Prosecution Insights
Last updated: April 19, 2026
Application No. 18/293,902

USER EQUIPMENTS, BASE STATIONS AND METHODS FOR BEAM INDICATION WITH INTER-CELL MOBILITY FOR PDCCH

Non-Final OA §103§112§DP
Filed
Jan 31, 2024
Examiner
CLAWSON, STEPHEN J
Art Unit
2461
Tech Center
2400 — Computer Networks
Assignee
Sharp Kabushiki Kaisha
OA Round
1 (Non-Final)
79%
Grant Probability
Favorable
1-2
OA Rounds
2y 12m
To Grant
97%
With Interview

Examiner Intelligence

Grants 79% — above average
79%
Career Allow Rate
526 granted / 665 resolved
+21.1% vs TC avg
Strong +18% interview lift
Without
With
+18.1%
Interview Lift
resolved cases with interview
Typical timeline
2y 12m
Avg Prosecution
35 currently pending
Career history
700
Total Applications
across all art units

Statute-Specific Performance

§101
6.7%
-33.3% vs TC avg
§103
47.9%
+7.9% vs TC avg
§102
10.6%
-29.4% vs TC avg
§112
27.8%
-12.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 665 resolved cases

Office Action

§103 §112 §DP
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Double Patenting The nonstatutory double patenting rejection is based on a judicially created doctrine grounded in public policy (a policy reflected in the statute) so as to prevent the unjustified or improper timewise extension of the “right to exclude” granted by a patent and to prevent possible harassment by multiple assignees. A nonstatutory double patenting rejection is appropriate where the conflicting claims are not identical, but at least one examined application claim is not patentably distinct from the reference claim(s) because the examined application claim is either anticipated by, or would have been obvious over, the reference claim(s). See, e.g., In re Berg, 140 F.3d 1428, 46 USPQ2d 1226 (Fed. Cir. 1998); In re Goodman, 11 F.3d 1046, 29 USPQ2d 2010 (Fed. Cir. 1993); In re Longi, 759 F.2d 887, 225 USPQ 645 (Fed. Cir. 1985); In re Van Ornum, 686 F.2d 937, 214 USPQ 761 (CCPA 1982); In re Vogel, 422 F.2d 438, 164 USPQ 619 (CCPA 1970); In re Thorington, 418 F.2d 528, 163 USPQ 644 (CCPA 1969). A timely filed terminal disclaimer in compliance with 37 CFR 1.321(c) or 1.321(d) may be used to overcome an actual or provisional rejection based on nonstatutory double patenting provided the reference application or patent either is shown to be commonly owned with the examined application, or claims an invention made as a result of activities undertaken within the scope of a joint research agreement. See MPEP § 717.02 for applications subject to examination under the first inventor to file provisions of the AIA as explained in MPEP § 2159. See MPEP § 2146 et seq. for applications not subject to examination under the first inventor to file provisions of the AIA . A terminal disclaimer must be signed in compliance with 37 CFR 1.321(b). The filing of a terminal disclaimer by itself is not a complete reply to a nonstatutory double patenting (NSDP) rejection. A complete reply requires that the terminal disclaimer be accompanied by a reply requesting reconsideration of the prior Office action. Even where the NSDP rejection is provisional the reply must be complete. See MPEP § 804, subsection I.B.1. For a reply to a non-final Office action, see 37 CFR 1.111(a). For a reply to final Office action, see 37 CFR 1.113(c). A request for reconsideration while not provided for in 37 CFR 1.113(c) may be filed after final for consideration. See MPEP §§ 706.07(e) and 714.13. The USPTO Internet website contains terminal disclaimer forms which may be used. Please visit www.uspto.gov/patent/patents-forms. The actual filing date of the application in which the form is filed determines what form (e.g., PTO/SB/25, PTO/SB/26, PTO/AIA /25, or PTO/AIA /26) should be used. A web-based eTerminal Disclaimer may be filled out completely online using web-screens. An eTerminal Disclaimer that meets all requirements is auto-processed and approved immediately upon submission. For more information about eTerminal Disclaimers, refer to www.uspto.gov/patents/apply/applying-online/eterminal-disclaimer. Claims 1-5 are provisionally rejected on the ground of nonstatutory double patenting as being unpatentable over claims 1, and 6 of copending Application No. 18/293688 (reference application) and further in view of Zhu (2022/0417909; support in provisional 63218132 filed 2 July 2021). This is a provisional nonstatutory double patenting rejection because the patentably indistinct claims have not in fact been patented. Regarding claim 1, claim 1 of the instant Application conflicts with claim 1 of Application No. 18/293688. Claim 1 of the instant Application does not have the receive step for PDSCH. Claim 1 of Application No. 18/293688 does not explicitly disclose wherein the first TCI state and second TCI state are for PDCCH. However, Zhu does disclose wherein the first TCI state and second TCI state are for PDCCH. (See Zhu para. 103; TCI state indication for PDSCH, PDCCH) Therefore it would have been obvious to one of ordinary skill in the art before the effective filing date to modify the method of Claim 1 of Application No. 18/293688 to include the teaching of wherein the first TCI state and second TCI state are for PDCCH of Zhu with the motivation being to conform to the 5G NR 3GPP standard and provide compatibility and further each channel’s TCI state is adjusted based upon channel conditions, reliability constraints, and required throughput (including considering latency); and further to fine tune channel characteristics based upon requirements (reliability, throughput, latency, etc.). Regarding claim 4, claim 4 of the instant Application conflicts with claim 1 of Application No. 18/293688. Claim 1 of Application No. 18/293688 does not explicitly repeat the method again. However, it would have been obvious to one of ordinary skill in the art before the effective filing date to modify the method of Claim 1 of Application No. 18/293688 to include the teaching of repeat the method again with the motivation being it is a duplication of parts under MPEP 2144.04 (that is, it is just performing the steps that is already disclosed again) and further it is common sense (that is, it is just performing the steps that is already disclosed again; and further not ever performing the steps again in the life of the UE is wasteful as wireless conditions change) and further one of ordinary skill possessing ordinary creativity would realize that the network would need to perform the steps already performed once in Claim 1 of Application No. 18/293688 multiple times over the life of a UE and network. Therefore, this is an obvious variant. Regarding claim 2, claim 2 of the instant Application conflicts with claim 6 of Application No. 18/293688. Claim 6 of Application No. 18/293688 does not explicitly disclose wherein the first TCI state and second TCI state are for PDCCH. However, Zhu does disclose wherein the first TCI state and second TCI state are for PDCCH. (See Zhu para. 103; TCI state indication for PDSCH, PDCCH) Therefore it would have been obvious to one of ordinary skill in the art before the effective filing date to modify the method of Claim 6 of Application No. 18/293688 to include the teaching of wherein the first TCI state and second TCI state are for PDCCH of Zhu with the motivation being to conform to the 5G NR 3GPP standard and provide compatibility and further each channel’s TCI state is adjusted based upon channel conditions, reliability constraints, and required throughput (including considering latency); and further to fine tune channel characteristics based upon requirements (reliability, throughput, latency, etc.). Regarding claim 5, claim 5 of the instant Application conflicts with claim 6 of Application No. 18/293688. Claim 6 of Application No. 18/293688 does not explicitly repeat the method again. However, it would have been obvious to one of ordinary skill in the art before the effective filing date to modify the method of Claim 6 of Application No. 18/293688 to include the teaching of repeat the method again with the motivation being it is a duplication of parts under MPEP 2144.04 (that is, it is just performing the steps that is already disclosed again) and further it is common sense (that is, it is just performing the steps that is already disclosed again; and further not ever performing the steps again in the life of the UE is wasteful as wireless conditions change) and further one of ordinary skill possessing ordinary creativity would realize that the network would need to perform the steps already performed once in Claim 6 of Application No. 18/293688 multiple times over the life of a UE and network. Therefore, this is an obvious variant. Regarding claim 3, claim 3 of the instant Application conflicts with claim 11 of Application No. 18/293688. Claim 3 of the instant Application does not have the receive step for PDSCH. Claim 11 of Application No. 18/293688 does not explicitly disclose wherein the first TCI state and second TCI state are for PDCCH. However, Zhu does disclose wherein the first TCI state and second TCI state are for PDCCH. (See Zhu para. 103; TCI state indication for PDSCH, PDCCH) Therefore it would have been obvious to one of ordinary skill in the art before the effective filing date to modify the method of Claim 11 of Application No. 18/293688 to include the teaching of wherein the first TCI state and second TCI state are for PDCCH of Zhu with the motivation being to conform to the 5G NR 3GPP standard and provide compatibility and further each channel’s TCI state is adjusted based upon channel conditions, reliability constraints, and required throughput (including considering latency); and further to fine tune channel characteristics based upon requirements (reliability, throughput, latency, etc.). Claim 11 of Application No. 18/293688 does not explicitly disclose receiving a radio resource control (RRC) message comprising fifth information used for indicating a third list of Transmission Configuration Indicator (TCI) state(s) for beam(s) associated with non-serving cell(s) and/or Transmission Configuration Indicator (TCI) state(s) for beam(s) associated with serving cell(s); and receiving a third media access control (MAC) Control Element (CE) message comprising sixth information used for indicating a third TCI state for physical downlink control channel (PDCCH) from the third list. However, it would have been obvious to one of ordinary skill in the art before the effective filing date to modify the method to include the teaching of receiving a radio resource control (RRC) message comprising fifth information used for indicating a third list of Transmission Configuration Indicator (TCI) state(s) for beam(s) associated with non-serving cell(s) and/or Transmission Configuration Indicator (TCI) state(s) for beam(s) associated with serving cell(s); and receiving a third media access control (MAC) Control Element (CE) message comprising sixth information used for indicating a third TCI state for physical downlink control channel (PDCCH) from the third list with the motivation being it is a duplication of parts under MPEP 2144.04 (that is, it is just performing the steps that already disclosed again) and further it is common sense (that is, it is just performing the steps disclosed again; and further not ever performing the steps again in the life of the UE is wasteful as wireless conditions change) and further one of ordinary skill possessing ordinary creativity would realize that the network would need to perform the steps already performed once multiple times over the life of a UE and network. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 4 and 5 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Regarding claim 4, claim 4 recites ‘…A user equipment (UE) of Claim 1, comprising…’ It is unclear if this is a dependent claim which further limits (the user equipment) or if this is an independent claim (A user equipment) which just imports all of the limitations of claim 1. Please clarify. Regarding claim 5, claim 5 recites ‘…A base station of Claim 2, comprising…’ It is unclear if this is a dependent claim which further limits (the base station) or if this is an independent claim (A base station) which just imports all of the limitations of claim 2. Please clarify. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1 and 4 are rejected under 35 U.S.C. 103 as being unpatentable over Zhu (2022/0417909; support in provisional 63218132 filed 2 July 2021), and further in view of Cao (2023/0044880; Foreign priority 27 Feb 2020). Regarding claim 1, Zhu discloses a user equipment (UE) that communicates with a base station apparatus, comprising: (See Zhu fig. 1; UEs communicating with base station) receiving circuitry configured to: (See Zhu fig. 3, para. 15, 64; UE with transceiver that receives) receive a radio resource control (RRC) message comprising first information used for indicating a first list of Transmission Configuration Indicator (TCI) state(s) associated with non-serving cell(s); (See Zhu para. 322, 323; UE configured by network via RRC TCI states for two lists/pool (e.g. first information is the 0 and 1 that indicate TCI states for non-serving); including a serving cell and non serving cell; (e.g. portion of RRC message with TCI states for non-serving cell is a radio resource control (RRC) message)) receive an RRC message comprising second information used for indicating a second list of Transmission Configuration Indicator (TCI) state(s) associated with serving cell(s); (See Zhu para. 322, 323; UE configured by network via RRC TCI states for two lists/pool (e.g. second information is the 0 and 1 that indicate TCI states for serving); including a serving cell and non serving cell; (e.g. portion of RRC message with TCI states for serving cell is an RRC message) receive a first media access control (MAC) Control Element (CE) message comprising third information used for indicating a first TCI state for physical downlink control channel (PDCCH) from the first list; and (See Zhu para. 326; UE receives a MAC CE commands for PDCCH beam activation which indicate TCI states (e.g. 0 and 1s are third information); for non-serving cell (e.g. from first list)) receive a second media access control (MAC) Control Element (CE) message comprising fourth information used for indicating a second TCI state for physical downlink control channel (PDCCH) from the second list. (See Zhu para. 326; UE receives more than one MAC CE commands for PDCCH beam activation which indicate TCI states (e.g. 0 and 1s are fourth information) for serving cell (e.g. from second list)) Zhu does not explicitly disclose wherein the TCI states are associated with a non-zero power channel state information reference signal (CSI-RS) resource index. However, Cao does disclose wherein the TCI states are associated with a non-zero power channel state information reference signal (CSI-RS) resource index. (See Cao fig. 1, para. 31; TCI state is associated with parameters including an NZP-CSI-RS-ResourceID (e.g. resource Index)) Therefore it would have been obvious to one of ordinary skill in the art before the effective filing date to modify the apparatus of Zhu to include the teaching of wherein the TCI states are associated with a non-zero power channel state information reference signal (CSI-RS) resource index of Cao with the motivation being to provide the UE with specific, configurable reference signals for essential network functions, supporting robust beamforming, accurate channel quality measurements and efficient mobility management. Regarding claim 4, Zhu in view of Cao discloses a user equipment (UE) of claim 1, comprising: receiving circuitry configured to: (See Zhu fig. 3, para. 15, 64; UE with transceiver that receives) Zhu discloses performing the steps of claim 1 once. (See Zhu para. 322, 323; UE configured by network via RRC TCI states for two lists/pool (e.g. first information is the 0 and 1 that indicate TCI states for non-serving); including a serving cell and non serving cell; (e.g. portion of RRC message with TCI states for non-serving cell is a radio resource control (RRC) message)) (See Zhu para. 322, 323; UE configured by network via RRC TCI states for two lists/pool (e.g. second information is the 0 and 1 that indicate TCI states for serving); including a serving cell and non serving cell; (e.g. portion of RRC message with TCI states for serving cell is an RRC message)) (See Zhu para. 326; UE receives a MAC CE commands for PDCCH beam activation which indicate TCI states (e.g. 0 and 1s are third information); for non-serving cell (e.g. from first list)) Zhu does not explicitly disclose receiving a radio resource control (RRC) message comprising fifth information used for indicating a third list of Transmission Configuration Indicator (TCI) state(s) for beam(s) associated with non-serving cell(s) and/or Transmission Configuration Indicator (TCI) state(s) for beam(s) associated with serving cell(s); and receiving a third media access control (MAC) Control Element (CE) message comprising sixth information used for indicating a third TCI state for physical downlink control channel (PDCCH) from the third list. However, it would have been obvious to one of ordinary skill in the art before the effective filing date to modify the method of Zhu to include the teaching of receiving a radio resource control (RRC) message comprising fifth information used for indicating a third list of Transmission Configuration Indicator (TCI) state(s) for beam(s) associated with non-serving cell(s) and/or Transmission Configuration Indicator (TCI) state(s) for beam(s) associated with serving cell(s); and receiving a third media access control (MAC) Control Element (CE) message comprising sixth information used for indicating a third TCI state for physical downlink control channel (PDCCH) from the third list with the motivation being it is a duplication of parts under MPEP 2144.04 (that is, it is just performing the steps that Zhu already disclosed again) and further it is common sense (that is, it is just performing the steps that Zhu already disclosed again; and further not ever performing the steps again in the life of the UE is wasteful as wireless conditions change) and further one of ordinary skill possessing ordinary creativity would realize that the network would need to perform the steps already performed once in Zhu multiple times over the life of a UE and network. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 2 and 5 are rejected under 35 U.S.C. 103 as being unpatentable over Zhu (2022/0417909; support in provisional 63218132 filed 2 July 2021), and further in view of Cao (2023/0044880; Foreign priority 27 Feb 2020). Regarding claim 2, Zhu discloses a base station apparatus that communicates with a user equipment (UE), comprising: (See Zhu fig. 1; UEs communicating with base station) transmitting circuitry configured to: (See Zhu fig. 2, para. 14, 55; gNB/base station with transceiver that transmits/receives) transmit a radio resource control (RRC) message comprising first information used for indicating a first list of Transmission Configuration Indicator (TCI) state(s) associated with non-serving cell(s); (See Zhu para. 322, 323; UE configured by network via RRC TCI states for two lists/pool (e.g. first information is the 0 and 1 that indicate TCI states for non-serving); including a serving cell and non serving cell; (e.g. portion of RRC message with TCI states for non-serving cell is a radio resource control (RRC) message)) transmit an RRC message comprising second information used for indicating a second list of Transmission Configuration Indicator (TCI) state(s) associated with serving cell(s); (See Zhu para. 322, 323; UE configured by network via RRC TCI states for two lists/pool (e.g. second information is the 0 and 1 that indicate TCI states for serving); including a serving cell and non serving cell; (e.g. portion of RRC message with TCI states for serving cell is an RRC message) transmit a first media access control (MAC) Control Element (CE) message comprising third information used for indicating a first TCI state for physical downlink control channel (PDCCH) from the first list; and (See Zhu para. 326; UE receives a MAC CE commands for PDCCH beam activation which indicate TCI states (e.g. 0 and 1s are third information); for non-serving cell (e.g. from first list)) transmit a second media access control (MAC) Control Element (CE) message comprising fourth information used for indicating a second TCI state for physical downlink control channel (PDCCH) from the second list. (See Zhu para. 326; UE receives more than one MAC CE commands for PDCCH beam activation which indicate TCI states (e.g. 0 and 1s are fourth information) for serving cell (e.g. from second list)) Zhu does not explicitly disclose wherein the TCI states are associated with a non-zero power channel state information reference signal (CSI-RS) resource index. However, Cao does disclose wherein the TCI states are associated with a non-zero power channel state information reference signal (CSI-RS) resource index. (See Cao fig. 1, para. 31; TCI state is associated with parameters including an NZP-CSI-RS-ResourceID (e.g. resource Index)) Therefore it would have been obvious to one of ordinary skill in the art before the effective filing date to modify the apparatus of Zhu to include the teaching of wherein the TCI states are associated with a non-zero power channel state information reference signal (CSI-RS) resource index of Cao with the motivation being to provide the UE with specific, configurable reference signals for essential network functions, supporting robust beamforming, accurate channel quality measurements and efficient mobility management. Regarding claim 5, Zhu in view of Cao discloses a base station apparatus of claim 2, comprising: transmitting circuitry configured to: (See Zhu fig. 2, para. 14, 55; gNB/base station with transceiver that transmits/receives) Zhu discloses performing the steps of claim 2 once. (See Zhu para. 322, 323; UE configured by network via RRC TCI states for two lists/pool (e.g. first information is the 0 and 1 that indicate TCI states for non-serving); including a serving cell and non serving cell; (e.g. portion of RRC message with TCI states for non-serving cell is a radio resource control (RRC) message)) (See Zhu para. 322, 323; UE configured by network via RRC TCI states for two lists/pool (e.g. second information is the 0 and 1 that indicate TCI states for serving); including a serving cell and non serving cell; (e.g. portion of RRC message with TCI states for serving cell is an RRC message)) (See Zhu para. 326; UE receives a MAC CE commands for PDCCH beam activation which indicate TCI states (e.g. 0 and 1s are third information); for non-serving cell (e.g. from first list)) Zhu does not explicitly disclose transmitting a radio resource control (RRC) message comprising fifth information used for indicating a third list of Transmission Configuration Indicator (TCI) state(s) for beam(s) associated with non-serving cell(s) and/or Transmission Configuration Indicator (TCI) state(s) for beam(s) associated with serving cell(s); and transmitting a third media access control (MAC) Control Element (CE) message comprising sixth information used for indicating a third TCI state for physical downlink control channel (PDCCH) from the third list. However, it would have been obvious to one of ordinary skill in the art before the effective filing date to modify the method of Zhu to include the teaching of transmitting a radio resource control (RRC) message comprising fifth information used for indicating a third list of Transmission Configuration Indicator (TCI) state(s) for beam(s) associated with non-serving cell(s) and/or Transmission Configuration Indicator (TCI) state(s) for beam(s) associated with serving cell(s); and transmitting a third media access control (MAC) Control Element (CE) message comprising sixth information used for indicating a third TCI state for physical downlink control channel (PDCCH) from the third list with the motivation being it is a duplication of parts under MPEP 2144.04 (that is, it is just performing the steps that Zhu already disclosed again) and further it is common sense (that is, it is just performing the steps that Zhu already disclosed again; and further not ever performing the steps again in the life of the UE is wasteful as wireless conditions change) and further one of ordinary skill possessing ordinary creativity would realize that the network would need to perform the steps already performed once in Zhu multiple times over the life of a UE and network. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim 3 is rejected under 35 U.S.C. 103 as being unpatentable over Zhu (2022/0417909; support in provisional 63218132 filed 2 July 2021), and further in view of Cao (2023/0044880; Foreign priority 27 Feb 2020). Regarding claim 3, Zhu discloses a communication method of a user equipment (UE) that communicates with a base station apparatus, comprising: (See Zhu fig. 1; UEs communicating with base station) receiving a radio resource control (RRC) message comprising first information used for indicating a first list of Transmission Configuration Indicator (TCI) state(s) associated with non-serving cell(s); (See Zhu para. 322, 323; UE configured by network via RRC TCI states for two lists/pool (e.g. first information is the 0 and 1 that indicate TCI states for non-serving); including a serving cell and non serving cell; (e.g. portion of RRC message with TCI states for non-serving cell is a radio resource control (RRC) message)) receiving an RRC message comprising second information used for indicating a second list of Transmission Configuration Indicator (TCI) state(s) associated with serving cell(s); (See Zhu para. 322, 323; UE configured by network via RRC TCI states for two lists/pool (e.g. second information is the 0 and 1 that indicate TCI states for serving); including a serving cell and non serving cell; (e.g. portion of RRC message with TCI states for serving cell is an RRC message) receiving a first media access control (MAC) Control Element (CE) message comprising third information used for indicating a first TCI state for physical downlink control channel (PDCCH) from the first list; (See Zhu para. 326; UE receives a MAC CE commands for PDCCH beam activation which indicate TCI states (e.g. 0 and 1s are third information); for non-serving cell (e.g. from first list)) receiving a second media access control (MAC) Control Element (CE) message comprising fourth information used for indicating a second TCI state for physical downlink control channel (PDCCH) from the second list; (See Zhu para. 326; UE receives more than one MAC CE commands for PDCCH beam activation which indicate TCI states (e.g. 0 and 1s are fourth information) for serving cell (e.g. from second list)) Zhu does not explicitly disclose receiving a radio resource control (RRC) message comprising fifth information used for indicating a third list of Transmission Configuration Indicator (TCI) state(s) for beam(s) associated with non-serving cell(s) and/or Transmission Configuration Indicator (TCI) state(s) for beam(s) associated with serving cell(s); and receiving a third media access control (MAC) Control Element (CE) message comprising sixth information used for indicating a third TCI state for physical downlink control channel (PDCCH) from the third list. However, it would have been obvious to one of ordinary skill in the art before the effective filing date to modify the method of Zhu to include the teaching of receiving a radio resource control (RRC) message comprising fifth information used for indicating a third list of Transmission Configuration Indicator (TCI) state(s) for beam(s) associated with non-serving cell(s) and/or Transmission Configuration Indicator (TCI) state(s) for beam(s) associated with serving cell(s); and receiving a third media access control (MAC) Control Element (CE) message comprising sixth information used for indicating a third TCI state for physical downlink control channel (PDCCH) from the third list with the motivation being it is a duplication of parts under MPEP 2144.04 (that is, it is just performing the steps that Zhu already disclosed again) and further it is common sense (that is, it is just performing the steps that Zhu already disclosed again; and further not ever performing the steps again in the life of the UE is wasteful as wireless conditions change) and further one of ordinary skill possessing ordinary creativity would realize that the network would need to perform the steps already performed once in Zhu multiple times over the life of a UE and network. Zhu does not explicitly disclose wherein the TCI states are associated with a non-zero power channel state information reference signal (CSI-RS) resource index. However, Cao does disclose wherein the TCI states are associated with a non-zero power channel state information reference signal (CSI-RS) resource index. (See Cao fig. 1, para. 31; TCI state is associated with parameters including an NZP-CSI-RS-ResourceID (e.g. resource Index)) Therefore it would have been obvious to one of ordinary skill in the art before the effective filing date to modify the apparatus of Zhu to include the teaching of wherein the TCI states are associated with a non-zero power channel state information reference signal (CSI-RS) resource index of Cao with the motivation being to provide the UE with specific, configurable reference signals for essential network functions, supporting robust beamforming, accurate channel quality measurements and efficient mobility management. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to STEPHEN J CLAWSON whose telephone number is (571)270-7498. The examiner can normally be reached M-F 7:30-5:00 pm est. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Huy D Vu can be reached at (571) 272-3155. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /Stephen J Clawson/Primary Examiner, Art Unit 2461
Read full office action

Prosecution Timeline

Jan 31, 2024
Application Filed
Jan 21, 2026
Non-Final Rejection — §103, §112, §DP (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
79%
Grant Probability
97%
With Interview (+18.1%)
2y 12m
Median Time to Grant
Low
PTA Risk
Based on 665 resolved cases by this examiner. Grant probability derived from career allow rate.

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