Prosecution Insights
Last updated: October 02, 2026
Application No. 18/291,080

TERMINAL, RADIO COMMUNICATION METHOD, AND BASE STATION

Final Rejection §103
Filed
Jan 22, 2024
Priority
Jul 30, 2021 — nonprovisional of PCTJP2021028428
Examiner
ESMAEILIAN, MAJID
Art Unit
2477
Tech Center
2400 — Computer Networks
Assignee
Nippon Telegraph and Telephone Corporation
OA Round
2 (Final)
76%
Grant Probability
Favorable
3-4
OA Rounds
1y 1m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 76% — above average
76%
Career Allowance Rate
243 granted / 321 resolved
+17.7% vs TC avg
Strong +24% interview lift
Without
With
+24.0%
Interview Lift
resolved cases with interview
Typical timeline
3y 9m
Avg Prosecution
16 currently pending
Career history
357
Total Applications
across all art units

Statute-Specific Performance

§101
3.2%
-36.8% vs TC avg
§103
69.7%
+29.7% vs TC avg
§102
13.0%
-27.0% vs TC avg
§112
8.4%
-31.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 321 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . DETAILED ACTION This is in reply to an amendment filed on 04/08/2026. Claims 1-9 are pending. ** Claims 1, 5 and 6 are amended Response to Arguments Applicant’s arguments filed on 04/08/2026 have all been fully considered but they are moot in view of new grounds of rejection. The reasons are set forth below. Prior Art U.S. Patent Pub No. 20210067978 A1 to Cheraghi et al. (hereinafter Cheraghi). Claim Rejections - 35 USC § 103 4. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries set forth in Graham v. John Deere Co., 383 U.S. 1, 148 USPQ 459 (1966), that are applied for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claims 1-3, and 5-7 are rejected under 35 U.S.C. 103 as being unpatentable over US 20220117004 A1 to Lee et al., (hereinafter Lee) in view of US 20210067978 A1 to Cheraghi et al., (hereinafter Cheraghi). Claim 1. A terminal (i.e., UE/Smartphone) comprising: a receiving section (i.e., a transceiver, see Fig 13, #106) that attempts to receive a first synchronization block (i.e., first SSB); (Lee: See Fig. 11, #B00 and #B01, para[0075], and para[0118], UE receiving SSB (i.e., first SSB) and a first SIB (i.e., SIB1), wherein the field “pdcch-ConfigSIB1” of SIB1, indicates where the UE may find SS/PBCH block). and a control section (i.e., processor) that controls reception of a second synchronization signal block, (i.e., SSB2) (Lee: See Fig. 6, and para[0127] up to “L” number of SSBs may be transmitted to UE by BS. See Fig. 6 for SSB1 and SSB2 being transmitted in SS burst 0 and SS burst 1 repeatedly) based on a reception result of the first synchronization signal block. (Lee: See Fig. 11, # B05, “RA preamble” being transmitted from UE to Network/BS after first SSB is received by UE. See para[0209] UE transmit the “RA preamble by determining a specific RA occasion (i.e., first RO) before transmitting the RA preamble) Although Lee teaches SSB(s) that are sent by Network and is received by UE, (Lee: See Fig. 11, # B05, “RA preamble” being transmitted from UE to Network/BS after first SSB is received by UE), however, Lee does not explicitly disclose that different beams, wherein one is narrower than the other, can be used to transmit SSB(s), as understood by: wherein the first synchronization signal block is transmitted using a first beam, and the second synchronization signal block is transmitted using a second beam thinner than the first beam. However, in a similar field, Cheraghi in para[0023]-[0025] teaches different beams can be used for transmission, such as transmission of synchronization signal blocks, wherein a second beam width is narrower than the first beam width. (Cheraghi: See para[0023]-[0025]) Lee teaches methods for transmitting/receiving wireless signals wherein when UE enters a new cell, then UE receives an SSB that includes PBCH. (Lee: See para[0075]) Cheraghi teaches hierarchical beam search methods, wherein different beams can be used for transmission purposes, such as transmission of synchronization signal blocks, wherein a second beam width is narrower than the first beam width. (Cheraghi: See para[0023]-[0025]) It would have been obvious to one of ordinary skill in the art before the time of effective filling, to have included the technique of different transmission beams, as taught by Cheraghi, with the teachings of Lee, in order to benefit from enhancement of having different transmission beams for transmission of synchronization signal blocks, wherein the second beam is narrower/thinner than the first beam. (Noh: See para[0206]-[0207]) Claim 2. The terminal according to claim 1, wherein when the first synchronization signal block is received, the control section (i.e., processor) uses a first random access channel occasion (i.e., first RO) corresponding to the first synchronization signal block to control transmission of a first preamble. (i.e., “RA preamble” transmission) (Lee: See Fig. 11, # B05, “RA preamble” being transmitted from UE to Network/BS after first SSB is received by UE. See para[0209] UE transmit the “RA preamble by determining a specific RA occasion (i.e., first RO) before transmitting the RA preamble) Claim 3. The terminal according to claim 1, wherein when the second synchronization signal block is received, the control section (i.e., processor) uses a second random access channel occasion corresponding to the second synchronization signal block to control transmission of a second preamble. (i.e., “RA preamble” transmission) (Lee: See Fig. 11, # B05, “RA preamble” being transmitted from UE to Network/BS after first SSB is received by UE. See para[0209] UE transmit the “RA preamble by determining a specific RA occasion (i.e., first RO) before transmitting the RA preamble. It is understood that above processes can be repeated for second SSB, third SSB, etc.) Claim 5. A radio communication method for a terminal, (i.e., UE/Smartphone) the radio communication method comprising: attempting to receive a first synchronization block; (i.e., receiving first SSB) and (Lee: See Fig. 11, #B00 and #B01, para[0075], and para[0118], UE receiving SSB (i.e., first SSB) and a first SIB (i.e., SIB1), wherein the field “pdcch-ConfigSIB1” of SIB1, indicates where the UE may find SS/PBCH block). controlling reception of a second synchronization signal block, (i.e., SSB2) (Lee: See Fig. 6, and para[0127] up to “L” number of SSBs may be transmitted to UE by BS. See Fig. 6 for SSB1 and SSB2 being transmitted in SS burst 0 and SS burst 1 repeatedly) based on a reception result of the first synchronization signal block. (Lee: See Fig. 11, # B05, “RA preamble” being transmitted from UE to Network/BS after first SSB is received by UE. See para[0209] UE transmit the “RA preamble by determining a specific RA occasion (i.e., first RO) before transmitting the RA preamble) Although Lee teaches SSB(s) are sent by Network and is received by UE, (Lee: See Fig. 11, # B05, “RA preamble” being transmitted from UE to Network/BS after first SSB is received by UE), however, they do not explicitly disclose that different beams, having wherein one is narrower than the other, can be used to transmit SSB(s), as understood by: wherein the first synchronization signal block is transmitted using a first beam, and the second synchronization signal block is transmitted using a second beam thinner than the first beam. However, in a similar field, Cheraghi in para[0023]-[0025] teaches different beams can be used for transmission, such as transmission of synchronization signal blocks, wherein a second beam width is narrower than the first beam width. (Cheraghi: See para[0023]-[0025]) Lee teaches methods for transmitting/receiving wireless signals wherein when UE enters a new cell, then UE receives an SSB that includes PBCH. (Lee: See para[0075]) Cheraghi teaches hierarchical beam search methods, wherein different beams can be used for transmission purposes, such as transmission of synchronization signal blocks, wherein a second beam width is narrower than the first beam width. (Cheraghi: See para[0023]-[0025]) It would have been obvious to one of ordinary skill in the art before the time of effective filling, to have included the technique of different transmission beams, as taught by Cheraghi, with the teachings of Lee, in order to benefit from enhancement of having different transmission beams for transmission of synchronization signal blocks, wherein the second beam is narrower/thinner than the first beam. (Noh: See para[0206]-[0207]) Claim 6. A base station comprising: a transmitting section (i.e., a transceiver, see Fig 13, #206) that transmits a first synchronization block and a second synchronization signal block; (i.e., transmitting 1st/2nd SSB) and (Lee: See Fig. 6, Fig. 7 for SSB1 and SSB2 being sent to UE. See also Fig. 11, #B00 for Network (i.e, base station) transmitting SSB (i.e., 1st/2nd SSB) to UE) a control section (i.e., a processor, see Fig 13, #202) that controls reception of a signal (i.e., RA preamble) based on the second synchronization signal block, (i.e., controls RA preamble reception, that is transmitted by UE, which is based on 1st/2nd SSB) (Lee: See Fig. 6, Fig. 7 for SSB1 and SSB2 being sent to UE. See also Fig. 11, #B05 for Network (i.e, base station) receiving RA preamble (B05) generated based on the SSB (i.e., 1st/2nd SSB) that UE has received) based on a reception result of the first synchronization signal block. (Lee: See Fig. 11, # B05, “RA preamble” being transmitted from UE to Network/BS after first SSB is received by UE. See para[0209] UE transmit the “RA preamble by determining a specific RA occasion (i.e., first RO) before transmitting the RA preamble) Although Lee teaches SSB(s) that are sent by Network and is received by UE, (Lee: See Fig. 11, # B05, “RA preamble” being transmitted from UE to Network/BS after first SSB is received by UE), however, they do not explicitly disclose that different beams, having wherein one is narrower than the other, can be used to transmit SSB(s), as understood by: wherein the first synchronization signal block is transmitted using a first beam, and the second synchronization signal block is transmitted using a second beam thinner than the first beam. However, in a similar field, Cheraghi in para[0023]-[0025] teaches different beams can be used for transmission, such as transmission of synchronization signal blocks, wherein a second beam width is narrower than the first beam width. (Cheraghi: See para[0023]-[0025]) Lee teaches methods for transmitting/receiving wireless signals wherein when UE enters a new cell, then UE receives an SSB that includes PBCH. (Lee: See para[0075]) Cheraghi teaches hierarchical beam search methods, wherein different beams can be used for transmission purposes, such as transmission of synchronization signal blocks, wherein a second beam width is narrower than the first beam width. (Cheraghi: See para[0023]-[0025]) It would have been obvious to one of ordinary skill in the art before the time of effective filling, to have included the technique of different transmission beams, as taught by Cheraghi, with the teachings of Lee, in order to benefit from enhancement of having different transmission beams for transmission of synchronization signal blocks, wherein the second beam is narrower/thinner than the first beam. (Noh: See para[0206]-[0207]) Claim 7. The terminal according to claim 2, wherein when the second synchronization signal block is received, the control section uses a second random access channel occasion corresponding to the second synchronization signal block to control transmission of a second preamble. (i.e., “RA preamble” transmission) (Lee: See Fig. 11, # B05, “RA preamble” being transmitted from UE to Network/BS after first SSB is received by UE. See para[0209] UE transmit the “RA preamble by determining a specific RA occasion (i.e., first RO) before transmitting the RA preamble. It is understood that above processes can be repeated for second SSB, third SSB, etc.) Claims 4, 8 and 9 are rejected under 35 U.S.C. 103 as being unpatentable over US 20220117004 A1 to Lee et al., (hereinafter Lee) in view of US 20210067978 A1 to Cheraghi et al., (hereinafter Cheraghi), and in further view of US 20230224891 A1 to Noh et al., (hereinafter Noh). Claim 4. Lee in view of Cheraghi teaches the terminal according to claim 1, however, they do not seem to explicitly suggest: wherein when reception of the first synchronization signal block has failed (i.e., failed to receive first SSB), the control section (i.e., processor) controls reception of the second synchronization signal block. However, in a similar field, Noh teaches: wherein when reception of the first synchronization signal block has failed (i.e., failed to receive first SSB), the control section (i.e., processor) controls reception of the second synchronization signal block. (Noh: See para[0206]-[0207] when UE fails to receive SSB (i.e., first SSB) transmitted by a base station at a time, then the UE will receive the SSB (i.e., second SSB) during the next period or after a period has passed.) Lee teaches methods for transmitting/receiving wireless signals wherein when UE enters a new cell, then UE receives an SSB that includes PBCH. (Lee: See para[0075]) Cheraghi teaches hierarchical beam search methods, wherein different beams can be used for transmission purposes, such as transmission of synchronization signal blocks, wherein a second beam width is narrower than the first beam width. (Cheraghi: See para[0023]-[0025]) Noh teaches methods for UE receiving downlink and uplink resources, including SSB, and in case UE does not receive SSB, or fails to receive the SSB transmitted by BS, then UE shall receive the SSB during the next period, or after a period has passed. (Noh: See para[0206]-[0207]) It would have been obvious to one of ordinary skill in the art before the time of effective filling, to have included the technique of UE reception failure of SSB, as taught by Noh, with the teachings of Lee in view of Cheraghi, in order to benefit from enhancement of having a UE that based on lack of reception of SSB during a first time, is able to receive the SSB during a next period or after a period has passed. (Noh: See para[0206]-[0207]) Claim 8. Lee in view of Cheraghi teaches the terminal according to claim 2, however, they do not seem to explicitly disclose: wherein when reception of the first synchronization signal block has failed, (i.e., failed to receive first SSB) the control section (i.e., processor) controls reception of the second synchronization signal block. However, in a similar field, Noh teaches: wherein when reception of the first synchronization signal block has failed, (i.e., failed to receive first SSB) the control section (i.e., processor) controls reception of the second synchronization signal block. (Noh: See para[0206]-[0207] when UE fails to receive SSB (i.e., first SSB) transmitted by a base station at a time, then the UE will receives the SSB (i.e., second SSB) during the next period or after a period has passed.) Lee teaches methods for transmitting/receiving wireless signals wherein when UE enters a new cell, then UE receives an SSB that includes PBCH. (Lee: See para[0075]) Cheraghi teaches hierarchical beam search methods, wherein different beams can be used for transmission purposes, such as transmission of synchronization signal blocks, wherein a second beam width is narrower than the first beam width. (Cheraghi: See para[0023]-[0025]) Noh teaches methods for UE receiving downlink and uplink resources, including SSB, and in case UE does not receive SSB, or fails to receive the SSB transmitted by BS, then UE shall receive the SSB during the next period, or after a period has passed. (Noh: See para[0206]-[0207]) It would have been obvious to one of ordinary skill in the art before the time of effective filling, to have included the technique of UE reception failure of SSB, as taught by Noh, with the teachings of Lee in view of Cheraghi, in order to benefit from enhancement of having a UE that based on lack of reception of SSB during a first time, is able to receive the SSB during a next period or after a period has passed. (Noh: See para[0206]-[0207]) Claim 9. Lee in view of Cheraghi teaches the terminal according to claim 3, however, they do not seem to explicitly disclose: wherein when reception of the first synchronization signal block has failed, (i.e., failed to receive first SSB) the control section (i.e., processor) controls reception of the second synchronization signal block. However, in a similar field, Noh teaches: wherein when reception of the first synchronization signal block has failed, (i.e., failed to receive first SSB) the control section (i.e., processor) controls reception of the second synchronization signal block. (Noh: See para[0206]-[0207] when UE fails to receive SSB (i.e., first SSB) transmitted by a base station at a time, then the UE will receives the SSB (i.e., second SSB) during the next period or after a period has passed.) Lee teaches methods for transmitting/receiving wireless signals wherein when UE enters a new cell, then UE receives an SSB that includes PBCH. (Lee: See para[0075]) Cheraghi teaches hierarchical beam search methods, wherein different beams can be used for transmission purposes, such as transmission of synchronization signal blocks, wherein a second beam width is narrower than the first beam width. (Cheraghi: See para[0023]-[0025]) Noh teaches methods for UE receiving downlink and uplink resources, including SSB, and in case UE does not receive SSB, or fails to receive the SSB transmitted by BS, then UE shall receive the SSB during the next period, or after a period has passed. (Noh: See para[0206]-[0207]) It would have been obvious to one of ordinary skill in the art before the time of effective filling, to have included the technique of UE reception failure of SSB, as taught by Noh, with the teachings of Lee in view of Cheraghi, in order to benefit from enhancement of having a UE that based on lack of reception of SSB during a first time, is able to receive the SSB during a next period or after a period has passed. (Noh: See para[0206]-[0207]) Conclusion 7. Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any extension fee pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to MAJID ESMAEILIAN whose telephone number is (571)270-7830. The examiner can normally be reached on M-F. If attempts to reach the examiner by telephone are unsuccessful, the examiner' s supervisor, Chirag Shah can be reached on 571-272-3144. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /M. E./ Examiner, Art Unit 2477 /GREGORY B SEFCHECK/Primary Examiner, Art Unit 2477
Read full office action

Prosecution Timeline

Jan 22, 2024
Application Filed
Jan 09, 2026
Non-Final Rejection mailed — §103
Apr 08, 2026
Response Filed
Aug 12, 2026
Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12733046
ELECTRONIC DEVICE AND METHOD FOR REQUESTING NSSAI IN WIRELESS COMMUNICATION NETWORK
2y 10m to grant Granted Sep 08, 2026
Patent 12726841
CONFIGURATION OF MEASUREMENT GAPS IN NEW RADIO (NR)-NR DUAL CONNECTIVITY (NR-NR DC) ARRANGEMENTS
5y 5m to grant Granted Sep 01, 2026
Patent 12726787
ENABLING A HOME DEVICE OPERATING ON A WIRELESS TELECOMMUNICATION NETWORK TO REPORT A PHYSICAL ADDRESS ASSOCIATED WITH THE HOME DEVICE IN AN EMERGENCY CALL
2y 7m to grant Granted Sep 01, 2026
Patent 12706685
PTP 1-Step Boundary Clock Without Hardware Synchronization
2y 9m to grant Granted Aug 11, 2026
Patent 12696147
CONFIGURATION OF SUCCESSFUL PRIMARY SECONDARY CELL CHANGE REPORT
2y 10m to grant Granted Jul 28, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

3-4
Expected OA Rounds
76%
Grant Probability
99%
With Interview (+24.0%)
3y 9m (~1y 1m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 321 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month