Prosecution Insights
Last updated: April 19, 2026
Application No. 18/293,670

POSITIVE ELECTRODE ACTIVE MATERIAL FOR LITHIUM SECONDARY BATTERY, POSITIVE ELECTRODE FOR LITHIUM SECONDARY BATTERY, AND LITHIUM SECONDARY BATTERY

Final Rejection §103
Filed
Jan 30, 2024
Examiner
NGUYEN, TRI V
Art Unit
1764
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Sumitomo Metal Mining Co., Ltd.
OA Round
2 (Final)
67%
Grant Probability
Favorable
3-4
OA Rounds
3y 1m
To Grant
99%
With Interview

Examiner Intelligence

Grants 67% — above average
67%
Career Allow Rate
633 granted / 941 resolved
+2.3% vs TC avg
Strong +58% interview lift
Without
With
+57.9%
Interview Lift
resolved cases with interview
Typical timeline
3y 1m
Avg Prosecution
47 currently pending
Career history
988
Total Applications
across all art units

Statute-Specific Performance

§101
0.7%
-39.3% vs TC avg
§103
49.2%
+9.2% vs TC avg
§102
21.2%
-18.8% vs TC avg
§112
18.2%
-21.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 941 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Amendment Upon entry of the amendment filed on 17 February 2026, Claim(s) 1, 4, 5, 12 and 13 is/are amended; and Claim(s) 1-20 is/are added. The currently pending claims are Claims 1-20. Applicants’ remarks and amendments have been carefully considered; however, they are not found persuasive and the rejections are maintained. Claim Rejections - 35 USC § 103 The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. Claim(s) 1-20 is/are rejected under 35 U.S.C. 103 as being unpatentable over Kurita (US2021/0043917A1, cited in the IDS) or Kaneda (US2020/0388841A1, cited in the IDS) in view of Sakai. Claims 1, 4 and 12: Kurita or Kaneda discloses a lithium metal composite oxide powder includes primary particles; and secondary particles formed by aggregation of the primary particles satisfying Li[Lix(Ni(1-y-z-w)CoyMnzMw)1-x]O2  (I) (in Composition Formula (I), −0.1≤x≤0.2, 0<y≤0.5, 0<z≤0.8, 0<w≤0.1, 1−y−z−w<1 and y+z+w<1 are satisfied, and M represents one or more metals selected from the group consisting of Fe, Cu, Ti, Mg, Al, W, B, Mo, Nb, Zn, Sn, Zr, Ga, and V) (Kurita: abs, claims 1 and 2); and LidNi1-a-b-cMnaMbNbcO2+γ (in General Formula (1), M is at least one element selected from Co, W, Mo, V, Mg, Ca, Al, Ti, Cr, Zr, and Ta; and 0.03≤a≤0.60, 0≤b≤0.60, 0.02≤c≤0.08, a+b+c<1, 0.95≤d≤1.20, and 0≤γ≤0.5) – (Kaneda: abs, Fig 1, 2 and 6 with accompanying text, claims 1 and 2). Further, Kurita discloses the Li-X compound with X being tungsten - see Li2OO4 and Li4WO5 - and located in the gaps of the aggregated particles (¶17-36, 68, 196, 278j, 309, 339) and Kaneda discloses the LI-X compound with X being Nb – see Li3NbO4 and LiNbO3 – and Li-X being in the gaps (¶28, 64, 169 and Table 1 & 3 and Fig 1 with accompanying text). Kurita or Kaneda discloses the claimed invention but does not explicitly disclose the feature of the diameter ratio based on the X-ray diffraction pattern of 2θ=18.5±1° and 2θ of 10° or more and 90° or less and formula (A). It is noted that the Kurita or Kaneda reference discloses optimizing the diameter variables and the claim(s) call(s) for a diameter ratio based on the X-ray pattern. In an analogous art, the Sakai reference discloses that a similar diameter ratio as observed in an X-ray diffraction pattern at a peak in the vicinity of a diffraction angle 2θ of 18 to 19°, a peak in the vicinity of a diffraction angle 2θ of 64°, and a peak in the vicinity of a diffraction angle 2θ of 21 to 22 that satisfy the claimed formula (A) to gain the benefit of high discharge capacity and excellent cycle durability of cathode active material (abs, ¶12, 48-70, 117-120 and Tables 1-4 with accompanying text). One of ordinary skill in the art would have recognized that applying the known technique of Sakai to the teachings of Kurita or Kaneda would have yielded predictable results because the level of ordinary skill in the art demonstrated by the cited references shows the ability to apply such features into similar systems and compositions for the benefit gain of high discharge capacity and excellent cycle durability. See MPEP 2143. Further, it is noted that obviousness only requires a reasonable expectation of success and there is no evidence nor teaching that the substitution/implementation would be repugnant to a skilled artisan. Claims 2, 5, 13, 19 and 20: Kurita or Kaneda and Sakai disclose the claimed diameter variables such as a D50 in the range of 3-15 microns and various D90/D50/D10 values – which, once plugged into the claimed formula (B), leads to values falling below the claimed upper limit of 2 such as 1.7 (Kurita: Table 1 with accompanying text, Kaneda: Tables 1-6 with accompanying text and Sakai: abs, ¶12, 48-70 and Tables 1-4 with accompanying text). Claims 3, 8, 11 and 16: Kurita or Kaneda and Sakai disclose the claimed BET specific surface area values (Kurita: Table 1 with accompanying text, Kaneda: Tables 1-6 with accompanying text and Sakai: abs, ¶12, 48-70 and Tables 1-4 with accompanying text). Claims 6, 7, 14 and 15: The Kurita or Kaneda and Sakai reference(s) disclose(s) the claimed invention but do(es) not explicitly disclose the claimed diameter range. It is noted that the claimed range is construed as a result-effective variable, i.e., a variable which achieves a recognized result. Given that the Kurita or Kaneda and Sakai reference discloses a similar composition and is motivated to optimize the size to achieve improved performance, it would have been obvious to one of ordinary skill in the art at the time of the invention to choose the instantly claimed ranges through process optimization such as varying the diameter range, since it has been held that where the general conditions of a claim are disclosed in the prior art, discovering the optimum or workable ranges involves only routine skill in the art. See MPEP 2144.05. Thus, it would have been obvious to one of ordinary skill in the art at the time of the invention to optimize known variables, i.e. particle range, since the reference also discloses a similar end-product. Further, obviousness only requires a reasonable expectation of success and there is no evidence nor teaching that the selection or optimization of the claimed components would be repugnant to a skilled artisan. Claims 9, 10, 17 and 18: Kurita or Kaneda and Sakai disclose the claimed end-products such as a lithium secondary battery (Kurita : abs, ¶3, 4 and examples, Kaneda: abs, ¶2-8 and examples & Sakai: examples and Table 4 with accompanying text). Response to Arguments Applicant's arguments filed 17 February 2026 have been fully considered but they are not persuasive. Applicant argues that the cited references do not disclose the specific Li-X compound, the gaps ant the location of the Li-X compound (pg. 6 and 7). The examiner respectively disagrees and notes that Kurita discloses the Li-X compound with X being tungsten - see Li2OO4 and Li4WO5 - and located in the gaps of the aggregated particles (¶17-36, 68, 196, 278j, 309, 339) and Kaneda discloses the LI-X compound with X being Nb – see Li3NbO4 and LiNbO3 – and Li-X being in the gaps (¶28, 64, 169 and Table 1 & 3 and Fig 1 with accompanying text). Conclusion THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to TRI V NGUYEN whose telephone number is (571)272-6965. The examiner can normally be reached M-F 9-5. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Arrie Lanee Reuthers can be reached at 571.272.7026. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /TRI V NGUYEN/Primary Examiner, Art Unit 1764
Read full office action

Prosecution Timeline

Jan 30, 2024
Application Filed
Nov 14, 2025
Non-Final Rejection — §103
Feb 17, 2026
Response Filed
Mar 16, 2026
Final Rejection — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
67%
Grant Probability
99%
With Interview (+57.9%)
3y 1m
Median Time to Grant
Moderate
PTA Risk
Based on 941 resolved cases by this examiner. Grant probability derived from career allow rate.

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