Prosecution Insights
Last updated: July 17, 2026
Application No. 18/291,095

BATTERY MODULE

Non-Final OA §102§103§112
Filed
Jan 22, 2024
Priority
Dec 02, 2022 — RE 10-2022-0166951 +2 more
Examiner
GATEWOOD, DANIEL S
Art Unit
Tech Center
Assignee
LG Energy Solution Ltd.
OA Round
1 (Non-Final)
78%
Grant Probability
Favorable
1-2
OA Rounds
5m
Est. Remaining
97%
With Interview

Examiner Intelligence

Grants 78% — above average
78%
Career Allowance Rate
870 granted / 1117 resolved
+17.9% vs TC avg
Strong +19% interview lift
Without
With
+18.9%
Interview Lift
resolved cases with interview
Typical timeline
2y 11m
Avg Prosecution
53 currently pending
Career history
1172
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
84.5%
+44.5% vs TC avg
§102
4.0%
-36.0% vs TC avg
§112
8.3%
-31.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1117 resolved cases

Office Action

§102 §103 §112
BATTERY MODULE DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Priority Receipt is acknowledged of certified copies of papers required by 37 CFR 1.55. Information Disclosure Statement The information disclosure statements (IDS) submitted on 8/7/2025, 8/12/2025, 3/13/2025, and 1/22/2024 are in compliance with the provisions of 37 CFR 1.97. Accordingly, the information disclosure statements are being considered by the examiner. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 1-14 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Claim 1 discloses a “left-right” direction. However, there is no explanation for how this “left-right” direction is oriented with respect to the frame and the entirety of the cell. Claim 1 further discloses the “front edge” of the barrier but this is not sufficiently defined. In particular, it is unclear how the “front edge” is oriented with respect to the structure features “frame” and the “bus bar”. Claims 2-14 are also rejected under 35 USC 112(b) due to their dependence on claim 1. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1, 11, and 12 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Kim et al. (US 2022/0037715 A1). Regarding claim 1, Kim et al. teach a battery module (Fig. 3, element 10) comprising: a frame providing an interior space (Fig. 3 discloses a housing, element 20 wherein the sidewall members, element 22, provide an interior space.); a plurality of battery cells accommodated inside the frame and disposed in the left-right direction (Fig. 3 shows a plurality of battery cells, element 10, disposed in a left-right direction with respect to the sidewall members, element 22.); a bus bar flame assembly located in front of the plurality of battery cells and electrically connected to the plurality of battery cells (Fig. 3, element 25 shows bus bar members electrically connected to the cells, element 10.); and a barrier disposed between the plurality of battery cells (Figs. 4, 8; paragraph 0076 discloses a heat absorption layer, element 32.); a front edge of the barrier being covered by a fire-resistant coating (Figs. 4, 8; paragraph 0076 discloses a fireproof layer, element 31, covering the heat adsorption layer.). Regarding claim 11, Kim et al. teach a battery pack comprising a battery module according to claim 1 (Paragraph 0002). Regarding claim 12, Kim et al. teach a vehicle comprising a battery module according to claim 1 (Paragraph 0003). Claims 1 and 12 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Choi et al. (US 2017/0294634 A1). Regarding claim 1, Choi et al. teach a battery module (Abstract; Fig. 5, element 100) comprising: a frame providing an interior space (Fig.2a; paragraph 0037 discloses a frame, element 10, surrounding a cell receiving part, element 20.); a plurality of battery cells accommodated inside the frame and disposed in the left-right direction (Fig. 5 shows a plurality of battery cells, element 10, disposed in a left-right direction with respect to the upper and lower covers, elements 16 and 17.); a bus bar flame assembly located in front of the plurality of battery cells and electrically connected to the plurality of battery cells (Fig. 2a discloses a terminal connection part, element 15.) and a barrier disposed between the plurality of battery cells (Fig. 2b discloses an inter-cell separation plate, element 11.) a front edge of the barrier being covered by a fire-resistant coating (Fig. 2b; paragraphs 0039-0040 disclose an inner sidewall, element 12a, which covers a front edge of the inter-cell separator, element 11, and is made of a metal having a high thermal conductivity which absorbs heat or blocks flames and radiates the heat.). Regarding claim 12, Choi et al. teach a vehicle comprising a battery module according to claim 1 (Paragraph 0006). Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claim 13 is rejected under 35 U.S.C. 103 as being unpatentable over Kim et al. (US 2022/0037715 A1). Regarding claim 13, Kim et al. teach the battery module according to claim 1. However, they do not teach wherein the fire-resistant coating has a U-shaped cross section. However, this is merely an example of changes in shape. MPEP 2144.04 IV B: Changes in Shape In re Dailey, 357 F.2d 669, 149 USPQ 47 (CCPA 1966) Claim 13 is rejected under 35 U.S.C. 103 as being unpatentable over Choi et al. (US 2017/0294634 A1) Regarding claim 13, Choi et al. teach the battery module according to claim 1. However, they do not teach wherein the fire-resistant coating has a U-shaped cross section. However, this is merely an example of changes in shape. MPEP 2144.04 IV B: Changes in Shape In re Dailey, 357 F.2d 669, 149 USPQ 47 (CCPA 1966) Claims 2-4 are rejected under 35 U.S.C. 103 as being unpatentable over Choi et al. (US 2017/0294634 A1) as applied to claim 1 above, and further in view of Kim et al. (US 2022/0037715 A1). Regarding claims 2 and 3, Choi et al. teach the battery module according to claim 1. However, they do not teach wherein the barrier comprises: a pad; and a fire-resistant sheet covering each of a left surface and a right surface of the pad, and wherein the coating covers a front edge of the fire-resistant sheet and a front edge of the pad. Kim et al. teach a barrier disposed between the plurality of battery cells (Figs. 4, 8; paragraph 0075 discloses a multilayered firewall, element 30.); wherein the barrier comprises: a pad (Figs. 4, 8; paragraph 0076 discloses a heat absorption layer, element 32.); and a fire-resistant sheet covering each of a left surface and a right surface of the pad (Figs. 4, 8; paragraph 0076 discloses a fireproof layer, element 31, covering the heat adsorption layer.). Choi et al., in combination of Kim, teaches wherein the coating covers a front edge and extends to cover an outer surface of the fire-resistant sheet and a front edge of the pad (Fig. 2b; paragraphs 0039-0040 disclose an inner sidewall, element 12a, which covers a front edge of the inter-cell separator, element 11, and is made of a metal having a high thermal conductivity which absorbs heat or blocks flames and radiates the heat.). Therefore, it would have been obvious to one of ordinary skill in the art to modify the inter-cell separator of Choi with the fire-resistant sheet and pad of Kim in order to prevent or delay the occurrence of heat transfer to the adjacent battery cell. Regarding claim 4, the combination of Choi and Kim teach the battery module according to claim 2. Further, Choi et al. teach wherein the coating extends along a perimeter of the pad (Fig. 2a shows the sidewall part, element 12, which contains element 12a, extends along a perimeter of the inter-cell separator, element 11.). Claims 5-7, 9, and 14 are rejected under 35 U.S.C. 103 as being unpatentable over Kim et al. (US 2022/0037715 A1) as applied to claim 1 above, and further in view of Jang et al. (WO 2022/244985 A1 using US 2024/0106068 A1 as an English language translation.). Regarding claims 5-7 and 9, Kim et al. teach the battery module according to claim 1. However, they do not teach wherein the barrier is in close contact with the bus bar frame assembly; wherein a rear surface of the bus bar frame assembly comprises a groove, and wherein the barrier is inserted into the groove; wherein the bus bar frame assembly comprises a slot protruding from a rear surface of the bus bar frame assembly, and wherein the barrier is inserted into the slot; wherein the bus bar frame assembly has a hole formed in the vertical direction, and wherein the barrier penetrates the hole. Jang et al. teach a barrier member (Paragraph 0076; Fig. 6, element 300) is configured to have at least one end inserted into the inner surface of a bus bar assembly (Paragraph 0076; Fig. 6, element 400 discloses the bus bar assembly and the insertion is labeled with an A4.). In this case, the bus bar assembly (Fig. 6, element 400), particularly the bus bar housing (Fig. 6, element 420), may have a groove formed concavely in the outer direction so that one end of the barrier member (Fig. 6, element 300) may be inserted therein. For example, as shown in FIG. 6, the bus bar housing (Fig. 6, element 420) located at the front side of the battery cell (Fig. 6, element 100) may have an insert groove (Fig. 6, element G1) concavely formed in the outer direction (−Y-axis direction) at the inner surface (Paragraph 0076). Therefore, it would have been obvious to one of ordinary skill in the art to modify Kim with Jang in order to improve fixing force of the barrier member by suppressing movement and yielding a more stable configuration. Regarding claim 14, the combination of Kim and Jang et al. teach the battery module according to claim 7. However, they do not teach wherein the slot has a pair of convex inner surfaces. However, this is merely an example of changes in shape. MPEP 2144.04 IV B: Changes in Shape In re Dailey, 357 F.2d 669, 149 USPQ 47 (CCPA 1966) Claims 5-7, 9, and 14 are rejected under 35 U.S.C. 103 as being unpatentable over Choi et al. (US 2017/0294634 A1) as applied to claim 1 above, and further in view of Jang et al. (WO 2022/244985 A1 using US 2024/0106068 A1 as an English language translation.). Regarding claims 5-7 and 9, Choi et al. teach the battery module according to claim 1. However, they do not teach wherein the barrier is in close contact with the bus bar frame assembly; wherein a rear surface of the bus bar frame assembly comprises a groove, and wherein the barrier is inserted into the groove; wherein the bus bar frame assembly comprises a slot protruding from a rear surface of the bus bar frame assembly, and wherein the barrier is inserted into the slot; wherein the bus bar frame assembly has a hole formed in the vertical direction, and wherein the barrier penetrates the hole. Jang et al. teach a barrier member (Paragraph 0076; Fig. 6, element 300) is configured to have at least one end inserted into the inner surface of a bus bar assembly (Paragraph 0076; Fig. 6, element 400 discloses the bus bar assembly and the insertion is labeled with an A4.). In this case, the bus bar assembly (Fig. 6, element 400), particularly the bus bar housing (Fig. 6, element 420), may have a groove formed concavely in the outer direction so that one end of the barrier member (Fig. 6, element 300) may be inserted therein. For example, as shown in FIG. 6, the bus bar housing (Fig. 6, element 420) located at the front side of the battery cell (Fig. 6, element 100) may have an insert groove (Fig. 6, element G1) concavely formed in the outer direction (−Y-axis direction) at the inner surface (Paragraph 0076). Therefore, it would have been obvious to one of ordinary skill in the art to modify Choi with Jang in order to improve fixing force of the barrier member by suppressing movement and yielding a more stable configuration. Regarding claim 14, the combination of Choi and Jang et al. teach the battery module according to claim 7. However, they do not teach wherein the slot has a pair of convex inner surfaces. However, this is merely an example of changes in shape. MPEP 2144.04 IV B: Changes in Shape In re Dailey, 357 F.2d 669, 149 USPQ 47 (CCPA 1966) Claim 8 is rejected under 35 U.S.C. 103 as being unpatentable over Kim et al. (US 2022/0037715 A1) and Jang et al. (WO 2022/244985 A1 using US 2024/0106068 A1 as an English language translation.) as applied to claim 7 above, and further in view of Huang et al. (CN 216563355 U). Regarding claim 8, the combination of Kim and Jang et al. teach the battery module according to claim 7. However, they do not teach wherein a second coating covers a gap between the slot and the barrier. Huang et al. disclose a battery cell is provided with a tab, the tab is provided with a first coating, and the first coating is a fire-resistant insulating coating. Further, a grid (Fig. 3, element 152) of a bus bar assembly (Figs. 2 and 3, element 15) is larger than the size of a tab (Fig. 2, element 112) so that the tab easily passes through the grid and thus a gap is formed and a fireproof insulating filler is disposed in the gap (Paragraph 0040). Therefore, it would have been obvious to one of ordinary skill in the art to modify the combination of Kim and Jang with that of Huang in order to improve safety. Claim 8 is rejected under 35 U.S.C. 103 as being unpatentable over Choi et al. (US 2017/0294634 A1) and Jang et al. (WO 2022/244985 A1 using US 2024/0106068 A1 as an English language translation.) as applied to claim 7 above, and further in view of Huang et al. (CN 216563355 U). Regarding claim 8, the combination of Choi and Jang et al. teach the battery module according to claim 7. However, they do not teach wherein a second coating covers a gap between the slot and the barrier. Huang et al. disclose a battery cell is provided with a tab, the tab is provided with a first coating, and the first coating is a fire-resistant insulating coating. Further, a grid (Fig. 3, element 152) of a bus bar assembly (Figs. 2 and 3, element 15) is larger than the size of a tab (Fig. 2, element 112) so that the tab easily passes through the grid and thus a gap is formed and a fireproof insulating filler is disposed in the gap (Paragraph 0040). Therefore, it would have been obvious to one of ordinary skill in the art to modify the combination of Choi and Jang with that of Huang in order to improve safety. Claim 10 is rejected under 35 U.S.C. 103 as being unpatentable over Kim et al. (US 2022/0037715 A1) as applied to claim 1 above, and further in view of Yoon et al. (US 2022/0037710 A1). Regarding claim 10, Kim et al. teach the battery module according to claim 1. However, they do not teach a thermal resin disposed on an inner surface of the frame, wherein at least a portion of an upper edge or a lower edge of the barrier is adhered to the thermal resin. Yoon et al. teach a battery module (Figs. 4-6, element 120) comprising a plurality of cells (Figs. 4-6, element 110) including a frame member (Figs. 4 and 5, element 100). Further, a thermally conductive resin layer (Fig. 6, element 400) is positioned between the lower surface (Fig. 6, element 101) of the frame member (Figs. 4-5, element 100). Therefore, it would have been obvious to one of ordinary skill in the art to modify Kim with Yoon in order to discharge heat from the cells. Claim 10 is rejected under 35 U.S.C. 103 as being unpatentable over Choi et al. (US 2017/0294634 A1) as applied to claim 1 above, and further in view of Yoon et al. (US 2022/0037710 A1). Regarding claim 10, Choi et al. teach the battery module according to claim 1. However, they do not teach a thermal resin disposed on an inner surface of the frame, wherein at least a portion of an upper edge or a lower edge of the barrier is adhered to the thermal resin. Yoon et al. teach a battery module (Figs. 4-6, element 120) comprising a plurality of cells (Figs. 4-6, element 110) including a frame member (Figs. 4 and 5, element 100). Further, a thermally conductive resin layer (Fig. 6, element 400) is positioned between the lower surface (Fig. 6, element 101) of the frame member (Figs. 4-5, element 100). Therefore, it would have been obvious to one of ordinary skill in the art to modify Choi with Yoon in order to discharge heat from the cells. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to DANIEL S GATEWOOD whose telephone number is (571)270-7958. The examiner can normally be reached M-F 8:00-5:30. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Ula Tavares-Crockett can be reached at 571-272-1481. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. Daniel S. Gatewood, Ph.D. Primary Examiner Art Unit 1729 /DANIEL S GATEWOOD, Ph. D/ Primary Examiner, Art Unit 1729 June 2nd, 2026
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Prosecution Timeline

Jan 22, 2024
Application Filed
Jun 08, 2026
Non-Final Rejection mailed — §102, §103, §112 (current)

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Prosecution Projections

1-2
Expected OA Rounds
78%
Grant Probability
97%
With Interview (+18.9%)
2y 11m (~5m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1117 resolved cases by this examiner. Grant probability derived from career allowance rate.

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