Prosecution Insights
Last updated: October 25, 2026
Application No. 18/293,368

CIRCUIT ARRANGEMENT, TIME-MODE ARITHMETIC UNIT, ALL-DIGITAL PHASE-LOCKED LOOP, AND CORRESPONDING METHODS

Non-Final OA §102§103§112
Filed
Jan 30, 2024
Priority
Aug 06, 2021 — EU 21190043.6 +1 more
Examiner
YOUSSEF, MENATOALLAH M
Art Unit
2836
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Sony Group Corporation
OA Round
3 (Non-Final)
77%
Grant Probability
Favorable
3-4
OA Rounds
0m
Est. Remaining
95%
With Interview

Examiner Intelligence

Grants 77% — above average
77%
Career Allowance Rate
162 granted / 210 resolved
+9.1% vs TC avg
Strong +18% interview lift
Without
With
+18.1%
Interview Lift
resolved cases with interview
Typical timeline
2y 4m
Avg Prosecution
1 currently pending
Career history
224
Total Applications
across all art units

Statute-Specific Performance

§101
13.0%
-27.0% vs TC avg
§103
43.9%
+3.9% vs TC avg
§102
17.7%
-22.3% vs TC avg
§112
20.8%
-19.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 210 resolved cases

Office Action

§102 §103 §112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Arguments Applicant’s arguments filed 04/03/2026, with regards to claim rejections under 35 U.S.C. 112, have been fully considered and are persuasive. The claim rejection of Claim 2 as rejected under 35 U.S.C. 112 has been withdrawn. Applicant's arguments filed 04/03/2026, with regards to claim rejections under 35 U.S.C. 102 and 35 U.S.C. 103 have been fully considered but they are not persuasive. Specifically, Applicant discusses differences between the prior art and the present application including: For Claims 1-7 and 19 using a “time-register circuit that accumulates charge based on input pulse widths and then outputs a delay relative to a separate readout trigger” (Remarks, p. 10); and the prior art Powell operating “on an entirely different principle” than the present application (Remarks, p. 11); For Claim 20 “the Office Action does not explain with particularity how the specific method steps of Claim 20… are individually disclosed by Yin.” Remarks, pp. 12-13; For Claims 7-18 the circuit arrangement of Claim 1 as “incorporated into the TAU of Claim 7” (Remarks, p. 13); and “the motivation to combine Yin and Powell is conclusory and unsupported” (Remarks, pp. 13-14). Examiner respectfully disagrees. With regards to (1)(a), in response to applicant's argument that the references fail to show certain features of the invention, it is noted that the features upon which applicant relies (i.e. “time-register circuit”) are not recited in the rejected claim(s). Although the claims are interpreted in light of the specification, limitations from the specification are not read into the claims. See In re Van Geuns, 988 F.2d 1181, 26 USPQ2d 1057 (Fed. Cir. 1993). Instead, variable capacitor 112 of Powell discards charges based on the input signals which control S1 and S2. This output is then provided to comparator 118. The configuration shown in Figure 7 of Powell is similar as what is illustrated in Applicant’s Figures 3a and 5a, and claimed in the present invention. With regards to (1)(b), in response to applicant's argument that Powell is nonanalogous art, it has been held that a prior art reference must either be in the field of the inventor’s endeavor or, if not, then be reasonably pertinent to the particular problem with which the inventor was concerned, in order to be relied upon as a basis for rejection of the claimed invention. See In re Oetiker, 977 F.2d 1443, 24 USPQ2d 1443 (Fed. Cir. 1992). In this case, both the prior art and the present invention are directed to clocked circuit configurations. With regards to (2)(a), the rejection of Claim 20 details how the method is performed by showing the results of the methodology claimed using the voltage transfer trajectory of switched-RC circuit, as further depicted in Figure 2. With regards to (3)(a), In response to applicant's argument that circuit arrangement of Claim 1 cannot be incorporated into the TAU of Claim 7, the test for obviousness is not whether the features of a secondary reference may be bodily incorporated into the structure of the primary reference; nor is it that the claimed invention must be expressly suggested in any one or all of the references. Rather, the test is what the combined teachings of the references would have suggested to those of ordinary skill in the art. See In re Keller, 642 F.2d 413, 208 USPQ 871 (CCPA 1981). Here, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to use the circuit arrangement of Powell et al. with each of the first and second circuit arrangements in Yin et al. for the purpose of providing easier design and simpler frequency calibration. Powell et al. Col. 13, lines 64-65. Finally, with regards to (3)(b), in response to applicant’s argument that there is no teaching, suggestion, or motivation to combine the references, the examiner recognizes that obviousness may be established by combining or modifying the teachings of the prior art to produce the claimed invention where there is some teaching, suggestion, or motivation to do so found either in the references themselves or in the knowledge generally available to one of ordinary skill in the art. See In re Fine, 837 F.2d 1071, 5 USPQ2d 1596 (Fed. Cir. 1988), In re Jones, 958 F.2d 347, 21 USPQ2d 1941 (Fed. Cir. 1992), and KSR International Co. v. Teleflex, Inc., 550 U.S. 398, 82 USPQ2d 1385 (2007). In this case, Yin teaches the circuit arrangement details, but does not teach the specific circuitry details claimed. Powell is used to further teach these circuitry details. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to use the circuit arrangement of Powell et al. with each of the first and second circuit arrangements in Yin et al. for the purpose of providing easier design and simpler frequency calibration. Powell et al. Col. 13, lines 64-65. Thus, the prior art still teach the claimed limitations. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-6 and 19 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Powell et al. (US 10,673,383 B1). Regarding Claim 1 and equivalent method Claim 19, Powell et al. teaches in Figure 7 a circuit arrangement configured to: discard charges from a capacitive circuit element of the circuit arrangement based on a width of one or more signal pulses of an input signal being provided to the circuit arrangement (using capacitor 112), with the rate at which the charges are discarded being dependent on at least one control signal being provided to the circuit arrangement (using control signals at switches S1 and S2; using tuning signal to further adjust capacitor 112); and provide an output signal flank having a delay relative to a readout signal flank being provided to the circuit arrangement (to an input of comparator 118), with the delay being based on the charges stored in the capacitive circuit element at the time the readout signal flank is provided to the circuit arrangement (where comparator 118 is based on input, including from capacitor 112). Regarding Claim 2, Powell et al. further teaches the time-register circuit arrangement, wherein the capacitive circuit element is a tunable capacitive circuit element (Col. 13, lines 12-13: “variable capacitor 112”), wherein the circuit arrangement is configured to vary the rate at which the charges are discarded by controlling a capacitance of the tunable capacitive circuit element based on the at least one control signal (using control signals at switches S1 and S2; using a tuning signal to further adjust capacitor 112). Regarding Claim 3, Powell et al. further teaches the circuit arrangement, wherein the charges are discarded via a resistive circuit element of the circuit arrangement (using resistor 114). Regarding Claim 4, Powell et al. further teaches the circuit arrangement, wherein the resistive circuit element is a tunable resistive circuit element (Col. 13, line 13: “variable resistor 114”), wherein the circuit arrangement is configured to vary the rate at which the charges are discarded by controlling an electrical resistance of the tunable resistive element based on the at least one control signal (using control signals at switches S1 and S2; using a tuning signal to further adjust resistor 114). Regarding Claim 5, Powell et at. further teaches the circuit arrangement, comprising an output circuit element (comparator 118), wherein the output circuit element is configured to provide the output signal flank having the delay relative to the readout signal (based on the inputs including from capacitor 112). Regarding Claim 6, Powell et al. further teaches the circuit arrangement, wherein the circuit arrangement is configured to discard the charges remaining in the capacitive circuit element in response to the readout signal flank (based on control signals at switches S1 and S2), wherein the output circuit element is a comparator circuit (comparator 118), configured to trigger the output signal flank when a voltage representing the charges remaining in the capacitive circuit element reaches a voltage threshold (based on the signals inputted into comparator 118). Claim(s) 20 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Yin et al. (“A Type-II Analog PLL with Time-Domain Processing”, 2019 IEEE International Symposium on Circuits and Systems (ISCAS), IEEE, May 22, 2021, 5 pages), as cited in the IDS 01/30/2024. Regarding Claim 20, Yin et al. teaches in Figure 3(a) a method for operating a Time-mode Arithmetic Unit, TAU, circuit arrangement, comprising: converting a time-mode input signal comprising at least a first pair of input signal flanks to a first and a second input signal (converting CLK_REF and CLK_FB to UP and DW signals), the first and second input signals each comprising at least a first signal pulse having a pulse width being based on a delay between the flanks of the first pair of input signal flanks (using the flip-flop delay between CLK_REF and UP and using the flip-flop delay between CLK_FB and DW); discarding charges from a first capacitive circuit element based on a width of at least the first pulse of the first input signal (where Figure 2(b) further details the time adder includes capacitor C1 within the time register TR1 is based on the first input signal (see V_C1 of Figure 2(c)); discarding charges from a second capacitive circuit element based on a width of at least the first pulse of the second input signal (where Figure 2(b) further details the time adder includes capacitor C1 within the time register TR2 is based on the first input signal (see V_C1 of Figure 2(c)); providing a flank of a pair of output signal flanks (OUTA) having a delay (Delta To, TR) relative to a readout signal flank (RPC), with the delay being based on the charges stored in the first capacitive circuit element at the time the readout signal flank is provided (as based on capacitor C1 of time register TR1 (see Figure 2(b)); providing the other flank of the pair of output signal flanks (OUTB) having a delay (Delta To, TR) relative to the readout signal flank (RPC), with the delay being based on the charges stored in the second capacitive circuit element at the time the readout signal flank is provided (as based on capacitor C1 of time register TR2 (see Figure 2(b)); providing a time-mode output signal comprising the pair of output signal flanks (OUTA, OUTB). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 7-18 is/are rejected under 35 U.S.C. 103 as being unpatentable over Yin et al. (“A Type-II Analog PLL with Time-Domain Processing”, 2019 IEEE International Symposium on Circuits and Systems (ISCAS), IEEE, May 22, 2021, 5 pages), as cited in the IDS 01/30/2024, and further in view of Powell et al. (US 10,673,383 B1), as applied to Claim 1 above. Regarding Claim 7, Yin et al. teaches in Figure 3(a) a Time-mode Arithmetic Unit, TAU, circuit arrangement, comprising: at least a first and a second circuit arrangement (U1, U4 and U2, U3); and control circuitry (Phase detector) configured to: convert a time-mode input signal comprising at least a first pair of input signal flanks to a first and a second input signal (converting CLK_REF and CLK_FB to UP and DW signals), the first and second input signal each comprising at least a first signal pulse having a pulse width being based on a delay between the flanks of the first pair of input signal flanks (using the flip-flop delay between CLK_REF and UP and using the flip-flop delay between CLK_FB and DW), provide the first and second input signal to the first and second circuit arrangement (where UP signal is received at U1 + U4 arrangement and where DW signal is received at U2 + U3 arrangement), and provide a time-mode output signal comprising a pair of output signal flanks based on respective output signals of the first and second circuit arrangements (as outputted by U4 and U3); but does not explicitly teach at least a first and a second circuit arrangement according to claim 1. Powell et al. teaches the circuit arrangement according to Claim 1 (see Claim 1 rejection). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to use the circuit arrangement of Powell et al. with each of the first and second circuit arrangements in Yin et al. for the purpose of providing easier design and simpler frequency calibration. Powell et al. Col. 13, lines 64-65. Regarding Claim 8, Yin et al. and Powell et al., as a whole, teach all the limitations of the present invention, wherein Yin et al. further teaches the TAU circuit arrangement, wherein the control circuitry is configured to provide, if the time-mode input signal further comprises at least one further pair of input signal flanks, each of the first and second input signals with at least one further signal pulse having a pulse width being based on a delay between the signal flanks of the at least one further pair of input signal flanks (as based on the feedback delay from the AND gate and inverter to each of the reset nodes R on each flip-flop). Regarding Claim 9, Yin et al. and Powell et al., as a whole, teach all the limitations of the present invention, wherein Yin et al. further teaches the TAU circuit arrangement, wherein the TAU circuit arrangement is configured to perform a time-mode summation of the delay between the signal flanks of the first pair of input signal flanks and the delay between the signal flanks of the at least one further pair of input signal flanks, with the delay between the pair of output signal flanks representing the result of the time-mode summation (as based on the feedback delay from the AND gate and inverter to each of the reset nodes R on each flip-flop; see also signal generator circuit arrangement). Regarding Claim 10, Yin et al. and Powell et al., as a whole, teach all the limitations of the present invention, wherein Yin et al. further teaches the TAU circuit arrangement, wherein the control circuitry is configured to provide at least one control signal to the first and second circuit arrangement (inputs to U1 and U2, as outputted by signal generator), the at least one control signal being configured to control the rate at which charges are being discarded from a capacitive circuit element of the respective circuit arrangements (where each circuit arrangement is further taught by Powell to include an adjustable capacitor 112, which charges and discharges based in part on S1 and S2). Regarding Claim 11, Yin et al. and Powell et al., as a whole, teach all the limitations of the present invention, wherein Yin et al. further teaches the TAU circuit arrangement, wherein the control circuitry is configured to provide the control signal during at least a first time interval and a final time interval, the first time interval encompassing the first signal pulses being provided as part of the first and second input signal and the final time interval encompassing a time between the readout signal flank and the provision of the pair of output signal flanks of the output signal (using the phase detector and signal generator circuit configuration). Regarding Claim 12, Yin et al. and Powell et al., as a whole, teach all the limitations of the present invention, wherein Yin et al. further teaches the TAU circuit arrangement, wherein the control circuitry is configured to provide the control signal further during at least one further time interval between the first and the final time interval (using the phase detector and signal generator circuit configuration), the at least one further time interval encompassing at least one further signal pulse being provided as part of each of the first and second input signal (as based on the feedback delay from the AND gate and inverter to each of the reset nodes R on each flip-flop; see also signal generator circuit arrangement). Regarding Claim 13, Yin et al. and Powell et al., as a whole, teach all the limitations of the present invention, where Yin et al. further teaches the TAU circuit arrangement, wherein the control signal provided during the first and at least one further time intervals acts as weighting factor, influencing the amount of charges being discarded in response to the first and at least one further signal pulses included in the first and second input signal (using the phase detector and signal generator circuit configuration, wherein the phase detector generates signals based on at least CLK_REF and CLK_FB). Regarding Claim 14, Yin et al. and Powell et al., as a whole, teach all the limitations of the present invention, wherein Yin et al. further teaches the TAU circuit arrangement, wherein the TAU circuit arrangement is configured to perform a time-mode weighted summation of the delay between the signal flanks of the first pair of input signal flanks and the delay between the signal flanks of the at least one further pair of input signal flanks, weighted by the weighting factor, with the delay between the pair of output signal flanks representing the result of the time-mode weighted summation (using the phase detector and signal generator circuit configuration). Regarding Claim 15, Yin et al. and Powell et al., as a whole, teach all the limitations of the present invention, wherein Yin et al. further teaches the TAU circuit arrangement, wherein the control signal provided during the final time interval acts as scaling factor, influencing a time delay between the pair of output signal flanks, wherein the TAU circuit arrangement is configured to perform a time-mode summation of the delay between the signal flanks of the first pair of input signal flanks and the delay between the signal flanks of the at least one further pair of input signal flanks, with the delay between the pair of output signal flanks representing the result of the time-mode summation, multiplied by the scaling factor (using the phase detector and signal generator circuit configuration). Regarding Claim 16, Yin et al. and Powell et al., as a whole, teach all the limitations of the present invention, wherein Yin et al. further teaches the TAU circuit arrangement, wherein the control circuitry is configured to switch between generating signal pulses having a wider pulse width for the first input signal and generating signal pulses having a wider pulse width for the second input signal based on a sign setting signal being provided to the TAU circuit arrangement (based in part on the inputted signals to the phase detector). Regarding Claim 17, Yin et al. and Powell et al. as a whole, teach all the limitations of the present invention, wherein Yin et al. further teaches an All-Digital Phase-Locked Loop, ADPLL, circuit arrangement comprising the TAU circuit arrangement (see Figure 7). Regarding Claim 18, Yin et al. and Powell et al., as a whole, teach all the limitations of the present invention, wherein Yin et al. further teaches the ADPLL circuit arrangement, wherein the TAU circuit arrangement is configured to capture an offset between an oscillator signal and a signal flank of a reference signal of the ADPLL circuit arrangement (using CLK_REF and CLK_FB signals). Conclusion THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Contact Any inquiry concerning this communication or earlier communications from the examiner should be directed to Diana J Cheng whose telephone number is (571)270-1197. The examiner can normally be reached Monday - Friday 9 am - 5:30 pm ET. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Menatoallah Youssef can be reached at (571)270-3684. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /DIANA J. CHENG/ Primary Examiner, Art Unit 2849
Read full office action

Prosecution Timeline

Jan 30, 2024
Application Filed
Jan 08, 2026
Non-Final Rejection mailed — §102, §103, §112
Apr 03, 2026
Response Filed
Apr 21, 2026
Final Rejection mailed — §102, §103, §112
May 27, 2026
Response after Non-Final Action
Oct 21, 2026
Examiner Interview (Telephonic)
Oct 23, 2026
Non-Final Rejection mailed — §102, §103, §112 (current)

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Prosecution Projections

3-4
Expected OA Rounds
77%
Grant Probability
95%
With Interview (+18.1%)
2y 4m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 210 resolved cases by this examiner. Grant probability derived from career allowance rate.

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