Prosecution Insights
Last updated: April 19, 2026
Application No. 18/291,436

TERMINAL, RADIO COMMUNICATION METHOD, AND BASE STATION

Non-Final OA §102
Filed
Jan 23, 2024
Examiner
DUFFY, JAMES P
Art Unit
2461
Tech Center
2400 — Computer Networks
Assignee
NTT Docomo Inc.
OA Round
1 (Non-Final)
76%
Grant Probability
Favorable
1-2
OA Rounds
2y 10m
To Grant
69%
With Interview

Examiner Intelligence

Grants 76% — above average
76%
Career Allow Rate
454 granted / 594 resolved
+18.4% vs TC avg
Minimal -8% lift
Without
With
+-7.6%
Interview Lift
resolved cases with interview
Typical timeline
2y 10m
Avg Prosecution
42 currently pending
Career history
636
Total Applications
across all art units

Statute-Specific Performance

§101
4.6%
-35.4% vs TC avg
§103
56.3%
+16.3% vs TC avg
§102
22.8%
-17.2% vs TC avg
§112
8.3%
-31.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 594 resolved cases

Office Action

§102
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 10-14 are rejected under 35 U.S.C. 102(a)(1) as being anticipated Zhang et al. (CN 111901837, publication of CN application 202010093882.6, cited in IDS filed 01/23/2024. All prior art citations are based on the English equivalent US 2023/0078059 and referred to as Zhang hereafter). RE claims 10 and 12, Zhang discloses a terminal and method for a terminal comprising: a receiver that receives reference signals associated with a second physical cell ID (PCI) that is different from a first PCI corresponding to a serving cell (Paragraph 56, 61 and 119-122, teaches a communication node receiving control signaling comprised of a plurality of “(PCI, second-type parameter) combinations. Each combination corresponds to one measurement reference signal resource set list); and a processor that controls beam failure detection (BFD) using the reference signals (Paragraph 45 discloses “The measurement reference signal includes one of the following … a measurement reference signal in a beam failure candidate reference signal resource set”, this is interpreted as disclosure that reference signal measurement for the purposes of beam failure detection is one function of the disclosure of Zhang), wherein when two sets of reference signals are configured, the processor determines a TCI state of the reference signals associated with the second PCI only for a second set (Paragraph 61: “The measurement reference signal resource in the CSI-ReportConfig includes at least one of the following: a channel measurement reference signal resource or an interference measurement reference signal resource. (PCI, second-type parameter) may be configured for the channel measurement reference signal resource and the interference measurement reference signal resource in the CSI-ReportConfig respectively so that the channel measurement signal and the interference measurement signal may correspond to different (PCI, second-type parameter)” and paragraph 122: “the primary PCI is a PCI corresponding to the first TCI state in the activated TCI states, where the activated TCI states include TCI states activated for a PDSCH in a BWP”). RE claim 11, Zhang discloses the terminal according to claim 10 as set forth above. Note that Zhang further discloses wherein reference signals in the second set are all associated with a same PCI (Paragraph 56, 61 and 119-122, teaches a communication node receiving control signaling comprised of a plurality of “(PCI, second-type parameter) combinations. Each combination corresponds to one measurement reference signal resource set list). RE claims 13, Zhang discloses base station comprising: a transmitter that transmits reference signals associated with a second physical cell ID (PCI) that is different from a first PCI corresponding to a serving cell (Paragraph 56, 61 and 119-122, teaches a communication node receiving control signaling comprised of a plurality of “(PCI, second-type parameter) combinations. Each combination corresponds to one measurement reference signal resource set list); and a processor that controls beam failure detection (BFD) using the reference signals (Paragraph 45 discloses “The measurement reference signal includes one of the following … a measurement reference signal in a beam failure candidate reference signal resource set”, this is interpreted as disclosure that reference signal measurement for the purposes of beam failure detection is one function of the disclosure of Zhang), wherein when two sets of reference signals are configured, a TCI state of the reference signals associated with the second PCI is determined only for a second set (Paragraph 61: “The measurement reference signal resource in the CSI-ReportConfig includes at least one of the following: a channel measurement reference signal resource or an interference measurement reference signal resource. (PCI, second-type parameter) may be configured for the channel measurement reference signal resource and the interference measurement reference signal resource in the CSI-ReportConfig respectively so that the channel measurement signal and the interference measurement signal may correspond to different (PCI, second-type parameter)” and paragraph 122: “the primary PCI is a PCI corresponding to the first TCI state in the activated TCI states, where the activated TCI states include TCI states activated for a PDSCH in a BWP”). RE claim 14, Zhang discloses a system comprising a terminal and a base station, wherein the base station comprises: a transmitter that transmits reference signals associated with a second physical cell ID (PCI) that is different from a first PCI corresponding to a serving cell (Paragraph 56, 61 and 119-122, teaches a communication node receiving control signaling comprised of a plurality of “(PCI, second-type parameter) combinations. Each combination corresponds to one measurement reference signal resource set list), and the terminal comprises: a receiver that receives the reference signals; and a processor that controls beam failure detection (BFD) using the reference signals (Paragraph 45 discloses “The measurement reference signal includes one of the following … a measurement reference signal in a beam failure candidate reference signal resource set”, this is interpreted as disclosure that reference signal measurement for the purposes of beam failure detection is one function of the disclosure of Zhang. Figure 9 discloses the node comprised of at least a processor, memory and receiver), wherein when two sets of reference signals are configured, the processor determines a TCI state of the reference signals associated with the second PCI only for a second set (Paragraph 61: “The measurement reference signal resource in the CSI-ReportConfig includes at least one of the following: a channel measurement reference signal resource or an interference measurement reference signal resource. (PCI, second-type parameter) may be configured for the channel measurement reference signal resource and the interference measurement reference signal resource in the CSI-ReportConfig respectively so that the channel measurement signal and the interference measurement signal may correspond to different (PCI, second-type parameter)” and paragraph 122: “the primary PCI is a PCI corresponding to the first TCI state in the activated TCI states, where the activated TCI states include TCI states activated for a PDSCH in a BWP”) Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to James P Duffy whose telephone number is (571)270-7516. The examiner can normally be reached Tuesday-Friday, 9am-6pm EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Huy D Vu can be reached at 571-272-3155. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /James P Duffy/Primary Examiner, Art Unit 2461
Read full office action

Prosecution Timeline

Jan 23, 2024
Application Filed
Feb 26, 2025
Response after Non-Final Action
Jan 03, 2026
Non-Final Rejection — §102 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
76%
Grant Probability
69%
With Interview (-7.6%)
2y 10m
Median Time to Grant
Low
PTA Risk
Based on 594 resolved cases by this examiner. Grant probability derived from career allow rate.

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