Prosecution Insights
Last updated: July 17, 2026
Application No. 18/291,549

BIDIRECTIONAL WAVEFORM SHAPING FOR GRID-TIED APPLICATIONS

Final Rejection §103
Filed
Jan 23, 2024
Priority
Jul 23, 2021 — provisional 63/225,275 +2 more
Examiner
BEHM, HARRY RAYMOND
Art Unit
2838
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Apparent Labs LLC
OA Round
2 (Final)
80%
Grant Probability
Favorable
3-4
OA Rounds
0m
Est. Remaining
87%
With Interview

Examiner Intelligence

Grants 80% — above average
80%
Career Allowance Rate
925 granted / 1163 resolved
+11.5% vs TC avg
Moderate +7% lift
Without
With
+7.2%
Interview Lift
resolved cases with interview
Typical timeline
2y 5m
Avg Prosecution
42 currently pending
Career history
1194
Total Applications
across all art units

Statute-Specific Performance

§101
0.4%
-39.6% vs TC avg
§103
77.3%
+37.3% vs TC avg
§102
6.2%
-33.8% vs TC avg
§112
0.9%
-39.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1163 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Arguments Applicant’s arguments with respect to claim(s) filed 4/6/2026 have been considered but are moot because the new ground of rejection does not rely on any reference applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1, 5-11 and 14-20 are rejected under 35 U.S.C. 103 as being unpatentable over Mantooth (US 11,693,376) in view of Meng (CN 108879765). With respect to claim 1, Mantooth discloses a power transfer device comprising: a bridge circuit (Fig. 2 4) to couple to a power grid (Fig. 1 10), the bridge circuit having cross-connected switches (Fig. 2 switches in 4) inline with a high voltage path (Fig. 2 upper line of 4) of the power grid; a direct current (DC) link (Fig. 1 217) coupled between the bridge circuit (Fig. 1 222) and a local interconnection (Fig. 1 interconnection 222 to 217) to transfer energy as a DC current between the local interconnection and the bridge circuit; and a controller (Fig. 17 Bi-directional Inverter Control) to control the cross-connected switches of the bridge circuit to provide bidirectional power transfer to interconnect with the power grid, the bidirectional power transfer to provide energy from the DC link to the bridge circuit for energy transfer from the local interconnection to the bridge circuit for delivery of energy from the local interconnection to the power grid (column 7, lines 35-38), and to charge the DC link from the power grid through the bridge circuit for energy transfer from the bridge circuit to the local interconnection for delivery of energy from the power grid to the local interconnection (column 7, lines 35-38). Mantooth does not explicitly state bidirectional waveform shaping of an alternating current (AC) current waveform. Meng discloses a controller (Fig. 1 PLL to SPWM) to control the cross-connected switches of the power converter (Fig. 1 S) to provide bidirectional waveform shaping of an alternating current (AC) current waveform (Fig. 5 ia) to interconnect with the power grid, the bidirectional waveform shaping to shape the AC current waveform (Fig. 5 ia) to provide energy from the DC side (Fig. 1 Udc) to the power converter for energy transfer from the local interconnection to the power converter for delivery of energy from the local interconnection to the power grid, and to shape the AC current waveform (Fig. 4 ia) to charge the DC side from the power grid through the power converter for energy transfer from the power converter to the local interconnection for delivery of energy from the power grid to the local interconnection. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to implement and a controller (Fig. 17 Bi-directional Inverter Control) to control the cross-connected switches of the bridge circuit to provide bidirectional waveform shaping of an alternating current (AC) current waveform to interconnect with the power grid, the bidirectional waveform shaping to shape the AC current waveform to provide energy from the DC link to the bridge circuit for energy transfer from the local interconnection to the bridge circuit for delivery of energy from the local interconnection to the power grid, and to shape the AC current waveform to charge the DC link from the power grid through the bridge circuit for energy transfer from the bridge circuit to the local interconnection for delivery of energy from the power grid to the local interconnection, in order to prevent AC distortion. With respect to claim 5, Mantooth in view of Meng make obvious the power transfer device of claim 1, wherein the local interconnection is to couple to a battery (Fig. 17 30). Mantooth does not disclose the details of the DC-DC converters. It was well known before the effective filing date of the claimed invention to implement wherein the local interconnection is to couple to transformers (in the DC-DC converters) to couple to a battery. It would have been obvious before the effective filing date of the claimed invention to implement the DC-DC converters (Fig. 19 UNIDRECTIONAL DC-DC CONVERTER, BIDIRECTIONAL DC-DC CONVERTER) with transformers such that the local interconnection is to couple to transformers to couple to a battery, in order to provide isolation and the voltage step up or step down required. With respect to claim 6, Mantooth in view of Meng make obvious the power transfer device of claim 1, wherein the local interconnection is to couple to a load (Fig. 17 30). Mantooth does not disclose the details of the DC-DC converters. It was well known before the effective filing date of the claimed invention to implement wherein the local interconnection is to couple to transformers (in the DC-DC converters) to couple to a load, the transformers to provide waveform shaping of energy delivered from the DC link to the load. It would have been obvious before the effective filing date of the claimed invention to implement the DC-DC converters (Fig. 19 ISOLATED BIDIRECTIONAL DC-DC CONVERTER, UNIDRECTIONAL DC-DC CONVERTER, BIDIRECTIONAL DC-DC CONVERTER) with transformers such that the local interconnection is to couple to transformers to couple to a load, the transformers to provide waveform shaping of energy delivered from the DC link to the load, in order to provide isolation and the voltage step up or step down required. With respect to claim 7, Mantooth in view of Meng make obvious the power transfer device of claim 1, wherein the local interconnection is to couple to a load (Fig. 17 200). Mantooth does not disclose the details of the DC-DC converters. It was well known before the effective filing date of the claimed invention to implement wherein the local interconnection is to couple to transformers (in the DC-DC converters) to couple to a local energy source, the transformers to provide to provide step-up for energy delivered from the local energy source to the DC link. It would have been obvious before the effective filing date of the claimed invention to implement the DC-DC converters (Fig. 19 ISOLATED BIDIRECTIONAL DC-DC CONVERTER, UNIDRECTIONAL DC-DC CONVERTER, BIDIRECTIONAL DC-DC CONVERTER) with transformers such that the local interconnection is to couple to transformers to couple to a local energy source, the transformers to provide step-up for energy delivered from the local energy source to the DC link, in order to provide isolation and the required voltage step up to the DC bus. With respect to claim 8, Mantooth in view of Meng make obvious the power transfer device of claim 1, wherein the cross-connected switches comprise first cross-connected switches, and wherein the local interconnection is to couple to second cross-connected switches (Fig. 2 S3-S6) to provide a microgrid (Fig 2 VB+), wherein the controller is to control (Fig. 4 vgs1-vgs8) the second cross-connected switches with AC current waveform shaping independent of the AC current waveform shaping of the first cross-connected switches. With respect to claim 9, Mantooth in view of Meng make obvious the power transfer device of claim 8, wherein the controller is to control the second cross-connected switches to provide bidirectional AC current waveform shaping between the microgrid and the DC link (column 18, lines 42-50). With respect to claim 10, Mantooth in view of Meng make obvious the power transfer device of claim 1, wherein the cross-connected switches comprise first cross-connected switches, and wherein the local interconnection is to couple to second cross-connected switches (Fig. 2 S3-S8) to provide a microgrid (Fig. 18 LOW VOLTAGE BUS). Mantooth does not disclose the details of the DC-DC converters. It was well known before the effective filing date of the claimed invention to implement wherein the local interconnection is to couple to transformers (in the DC-DC converters) to couple to a microgrid. It would have been obvious before the effective filing date of the claimed invention to implement the DC-DC converters (Fig. 19 ISOLATED BIDIRECTIONAL DC-DC CONVERTER, UNIDRECTIONAL DC-DC CONVERTER, BIDIRECTIONAL DC-DC CONVERTER) with transformers in parallel (Fig. 19 transformers of ISOLATED BIDIRECTIONAL DC-DC CONVERTER, UNIDRECTIONAL DC-DC CONVERTER, BIDIRECTIONAL DC-DC CONVERTER) with the microgrid such that the cross-connected switches comprise first cross-connected switches, and wherein the local interconnection is to couple to second cross-connected switches to provide a microgrid, and wherein the local interconnection is to couple to transformers in parallel with the microgrid, in order to provide isolation and the required voltage step up or step down to the DC bus. With respect to claim 11, Mantooth discloses a power transfer device comprising: a grid interconnect (Fig. 17 interconnect to AC Grid) to couple to a power grid (Fig. 17 AC Grid); a bridge circuit (Fig. 17 220) to couple to the power grid (Fig. 17 AC Grid) via the grid interconnect, the bridge circuit having cross-connected switches (Fig. 2 4 switches) inline with a high voltage path (Fig. 2 4 high path to AC Grid) of the power grid; a local interconnect (Fig. 17 interconnect to 210); a direct current (DC) link (Fig. 17 400V DC Bus) coupled between the bridge circuit and the local interconnect to transfer energy as a DC current between the local interconnect and the bridge circuit; a sensor device (Fig. 17 Vinv,Iinv) to monitor alternating current (AC) voltage and AC current of the power grid on a grid side of the grid interconnect; a controller (Fig. 17 Bi-directional Inverter Control) to control the cross-connected switches of the bridge circuit to provide bidirectional power to interconnect with the power grid, the bidirectional power transfer to provide energy from the DC link to the bridge circuit for energy transfer from the local interconnection to the bridge circuit for delivery of energy from the local interconnection to the power grid (column 7, lines 35-38), and to charge the DC link from the power grid through the bridge circuit for energy transfer from the bridge circuit to the local interconnection for delivery of energy from the power grid to the local interconnection (column 7, lines 35-38). Mantooth does not explicitly state bidirectional waveform shaping of an alternating current (AC) current waveform. Meng discloses a controller (Fig. 1 PLL to SPWM) to control the cross-connected switches of the power converter (Fig. 1 S) to provide bidirectional waveform shaping of an alternating current (AC) current waveform (Fig. 5 ia) of the power converter, the bidirectional waveform shaping to shape the AC current waveform (Fig. 5 ia) to provide energy from the DC side (Fig.1 Udc) to the power converter for energy transfer from the local interconnection to the bridge circuit for delivery of energy from the local interconnection to the power grid, and to shape the AC current waveform (Fig. 4 ia) to charge the DC side from the power grid through the power converter for energy transfer from the power converter to the local interconnection for delivery of energy from the power grid to the local interconnection. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to implement and a controller to control the cross-connected switches of the bridge circuit to provide bidirectional waveform shaping of an alternating current (AC) current waveform of the bridge circuit, the bidirectional waveform shaping to shape the AC current waveform to provide energy from the DC link to the bridge circuit for energy transfer from the local interconnect to the bridge circuit for delivery of energy from the local interconnect to the power grid, and to shape the AC current waveform to charge the DC link from the power grid through the bridge circuit for energy transfer from the bridge circuit to the local interconnect for delivery of energy from the power grid to the local interconnection, in order to prevent AC distortion. With respect to claims 14-18, Mantooth in view of Meng make obvious the method as set forth above. See claims 6-10, respectively, for additional details. With respect to claim 19, Mantooth discloses a method for interconnecting to a power grid, comprising: determining (Fig. 17 Vinv,Iinv,Idc) a direction of energy flow between a local interconnection (Fig. 17 interconnection to 210) and a grid interconnect (Fig. 17 interconnect to AC Grid) to a power grid (Fig. 17 AC Grid), the energy to flow through a direct current (DC) link (Fig. 17 400V DC Bus) coupled between an alternating current (AC) bridge circuit (Fig. 17 220) and the local interconnection to transfer energy as a DC current (Fig. 17 Idc) between the local interconnection and the AC bridge circuit; providing switching control (Fig. 17 Bi-directional Inverter Control) for the AC bridge circuit, the switching control to provide bidirectional power transfer to interconnect with the power grid, to shape the AC current waveform to provide energy from the DC link to the AC bridge circuit for energy transfer from the local interconnection to the AC bridge circuit for delivery of energy from the local interconnection to the power grid (column 7, lines 35-38), and to shape the AC current waveform to charge the DC link from the power grid through the AC bridge circuit for energy transfer from the AC bridge circuit to the local interconnection for delivery of energy from the power grid to the local interconnection (column 7, lines 35-38). Mantooth does not explicitly require bidirectional waveform shaping of an AC current waveform. Meng discloses bidirectional waveform shaping of an AC current waveform to interconnect with the power grid (Fig. 1 ua,ub,uc), to shape the AC current waveform (Fig. 4 ia) to provide energy from the DC side to the AC power converter (Fig. 1 S) for energy transfer from the local interconnection (Fig. 1 interconnection of S to Cdc) to the AC power converter for delivery of energy from the local interconnection to the power grid, and to shape the AC current waveform (Fig. 5 ia) to charge the DC side from the power grid through the AC power converter for energy transfer from the AC power converter to the local interconnection for delivery of energy from the power grid to the local interconnection. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to implement bidirectional waveform shaping of an AC current waveform to interconnect with the power grid, to shape the AC current waveform to provide energy from the DC link to the AC bridge circuit for energy transfer from the local interconnection to the AC bridge circuit for delivery of energy from the local interconnection to the power grid, and to shape the AC current waveform to charge the DC link from the power grid through the AC bridge circuit for energy transfer from the AC bridge circuit to the local interconnection for delivery of energy from the power grid to the local interconnection. With respect to claim 20, Mantooth in view of Meng make obvious the method as set forth above. See claims 8 for additional details. Claim(s) 2 and 12 are rejected under 35 U.S.C. 103 as being unpatentable over Mantooth (US 11,693,376) in view of Meng (CN 108879765) and further in view of Siri (US 2006/0171182). With respect to claim 2, Mantooth in view of Meng make obvious the power transfer device of claim 1 as set forth above. Mantooth remains silent as to isolating the control signals. It was known before the effective filing date of the claimed invention to isolate control signals. Siri discloses wherein the controller has control signals electrically isolated (Fig. 8 T1,T2) from the high voltage path to the cross-connected switches. It would have been obvious before the effective filing date of the claimed invention to implement wherein the controller has control signals electrically isolated from the high voltage path to the cross-connected switches, in order to interface the low voltage controller to the high voltage switches and to isolate the control electronics from high voltage noise in the power stage. With respect to claim 12, Mantooth in view of Meng and Siri make obvious the method as set forth above. See claim 2 for additional details. Claim(s) 3-4 and 13 are rejected under 35 U.S.C. 103 as being unpatentable over Mantooth (US 11,693,376) in view of Meng (CN 108879765) and further in view of Besser. With respect to claim 3, Mantooth in view of Meng make obvious the power transfer device of claim 1, and do not disclose wherein the DC link comprises a first transformer facing the bridge circuit, a second transformer facing the local interconnection, and an internal node between the first transformer and the second transformer as an energy reservoir. Besser discloses wherein the DC link comprises a first transformer (Fig. 28 T1) facing the bridge circuit (Fig. 28 32), a second transformer (Fig. 28 T2) facing the local interconnection (Fig. 28 N2), and an internal node (Fig. 28 N5) between the first transformer and the second transformer as an energy reservoir. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to implement wherein the DC link comprises a first transformer facing the bridge circuit, a second transformer facing the local interconnection, and an internal node between the first transformer and the second transformer as an energy reservoir, in order to filter the DC link and improve the total harmonic distortion. With respect to claim 4, Mantooth in view of Meng and Besser make obvious the power transfer device of claim 3, wherein the controller is to control the first transformer and the second transformer with high-speed switching (Besser Fig. 28 S1,S2) to convert the AC current waveform (Fig. 28 current 60) into a pseudo-DC current (Fig. 28 current 62). With respect to claim 13, Mantooth in view of Meng and Besser make obvious the method as set forth above. See claim 3 for additional details. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to HARRY RAYMOND BEHM whose telephone number is (571)272-8929. The examiner can normally be reached M-F: 8-5 EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Thienvu Tran can be reached at 571-270-1276. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /HARRY R BEHM/Primary Examiner, Art Unit 2838
Read full office action

Prosecution Timeline

Jan 23, 2024
Application Filed
Dec 01, 2025
Non-Final Rejection (signed) — §103
Jan 06, 2026
Non-Final Rejection mailed — §103
Apr 06, 2026
Response Filed
Apr 21, 2026
Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12683481
ZERO VOLTAGE SWITCHING HYBRID CONVERTER
2y 2m to grant Granted Jul 14, 2026
Patent 12676550
REDUCED COMMON MODE VOLTAGE EMISSION CONVERTER
3y 9m to grant Granted Jul 07, 2026
Patent 12676559
POWER ELECTRONIC BUILDING BLOCK FOR MODULAR MULTILEVEL CONVERTERS
2y 7m to grant Granted Jul 07, 2026
Patent 12671347
Solar Inverter With Multiple Dynamic Current Sources
2y 4m to grant Granted Jun 30, 2026
Patent 12671333
ASYNCHRONOUS STATE MACHINE BASED DRIVER FOR DC/DC REGULATORS
2y 3m to grant Granted Jun 30, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

3-4
Expected OA Rounds
80%
Grant Probability
87%
With Interview (+7.2%)
2y 5m (~0m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 1163 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month