Prosecution Insights
Last updated: July 17, 2026
Application No. 18/293,823

COMPOUNDS THAT INHIBIT PI3K ISOFORM ALPHA AND METHODS FOR TREATING CANCER

Non-Final OA §112
Filed
Jan 31, 2024
Priority
Aug 09, 2021 — provisional 63/231,156 +1 more
Examiner
HEITMEIER, KENDALL NICOLE
Art Unit
1621
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
Scorpion Therapeutics Inc.
OA Round
1 (Non-Final)
65%
Grant Probability
Moderate
1-2
OA Rounds
1y 4m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 65% of resolved cases
65%
Career Allowance Rate
22 granted / 34 resolved
+4.7% vs TC avg
Strong +42% interview lift
Without
With
+41.7%
Interview Lift
resolved cases with interview
Typical timeline
3y 9m
Avg Prosecution
44 currently pending
Career history
84
Total Applications
across all art units

Statute-Specific Performance

§101
1.0%
-39.0% vs TC avg
§103
30.6%
-9.4% vs TC avg
§102
25.5%
-14.5% vs TC avg
§112
15.3%
-24.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 34 resolved cases

Office Action

§112
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . DETAILED ACTION Status of 18/293,823 Claims 1, 4-5, 7-11, 13, 17, 21, 23, 34-35, and 42-46 are currently pending. Priority Instant application 18/293,823, filed 1/31/2024, claims priority as follows: PNG media_image1.png 67 391 media_image1.png Greyscale The effective filing date of a claimed invention is determined on a claim-by-claim basis. See MPEP § 2152.01. The priority document U.S. Provisional Application No. 63/231,156 fails to provide support under 35 U.S.C. 112 for when Z of instant Formula (I) is NRx. Thus, the instant claims are not entitled to the effective filing date of 8/9/2021. However, the document PCT/US2022/039674 contains support for the limitation of where Z is NRx, and the claims are granted the effective filing date of 8/8/2022. Information Disclosure Statement All references from the IDS submitted on 12/4/2024 have been considered unless marked with a strikethrough. The Examiner notes Cite No. 155 is a repeat reference, and the content of Cite No.’s 225 and 265 are pixelated and illegible, and thus cannot be fully considered. The other references struck through are not present in the file wrapper. Election/Restriction Applicant’s election of Group I, claims 1, 4-5, 7-11, 13, 17, 21, 23, 34-35, and 42-45, drawn to compounds and compositions of Formula (I), without traverse in the reply filed 4/22/2026 is acknowledged. Applicant’s election of compound 4: PNG media_image2.png 257 264 media_image2.png Greyscale In the same reply, without traverse, is also acknowledged. Examination will begin with the elected species. In accordance with MPEP § 803.02, if upon examination of the elected species, no prior art is found that would anticipate or render obvious the instant invention based on the elected species, the search of the Markush-type claim will be extended. If prior art is then found that anticipates or renders obvious the non- elected species, the Markush-type claim will be rejected. It should be noted that the prior art search will not be extended unnecessarily to cover all non-elected species. Should Applicant overcome the rejection by amending the claim, the amended claim will be examined again. The prior art search will be extended to the extent necessary to determine patentability of the Markush-type claim. In the event prior art is found during further examination that renders obvious or anticipates the amended Markush-type claim, the claim will be rejected and the action made final. The elected species was searched and no prior art was identified. The search was expanded to the full scope of Formula (I), and no prior art was identified. However, additional rejections were identified within Group I. Claims 1, 4-5, 7-11, 13, 17, 21, 23, 34-35, and 42-45 are thus the subject of this Office Action. Claim 46 is withdrawn from further consideration pursuant to 37 CFR 1.142(b) as being drawn to nonelected species and/or group, there being no allowable generic or linking claim. Claim Rejections - 35 USC § 112(b) The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 8, 10, 34-35, and 44 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Claims 8 and 10 recite the limitation where R1B is absent. Without the variable R1B attached to the aryl ring, the broadest reasonable interpretation of where R1B is absent includes an anion on the aryl ring, which is not included by Formula (I). Thus, this limitation is indefinite. Dependent claims 34-35 do not resolve this issue by claiming a compound where R1B is absent and are therefore also rejected. Appropriate correction is required. The Examiner notes this rejection could be overcome by amending the claims to recite where R1 and R1B can be hydrogen. Claim 44 recites references to tables in the claim, found in the specification of the application. According to MPEP § 2173.05(s), claims should be complete and should not incorporate figures or tables by reference unless absolutely necessary. Incorporation by reference is a necessity doctrine, not a convenience for the Applicant. Appropriate correction is required. Claim Objections Claim 1 is objected to for a minor informality. With reference to R2, claim 1 recites, “haloalkyl, C3-C6 cycloalkyl”, but should read, “haloalkyl, or C3-C6 cycloalkyl”. Appropriate correction is required. Claims 4-5, 7, 9, 11, 13, 17, 21, 23, 42-43, and 45 are objected to as being dependent upon a non-allowable base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Close Prior Art Not Cited Close prior art identified during the search is Scorpion Therapeutics, Inc. (WO 2022/265993 A1, cited in the IDS of 12/4/2024, herein after “Scorpion 1”), which is drawn to PI3K inhibitors of Formula (I): PNG media_image3.png 139 328 media_image3.png Greyscale Which partially overlaps with instant Formula (I): PNG media_image4.png 128 261 media_image4.png Greyscale By the variables R1, m, Z, R2, and R3. The variable A of Scorpion 1 can be a 6-10 membered aryl, a C3-C8 cycloalkyl, a 5-10 membered heteroaryl, or a 4-10 membered heterocyclyl and the variable R4 can be a variety of substituents that overlap with the R4 of the instant claims. However, the main difference in the compounds of Scorpion 1 is the internal urea attached to ring A, whereas the instant claims contain an amine attached to an imidazole. Additional close prior art is Hranjec (Hranjec, M. et. al. Eur. J. Med. Chem., 2013, 59, 111-119), which is drawn to benzofuran-2-carboxamides with antiproliferative effects (abstract). Specifically, Hranjec teaches benzofuran-amide-benzimidazole compounds 6b, 6d, and 6f (page 113, Figure 2): PNG media_image5.png 307 372 media_image5.png Greyscale which partially map to instant Formula (I): PNG media_image4.png 128 261 media_image4.png Greyscale When m is 0, Z is O, X1 is CH, X2 is CH, X3 is CRx, and X4 is CH. Furthermore, compounds 6b, 6d, and 6f of Hranjec demonstrated antiproliferative effects on human tumor cell lines, in addition to control cell lines (page 114, Table 1). The compounds of Hranjec do not contain a substituent at the 3-position of the benzofuran, as defined as R2 in instant Formula (I). Furthermore, Hranjec contains a carbonyl at the R3 position, which the instant claims do not allow, and the compounds of Hranjec contain CN, NO2, and an imidazoline salt as the variable R, whereas instant Formula (I) does not allow these substituents by the variable R4. Finally, close prior art not cited is Xia (Xia, J. et. al. J. Chem. Inf. Model. 2018, 58, 1104-1120), which is drawn to virtual screening of small molecules able to target human chemokine receptors (abstract). Xia teaches the following compound (page 1114, Table 3): PNG media_image6.png 90 413 media_image6.png Greyscale Which partially maps to instant Formula (I): PNG media_image4.png 128 261 media_image4.png Greyscale When m is 0, R2 is C1 alkyl, Z is O, X1 is CH, X2 is CH, X3 is CH, and X4 is CH. The compound of Xia contains a carbonyl at the R3 position of instant Formula (I), which the instant claims do not allow. Additionally, the compound of Xia is active against human chemokine receptors, not the target of the instant claims. Conclusion Claims 8, 10, 34-35, and 44 are rejected. Claims 1, 4-5, 7, 9, 11, 13, 17, 21, 23, 42-43, and 45 are objected to. Claim 46 is withdrawn. Any inquiry concerning this communication or earlier communications from the examiner should be directed to Kendall Heitmeier whose telephone number is (703)756-1555. The examiner can normally be reached Monday-Friday 8:30AM-5:00PM ET. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Clinton Brooks can be reached at 571-270-7682. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /K.N.H./Examiner, Art Unit 1621 /CLINTON A BROOKS/Supervisory Patent Examiner, Art Unit 1621
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Prosecution Timeline

Jan 31, 2024
Application Filed
May 11, 2026
Non-Final Rejection mailed — §112 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
65%
Grant Probability
99%
With Interview (+41.7%)
3y 9m (~1y 4m remaining)
Median Time to Grant
Low
PTA Risk
Based on 34 resolved cases by this examiner. Grant probability derived from career allowance rate.

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