Prosecution Insights
Last updated: April 19, 2026
Application No. 18/291,381

PHYSICAL UPLINK CONTROL CHANNEL (PUCCH) TRANSMISSION WITH SIMULTANEOUS BEAMS

Non-Final OA §103
Filed
Jan 23, 2024
Examiner
NGUYEN, THAI
Art Unit
2469
Tech Center
2400 — Computer Networks
Assignee
Qualcomm Incorporated
OA Round
1 (Non-Final)
85%
Grant Probability
Favorable
1-2
OA Rounds
2y 11m
To Grant
99%
With Interview

Examiner Intelligence

Grants 85% — above average
85%
Career Allow Rate
659 granted / 776 resolved
+26.9% vs TC avg
Moderate +15% lift
Without
With
+14.7%
Interview Lift
resolved cases with interview
Typical timeline
2y 11m
Avg Prosecution
22 currently pending
Career history
798
Total Applications
across all art units

Statute-Specific Performance

§101
8.3%
-31.7% vs TC avg
§103
41.9%
+1.9% vs TC avg
§102
10.8%
-29.2% vs TC avg
§112
30.0%
-10.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 776 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claims 1, 5, 6, 12, 16, 17 are rejected under 35 U.S.C. 103 as being unpatentable over Zhou et al (USPN 20200007208) in view of 3GPP TSG RAN WG1 Meeting #90, R1-1712454, provided by Applicant’s IDS, hereafter ZTE. Regarding claim 1, Zhou discloses an apparatus for wireless communication at a user equipment (UE), comprising: (UE for wireless device/UE, FIG. 12 #1200, comprising [0097-0099] a memory; and one or more processors, coupled to the memory, the memory and the one or more processors configured to: (memory, FIG. 12 #1212, coupled to processor, FIG. 12 #1204, and the processor operable to perform [0098-0099], FIG. 8 receive a configuration for a physical uplink control channel (PUCCH) resource for a transmission that uses multiple beams in a same time domain resource, (receive from base station configuration for multi-beam transmission on same UL PUCCH resource [0077, 0087, 0042, 0064-0066] transmit uplink control information (UCI) using the multiple beams (transmits PUCCH/SRS using multi-beams [0070, 0087] Zhou does not expressly disclose a same time domain resource; the PUCCH resource including multiple sets of physical resource blocks (PRBs); transmit uplink control information (UCI) in a respective set of PRBs of the multiple sets of PRBs of the PUCCH resource ZTE discloses a same time domain resource (PUCCH resource in time domain (section 2.3) the PUCCH resource including multiple sets of physical resource blocks (PRBs); (slot for transmitting PUCCH contains multiple sets of PRBs (Sections 2.2.1-2.4) transmit uplink control information (UCI) in a respective set of PRBs of the multiple sets of PRBs of the PUCCH resource (UE transmits PUCCH in an indicated set of PRBs (Sections 2.2.1-2.4) Therefore, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to implement “a same time domain resource; the PUCCH resource including multiple sets of physical resource blocks (PRBs); transmit uplink control information (UCI) in a respective set of PRBs of the multiple sets of PRBs of the PUCCH resource” as taught by ZTE into Zhou’s system with the motivation to perform uplink transmission using a PUCCH resource allocated for simultaneous transmission (ZTE, sections 2.2.1-2.4). Regarding claim 12, Zhou discloses an apparatus for wireless communication at a base station, comprising: (base station for wireless communication, FIG. 12 #1200, comprising [0097-0099] a memory; and one or more processors, coupled to the memory, the memory and the one or more processors configured to: (memory, FIG. 12 #1212, coupled to processor, FIG. 12 #1204, and the processor operable to perform [0098-0099], FIG. 8 transmit a configuration for a physical uplink control channel (PUCCH) resource for a transmission that uses multiple beams in a same time domain resource, (receive from base station configuration for multi-beam transmission on same UL PUCCH resource [0074, 0077, 0087, 0042, 0064-0066], FIG. 7 Zhou does not expressly disclose a same time domain resource; the PUCCH resource including multiple sets of physical resource blocks (PRBs); receive uplink control information (UCI) in a respective set of PRBs of the multiple sets of PRBs of the PUCCH resource ZTE discloses a same time domain resource (PUCCH resource in time domain (section 2.3) the PUCCH resource including multiple sets of physical resource blocks (PRBs); (slot for transmitting PUCCH contains multiple sets of PRBs (Sections 2.2.1-2.4) receive uplink control information (UCI) in a respective set of PRBs of the multiple sets of PRBs of the PUCCH resource (UE transmits PUCCH in an indicated set of PRBs (Sections 2.2.1-2.4) Therefore, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to implement “a same time domain resource; the PUCCH resource including multiple sets of physical resource blocks (PRBs); transmit uplink control information (UCI) in a respective set of PRBs of the multiple sets of PRBs of the PUCCH resource” as taught by ZTE into Zhou’s system with the motivation to perform uplink transmission using a PUCCH resource allocated for simultaneous transmission (ZTE, sections 2.2.1-2.4). Regarding claims 5, 16, Zhou does not expressly disclose “wherein a quantity of PRBs for the PUCCH resource is split between a first set of PRBs of the multiple sets of PRBs and a second set of PRBs of the multiple sets of PRBs” ZTE discloses 2 groups of 2 PRBs in each group of resources (Section 2.3), FIG. 3TC Therefore, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to implement “wherein a quantity of PRBs for the PUCCH resource is split between a first set of PRBs of the multiple sets of PRBs and a second set of PRBs of the multiple sets of PRBs” as taught by ZTE into Zhou’s system with the motivation to perform uplink transmission using a PUCCH resource allocated for simultaneous transmission (ZTE, sections 2.2.1-2.4). Regarding claims 6, 17, Zhou does not expressly disclose “wherein a quantity of PRBs for the PUCCH resource is used for a first set of PRBs of the multiple sets of PRBs and the quantity of PRBs for the PUCCH resource is used for a second set of PRBs of the multiple sets of PRBs” ZTE discloses first set of PRBs comprise 2 PRBs, the second set of PRBs also comprise 2 PRBs (Section 2.3), FIG. 3 Therefore, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to implement “wherein a quantity of PRBs for the PUCCH resource is used for a first set of PRBs of the multiple sets of PRBs and the quantity of PRBs for the PUCCH resource is used for a second set of PRBs of the multiple sets of PRBs” as taught by ZTE into Zhou’s system with the motivation to perform uplink transmission using a PUCCH resource allocated for simultaneous transmission (ZTE, sections 2.2.1-2.4). Claim 2, 13, are rejected under 35 U.S.C. 103 as being unpatentable over Zhou in view of ZTE as applied to claims 1, 12 respectively and in further view of He et al (USPN 20220303079). Regarding claims 2, 13, combined system of Zhou and ZTE does not expressly disclose “wherein the UCI is rate matched across the multiple sets of PRBs” He discloses each PUCCH resource in paired resource and its repetition comprises configured maximum code rate, additionally He discloses simultaneous HARQ-ACK and CSI transmission across paired PUCCH resources [0058, 0060-0075], FIG. 6 Therefore, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to implement “wherein the UCI is rate matched across the multiple sets of PRBs” as taught by He into combined system of Zhou and ZTE with the motivation to perform PUCCH transmission with repetitions with different spatial relations for multi-TRP operation and enhanced performance and coverage (He, paragraph [0001]). Claims 23, 24, 25, 27, 28, 29 are rejected under 35 U.S.C. 103 as being unpatentable over Zhou in view of He et al (USPN 20220303079). Regarding claim 23, Zhou discloses an apparatus for wireless communication at a user equipment (UE), comprising: (UE for wireless device/UE, FIG. 12 #1200, comprising [0097-0099] a memory; and one or more processors, coupled to the memory, the memory and the one or more processors configured to: (memory, FIG. 12 #1212, coupled to processor, FIG. 12 #1204, and the processor operable to perform [0098-0099], FIG. 8 receive a configuration for a physical uplink control channel (PUCCH) resource for a transmission that uses multiple beams in a same time domain resource, (receive from base station configuration for multi-beam transmission on same UL PUCCH resource [0077, 0087, 0042, 0064-0066] transmit uplink control information (UCI) using the multiple beams (transmits PUCCH/SRS using multi-beams [0070, 0087] Zhou does not expressly disclose a same time domain resource; the PUCCH resource including a single set of physical resource blocks (PRBs); transmit uplink control information (UCI) in the single set of PRBs He discloses a same time domain resource (paired PUCCH resource in time domain [0050-0053, 0056], FIGs. 7, 10 the PUCCH resource including a single set of physical resource blocks (PRBs); (paired PUCCH resource for PUCCH repetitions with different spatial relations with single set of PRBs [0050, 0053, 0056], FIGs. 5-7, transmit uplink control information (UCI) in the single set of PRBs (UE transmits PUCCH using single set of PRBs [0064, 0066], FIG. 4 Therefore, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to implement “a same time domain resource; the PUCCH resource including a single set of physical resource blocks (PRBs); transmit uplink control information (UCI) in the single set of PRBs” as taught by He into Zhou’s system with the motivation to perform PUCCH transmission with repetitions with different spatial relations for multi-TRP operation and enhanced performance and coverage (He, paragraph [0001]). Regarding claim 27, Zhou discloses an apparatus for wireless communication at a base station, comprising: (base station for wireless communication, FIG. 12 #1200, comprising [0097-0099] a memory; and one or more processors, coupled to the memory, the memory and the one or more processors configured to: (memory, FIG. 12 #1212, coupled to processor, FIG. 12 #1204, and the processor operable to perform [0098-0099], FIG. 8 Zhou does not expressly disclose transmit a configuration for a physical uplink control channel (PUCCH) resource for a transmission that uses multiple beams in a same time domain resource the PUCCH resource including a single set of physical resource blocks (PRBs); receive uplink control information (UCI) using the multiple beams in the single set of PRBs of the PUCCH resource He discloses transmit a configuration for a physical uplink control channel (PUCCH) resource for a transmission that uses multiple beams in a same time domain resource the PUCCH resource including a single set of physical resource blocks (PRBs) (base station transmits configuration for paired PUCCH resource utilizing different spatial relations with single set of PRBs [0041, 0045, 0050, 0053, 0056], FIGs. 4-7, receive uplink control information (UCI) using the multiple beams in the single set of PRBs of the PUCCH resource (receives UCI using paired PUCCH resource utilizing different spatial relations with single set of PRBs [0046, 0064,0041, 0045, 0050, 0053, 0056], FIGs. 4-7, Therefore, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to implement “transmit a configuration for a physical uplink control channel (PUCCH) resource for a transmission that uses multiple beams in a same time domain resource the PUCCH resource including a single set of physical resource blocks (PRBs); receive uplink control information (UCI) using the multiple beams in the single set of PRBs of the PUCCH resource” as taught by He into Zhou’s system with the motivation to perform PUCCH transmission with repetitions with different spatial relations for multi-TRP operation and enhanced performance and coverage (He, paragraph [0001]). Regarding claims 24, 28, Zhou does not expressly disclose “wherein the UCI is transmitted using the multiple beams in the single set of PRBs of the PUCCH resource in a single frequency network manner” He discloses wherein the UCI is transmitted using the multiple beams in the single set of PRBs of the PUCCH resource (receives UCI using paired PUCCH resource utilizing different spatial relations with single set of PRBs [0046, 0064,0041, 0045, 0050, 0053, 0056], FIGs. 4-7, “in a single frequency network manner” PUCCH frequency hopping for constructive PUCCH transmission occasions indicating multiple beams transmit the same UCI on same frequency resource simultaneous to be combined at receiver [0059, 0065] Therefore, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to implement “wherein the UCI is transmitted using the multiple beams in the single set of PRBs of the PUCCH resource in a single frequency network manner” as taught by He into Zhou’s system with the motivation to perform PUCCH transmission with repetitions with different spatial relations for multi-TRP operation and enhanced performance and coverage (He, paragraph [0001]). Regarding claims 25, 29, combined system of Zhou does not expressly disclose “wherein the UCI is rate matched to the single set of PRBs in connection with a first beam of the multiple beams and a second beam of the multiple beams” He discloses each PUCCH resource in paired resource comprises configured maximum code rate, additionally He discloses simultaneous HARQ-ACK and CSI transmission across paired PUCCH resources [0058, 0060-0075], FIG. 6 Therefore, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to implement “wherein the UCI is rate matched to the single set of PRBs in connection with a first beam of the multiple beams and a second beam of the multiple beams” as taught by He into Zhou’s system with the motivation to perform PUCCH transmission with repetitions with different spatial relations for multi-TRP operation and enhanced performance and coverage (He, paragraph [0001]). Claims 26, 30 are rejected under 35 U.S.C. 103 as being unpatentable over Zhou in view of He as applied to claims 23, 27 respectively an in further view of NPL titled “ETSI TS 138 211 V16.2 (2020-07), hereafter ETSI. Regarding claims 26, 30, He discloses UE transmits/base station receives UCI using paired PUCCH resource utilizing different spatial relations with single set of PRBs [0046, 0064,0041, 0045, 0050, 0053, 0056], FIGs. 4-7, Combined system of Zhou and He does not expressly disclose “in accordance with the transmission using a single antenna port” ETSI discloses PUCCH antenna port mapping, PUCCH transmitted on a single antenna port (Section 6.3) Therefore, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to implement “in accordance with the transmission using a single antenna port” as taught by ETSI into combined system of Zhou and He with the motivation to perform PUCCH transmission with repetitions with different spatial relations for multi-TRP operation and enhanced performance and coverage (He, paragraph [0001]). Allowable Subject Matter Claims 3, 4, 7-11, 14, 15, 18-22 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Abebe et al (20240137179) FIG. 10 Any inquiry concerning this communication or earlier communications from the examiner should be directed to THAI NGUYEN whose telephone number is (571)270-7632. The examiner can normally be reached M-F campus 10:30-5pm, telework 6pm-8pm| Telework count days. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Ian N Moore can be reached at (571)272-3085. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /THAI NGUYEN/Primary Examiner, Art Unit 2469
Read full office action

Prosecution Timeline

Jan 23, 2024
Application Filed
Mar 05, 2026
Non-Final Rejection — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
85%
Grant Probability
99%
With Interview (+14.7%)
2y 11m
Median Time to Grant
Low
PTA Risk
Based on 776 resolved cases by this examiner. Grant probability derived from career allow rate.

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