee: See Fig. 6, and para[0127] up to “L” number of SSBs may be transmitted to UE by BS. See Fig. 6 for SSB1 and SSB2 being transmitted in SS burst 0 and SS burst 1 repeatedly) Although Lee teach and suggest that multiple SS blocks (SSBs) can be transmitted to UE repeatedly (Lee: See Fig. 6, Fig. 7, and para[0132]-[0133]), however, it does not explicitly disclose that the reception of the second SSB is based on the “reception results” of the first SSB block, as understood by: based on a reception result of the first synchronization signal block. However, in a similar field, Noh, in para[0206]-[0207] teaches that when UE fails to receive a particular SSB (i.e., first/second SSB) transmitted by a base station at a time, then the UE will receives the SSB during the next period or when a period has passed. (Noh: See para[0206]-[0207]). Lee teaches methods for transmitting/receiving wireless signals wherein when UE enters a new cell, then UE receives an SSB that includes PBCH. (Lee: See para[0075]) Noh teaches methods for UE receiving downlink and uplink resources, including SSB, and in case UE does not receive SSB, or fails to receive the SSB transmitted by BS, then UE shall receive the SSB during the next period, or after a period has passed. (Noh: See para[0206]-[0207]) It would have been obvious to one of ordinary skill in the art before the time of effective filling, to have included the technique of UE reception failure of SSB, as taught by Noh, with the teachings of Lee, in order to benefit from enhancement of having a UE that based on lack of reception of SSB during a first time, is able to receive the SSB during a next period or after a period has passed. (Noh: See para[0206]-[0207]) Claim 2. The terminal according to claim 1, wherein when the first synchronization signal block is received, the control section (i.e., processor) uses a first random access channel occasion (i.e., first RO) corresponding to the first synchronization signal block to control transmission of a first preamble. (i.e., “RA preamble” transmission) (Lee: See Fig. 11, # B05, “RA preamble” being transmitted from UE to Network/BS after first SSB is received by UE. See para[0209] UE transmit the “RA preamble by determining a specific RA occasion (i.e., first RO) before transmitting the RA preamble) Claim 3. The terminal according to claim 1, wherein when the second synchronization signal block is received, the control section (i.e., processor) uses a second random access channel occasion corresponding to the second synchronization signal block to control transmission of a second preamble. (i.e., “RA preamble” transmission) (Lee: See Fig. 11, # B05, “RA preamble” being transmitted from UE to Network/BS after first SSB is received by UE. See para[0209] UE transmit the “RA preamble by determining a specific RA occasion (i.e., first RO) before transmitting the RA preamble. It is understood that above processes can be repeated for second SSB, third SSB, etc.) Claim 4. The terminal according to claim 1, wherein when reception of the first synchronization signal block has failed (i.e., failed to receive first SSB), the control section (i.e., processor) controls reception of the second synchronization signal block. (Noh: See para[0206]-[0207] when UE fails to receive SSB (i.e., first SSB) transmitted by a base station at a time, then the UE will receives the SSB (i.e., second SSB) during the next period or after a period has passed.) Lee teaches methods for transmitting/receiving wireless signals wherein when UE enters a new cell, then UE receives an SSB that includes PBCH. (Lee: See para[0075]) Noh teaches methods for UE receiving downlink and uplink resources, including SSB, and in case UE does not receive SSB, or fails to receive the SSB transmitted by BS, then UE shall receive the SSB during the next period, or after a period has passed. (Noh: See para[0206]-[0207]) It would have been obvious to one of ordinary skill in the art before the time of effective filling, to have included the technique of UE reception failure of SSB, as taught by Noh, with the teachings of Lee, in order to benefit from enhancement of having a UE that based on lack of reception of SSB during a first time, is able to receive the SSB during a next period or after a period has passed. (Noh: See para[0206]-[0207]) Claim 5. A radio communication method for a terminal, (i.e., UE/Smartphone) the radio communication method comprising: attempting to receive a first synchronization block; (i.e., receiving first SSB) and (Lee: See Fig. 11, #B00 and #B01, para[0075], and para[0118], UE receiving SSB (i.e., first SSB) and a first SIB (i.e., SIB1), wherein the field “pdcch-ConfigSIB1” of SIB1, indicates where the UE may find SS/PBCH block). controlling reception of a second synchronization signal block, (i.e., SSB2) (Lee: See Fig. 6, and para[0127] up to “L” number of SSBs may be transmitted to UE by BS. See Fig. 6 for SSB1 and SSB2 being transmitted in SS burst 0 and SS burst 1 repeatedly) Although Lee teach and suggest that multiple SS blocks (SSBs) can be transmitted to UE repeatedly (Lee: See Fig. 6, Fig. 7, and para[0132]-[0133]), however, it does not explicitly disclose that the reception of a particular SSB is based on the “reception results” related to when attempting to receive the first SSB block, as understood by: based on a reception result of the first synchronization signal block. However, in a similar field, Noh, in para[0206]-[0207] teaches that when UE fails to receive a particular SSB (i.e., reception result is failure) that is transmitted by a base station at a time, then the UE will receives the SSB (i.e., the 2nd SSB) during the next period or after a period has passed. (Noh: See para[0206]-[0207]). Lee teaches methods for transmitting/receiving wireless signals wherein when UE enters a new cell, then UE receives an SSB that includes PBCH. (Lee: See para[0075]) Noh teaches methods for UE receiving downlink and uplink resources, including SSB, and in case UE does not receive SSB, or fails to receive the SSB transmitted by BS, then UE shall receive the SSB during the next period, or after a period has passed. (Noh: See para[0206]-[0207]) It would have been obvious to one of ordinary skill in the art before the time of effective filling, to have included the technique of UE reception failure of SSB, as taught by Noh, with the teachings of Lee, in order to benefit from enhancement of having a UE that based on lack of reception of SSB during a first time, is able to receive the SSB during a next period or after a period has passed. (Noh: See para[0206]-[0207]) Claim 6. A base station comprising: a transmitting section (i.e., a transceiver, see Fig 13, #206) that transmits a first synchronization block and a second synchronization signal block; (i.e., transmitting 1st/2nd SSB) and (Lee: See Fig. 6, Fig. 7 for SSB1 and SSB2 being sent to UE. See also Fig. 11, #B00 for Network (i.e, base station) transmitting SSB (i.e., 1st/2nd SSB) to UE) a control section (i.e., a processor, see Fig 13, #202) that controls reception of a signal (i.e., RA preamble) based on the second synchronization signal block, (i.e., controls RA preamble reception, that is transmitted by UE, which is based on 1st/2nd SSB) (Lee: See Fig. 6, Fig. 7 for SSB1 and SSB2 being sent to UE. See also Fig. 11, #B05 for Network (i.e, base station) receiving RA preamble (B05) generated based on the SSB (i.e., 1st/2nd SSB) that UE has received) Although Lee teach and suggest that multiple SS blocks (SSBs) can be transmitted to UE repeatedly (Lee: See Fig. 6, Fig. 7, and para[0132]-[0133]), however, it does not explicitly disclose that the reception of the second SSB is based on the “reception results” of the first SSB block, as understood by: based on a reception result of the first synchronization signal block. However, in a similar field, Noh, in para[0206]-[0207] teaches that when UE fails to receive a particular SSB (i.e., first/second SSB) transmitted by a base station at a time, then the UE will receives the SSB during the next period or when a period has passed. (Noh: See para[0206]-[0207]). Lee teaches methods for transmitting/receiving wireless signals wherein when UE enters a new cell, then UE receives an SSB that includes PBCH. (Lee: See para[0075]) Noh teaches methods for UE receiving downlink and uplink resources, including SSB, and in case UE does not receive SSB, or fails to receive the SSB transmitted by BS, then UE shall receive the SSB during the next period, or after a period has passed. (Noh: See para[0206]-[0207]) It would have been obvious to one of ordinary skill in the art before the time of effective filling, to have included the technique of UE reception failure of SSB, as taught by Noh, with the teachings of Lee, in order to benefit from enhancement of having a UE that based on lack of reception of SSB during a first time, is able to receive the SSB during a next period or after a period has passed. (Noh: See para[0206]-[0207]) Claim 7. The terminal according to claim 2, wherein when the second synchronization signal block is received, the control section uses a second random access channel occasion corresponding to the second synchronization signal block to control transmission of a second preamble. (i.e., “RA preamble” transmission) (Lee: See Fig. 11, # B05, “RA preamble” being transmitted from UE to Network/BS after first SSB is received by UE. See para[0209] UE transmit the “RA preamble by determining a specific RA occasion (i.e., first RO) before transmitting the RA preamble. It is understood that above processes can be repeated for second SSB, third SSB, etc.) Claim 8. The terminal according to claim 2, wherein when reception of the first synchronization signal block has failed, (i.e., failed to receive first SSB) the control section (i.e., processor) controls reception of the second synchronization signal block. (Noh: See para[0206]-[0207] when UE fails to receive SSB (i.e., first SSB) transmitted by a base station at a time, then the UE will receives the SSB (i.e., second SSB) during the next period or after a period has passed.) Lee teaches methods for transmitting/receiving wireless signals wherein when UE enters a new cell, then UE receives an SSB that includes PBCH. (Lee: See para[0075]) Noh teaches methods for UE receiving downlink and uplink resources, including SSB, and in case UE does not receive SSB, or fails to receive the SSB transmitted by BS, then UE shall receive the SSB during the next period, or after a period has passed. (Noh: See para[0206]-[0207]) It would have been obvious to one of ordinary skill in the art before the time of effective filling, to have included the technique of UE reception failure of SSB, as taught by Noh, with the teachings of Lee, in order to benefit from enhancement of having a UE that based on lack of reception of SSB during a first time, is able to receive the SSB during a next period or after a period has passed. (Noh: See para[0206]-[0207]) Claim 9. The terminal according to claim 3, wherein when reception of the first synchronization signal block has failed, (i.e., failed to receive first SSB) the control section (i.e., processor) controls reception of the second synchronization signal block. (Noh: See para[0206]-[0207] when UE fails to receive SSB (i.e., first SSB) transmitted by a base station at a time, then the UE will receives the SSB (i.e., second SSB) during the next period or after a period has passed.) Lee teaches methods for transmitting/receiving wireless signals wherein when UE enters a new cell, then UE receives an SSB that includes PBCH. (Lee: See para[0075]) Noh teaches methods for UE receiving downlink and uplink resources, including SSB, and in case UE does not receive SSB, or fails to receive the SSB transmitted by BS, then UE shall receive the SSB during the next period, or after a period has passed. (Noh: See para[0206]-[0207]) It would have been obvious to one of ordinary skill in the art before the time of effective filling, to have included the technique of UE reception failure of SSB, as taught by Noh, with the teachings of Lee, in order to benefit from enhancement of having a UE that based on lack of reception of SSB during a first time, is able to receive the SSB during a next period or after a period has passed. (Noh: See para[0206]-[0207]) Conclusion 6. Any inquiry concerning this communication or earlier communications from the examiner should be directed to MAJID ESMAEILIAN whose telephone number is (571)270-7830. The examiner can normally be reached on M-F. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Chirag G. Shah can be reached on 571-272-3144. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /M. E./ Examiner, Art Unit 2477 /GREGORY B SEFCHECK/Primary Examiner, Art Unit 2477
Read full office action

Prosecution Timeline

Jan 22, 2024
Application Filed
Jan 07, 2026
Non-Final Rejection — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12562853
METHOD, DEVICE, AND SYSTEM FOR CHANNEL ACCESS IN UNLICENSED BAND
2y 5m to grant Granted Feb 24, 2026
Patent 12520193
EXTENDED, OPEN NETWORK ARCHITECTURES SUPPORTING DELIVERY OF NETWORK-ACCESSIBLE SERVICES
2y 5m to grant Granted Jan 06, 2026
Patent 12512898
DETERMINING BEAM DIRECTIONS OF A REPEATER
2y 5m to grant Granted Dec 30, 2025
Patent 12470993
SMALL CELL WITH PREDEFINED HANDOVER PARAMETERS
2y 5m to grant Granted Nov 11, 2025
Patent 12452161
NETWORK NODES, WIRELESS NETWORKS, AND METHODS OF CONTROLLING THEM
2y 5m to grant Granted Oct 21, 2025
Study what changed to get past this examiner. Based on 5 most recent grants.

AI Strategy Recommendation

Get an AI-powered prosecution strategy using examiner precedents, rejection analysis, and claim mapping.
Powered by AI — typically takes 5-10 seconds

Prosecution Projections

1-2
Expected OA Rounds
76%
Grant Probability
99%
With Interview (+24.8%)
4y 0m
Median Time to Grant
Low
PTA Risk
Based on 315 resolved cases by this examiner. Grant probability derived from career allow rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month