Prosecution Insights
Last updated: April 19, 2026
Application No. 18/294,409

UPLINK COORDINATED TRP DETERMINATION METHOD AND APPARATUS, AND STORAGE MEDIUM

Non-Final OA §102
Filed
Feb 01, 2024
Examiner
SEFCHECK, GREGORY B
Art Unit
2477
Tech Center
2400 — Computer Networks
Assignee
BEIJING XIAOMI MOBILE SOFTWARE CO., LTD.
OA Round
1 (Non-Final)
69%
Grant Probability
Favorable
1-2
OA Rounds
3y 8m
To Grant
89%
With Interview

Examiner Intelligence

Grants 69% — above average
69%
Career Allow Rate
469 granted / 677 resolved
+11.3% vs TC avg
Strong +20% interview lift
Without
With
+20.0%
Interview Lift
resolved cases with interview
Typical timeline
3y 8m
Avg Prosecution
59 currently pending
Career history
736
Total Applications
across all art units

Statute-Specific Performance

§101
3.7%
-36.3% vs TC avg
§103
56.9%
+16.9% vs TC avg
§102
22.6%
-17.4% vs TC avg
§112
7.5%
-32.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 677 resolved cases

Office Action

§102
DETAILED ACTION The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Priority as a 371 of PCT/CN2021/110664 filed 8/4/2021 is acknowledged. Preliminary Amendment filed 2/13/2024 is acknowledged. Amendments to the Specification and Abstract are acknowledged. Claims 1, 3, 5, 8, 10, 13-16, 19-21, 27, and 28 have been amended. Claims 4, 9, 12, 17, 18, and 22-26 have been cancelled. Claims 29 and 30 have been newly added. Claims 1-3, 5-8, 10, 11, 13-16, 19-21, and 27-30 remain pending. Information Disclosure Statement The information disclosure statements (IDS) submitted on 2/1/2024 and 12/23/2024 are in compliance with the provisions of 37 CFR 1.97. Accordingly, the information disclosure statement is being considered by the examiner. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claims 1-3, 5-8, 10, 11, 13, 14-16, 19-21, and 27-30 are rejected under 35 U.S.C. 102(a)(2) as being anticipated by Liu et al. (US20210250206A1), hereafter Liu. Regarding claims 1, 27, and 28, Liu discloses an apparatus/network device (i.e. Fig. 1-5, 11-12, “network device”) for performing a method (i.e. Fig. 6) of determining an uplink coordinated TRP (paragraphs 90-91, 101-102; “coordinated network device/TRP”) comprising a processor (Fig. 11-12, processor 31, 41) and a memory/non-transitory storage medium having/configured to store instructions executable by the processor (Fig. 11-12, memory 32, 42; paragraph 64-70, 228). Liu shows configuring and determining, based on one or more SRS resource sets, one or more TRP transmission directions (Fig. 2B, 4B, 5A-B, 6; paragraphs 96, 97, 103), wherein the one or more TRP transmission directions are configured to determine a coordinated TRP (paragraphs 90, 101, 102; “coordinated network device”), and the coordinated TRP is a TRP used by a terminal to coordinately transmit a PUSCH towards a plurality of TRP transmission directions (Fig. 3A-B; paragraph 97-98, 101-102; terminal sends PUSCH in plurality of TRP directions). Regarding claims 13, 29, and 30, Liu discloses an apparatus/terminal/network device (i.e. Fig. 1-5, 11-12, “terminal” and “network device”) for performing a method (i.e. Fig. 6) of determining an uplink coordinated TRP (paragraphs 90-91, 101-102; “coordinated network device/TRP”) comprising a processor (Fig. 11-12, processor 31, 41) and a memory/non-transitory storage medium having/configured to store instructions executable by the processor (Fig. 11-12, memory 32, 42; paragraph 64-70, 228). Liu further shows determining, based on one or more SRS resource sets (Fig. 2B, 4B, 5A-B, 6; paragraphs 96, 97, 103), a coordinated TRP transmission direction for coordinately transmitting a PUSCH towards a plurality of TRP transmission directions (Fig. 3A-B; paragraph 97-98, 101-102; terminal sends PUSCH in plurality of TRP directions), and a coordinated TRP (paragraphs 90-91, 101-102; “coordinated network device/TRP”), wherein the coordinated TRP is a TRP used by the terminal to coordinately transmit the PUSCH towards the plurality of TRP transmission directions (Fig. 3A-B; paragraph 97-98, 101-102; terminal sends PUSCH in plurality of TRP directions). Regarding claim 2, Liu discloses configuring a plurality of SRS resource sets through a higher layer signaling (i.e. RRC; paragraph 114, 120), wherein respective SRS resource sets of the plurality of SRS resource sets are correspondingly associated with different terminal panels or different TRP transmission directions (Fig. 2B, 4B, 5A-B, 6; paragraphs 96, 97, 103). Regarding claim 3, Liu discloses the plurality of SRS resource sets comprise a codebook transmission-based SRS resource set; and each SRS resource in the codebook transmission-based SRS resource set is configured with corresponding TRP transmission direction indication information; or the plurality of SRS resource sets comprise a non-codebook transmission-based SRS resource set (Fig. 2A-C, 4A-B; paragraph 4, 99; non-codebook-based transmissions) and each SRS resource in the non-codebook transmission-based SRS resource set is configured with the corresponding TRP transmission direction indication information or a CSI-RS associated with a corresponding TRP (paragraph 86-89; target SRS resource associated with plurality of CSI-RS resources corresponding to different network devices/TRPs). Regarding claim 5, Liu discloses transmitting first indication information, wherein the first indication information is configured to indicate part or all of the plurality of SRS resource sets (Fig. 6, step 601; paragraph 105, 112-113). Regarding claim 6, Liu discloses the first indication information comprises a plurality pieces of indication information carried in a MAC-CE signaling (paragraph 114, 120; MAC-CE signaling), and each of the plurality pieces of indication information corresponds to one SRS resource set (Fig. 5A-B; paragraphs 105-120; one-to-one correspondence of SRS/CSI-RS resources configured via MAC-CE); or the first indication information comprises one piece of indication information carried in the MAC-CE signaling (paragraph 114, 120; MAC-CE signaling), and the one piece of indication information corresponds to the plurality of SRS resource sets (Fig. 5A-B; paragraphs 105-120; one-to-one correspondence of SRS/CSI-RS resources configured via MAC-CE). Regarding claim 7, Liu discloses configuring an SRS resource set for coordinately transmitting the PUSCH towards the plurality of TRP transmission directions (Fig. 3A-B; paragraph 97-98, 101-102; terminal sends PUSCH in plurality of TRP directions), wherein each SRS resource in the SRS resource set is configured to be associated with the plurality of TRP transmission directions (Fig. 7A-B; paragraph 125-127; SRS resource set jointly configured by plurality of TRPs/directions). Regarding claim 8, Liu discloses the SRS resource set is a codebook transmission-based SRS resource set; and each SRS resource in the codebook transmission-based SRS resource set is configured with the plurality of TRP transmission directions; or the SRS resource set is a non-codebook transmission-based SRS resource set (Fig. 2A-C, 4A-B; paragraph 4, 99; non-codebook-based transmissions) and each SRS resource in the non-codebook transmission-based SRS resource set is configured with the plurality of TRP transmission directions, or a plurality of CSI-RSs associated with a plurality of corresponding TRPs (paragraph 86-89; target SRS resource associated with plurality of CSI-RS resources corresponding to different network devices/TRPs/directions). Regarding claim 10, Liu discloses transmitting second indication information (i.e. RRC/MAC-CE/DCI), wherein the second indication information is configured to indicate part or all of the plurality of TRP transmission directions associated with the SRS resource, as a coordinated TRP transmission direction for the terminal to coordinately transmit the PUSCH towards the plurality of TRP transmission directions (Fig. 2B; paragraph 96-97, 103, 118, 175; beam directions indicated by DCI). Regarding claim 11, Liu discloses the second indication information comprises a plurality pieces of indication information carried in a MAC-CE signaling (paragraph 114, 120; MAC-CE signaling), and each of the plurality pieces of indication information corresponds to one TRP transmission direction (Fig. 4B-5B, 7A-B; paragraphs 105-128; one-to-one correspondence of SRS/CSI-RS resource directions configured via MAC-CE); or the second indication information comprises one piece of indication information carried in the MAC-CE signaling (paragraph 114, 120; MAC-CE signaling), and the one piece of indication information corresponds to the plurality of TRP transmission directions (Fig. 4B-5B, 7A-B; paragraphs 105-128; one-to-one correspondence of SRS/CSI-RS resource directions configured via MAC-CE). Regarding claim 14, Liu discloses determining a plurality of SRS resource sets through a higher layer signaling (i.e. RRC/MAC-CE; paragraph 114, 120), wherein respective SRS resource sets of the plurality of SRS resource sets are correspondingly associated with different terminal panels or different TRP transmission directions (Fig. 2B, 4B, 5A-B, 6; paragraphs 96, 97, 103), obtaining first indication information, and using, based on the first indication information, a terminal panel or a TRP transmission direction associated with part or all of the plurality of SRS resource sets as the coordinated TRP transmission direction for the terminal to coordinately transmitting the PUSCH towards the plurality of TRP transmission directions (paragraph 4, 97, 120; precoding scheme selected based on DCI/SRI; configuration indicated through RRC/selected through MAC-CE; Fig. 2B; paragraph 96-97, 103, 118, 175; beam directions indicated by DCI; Fig. 3A-B; paragraph 97-98, 101-102; terminal sends PUSCH in plurality of TRP directions). Regarding claim 15, Liu discloses the first indication information comprises a plurality pieces of indication information carried in a MAC-CE signaling (paragraph 114, 120; MAC-CE signaling), and each of the plurality pieces of indication information corresponds to one SRS resource set (Fig. 5A-B; paragraphs 105-120; one-to-one correspondence of SRS/CSI-RS resources configured via MAC-CE); or the first indication information comprises one piece of indication information carried in the MAC-CE signaling (paragraph 114, 120; MAC-CE signaling), and the one piece of indication information corresponds to the plurality of SRS resource sets (Fig. 5A-B; paragraphs 105-120; one-to-one correspondence of SRS/CSI-RS resources configured via MAC-CE). Liu further shows the plurality of SRS resource sets comprise a codebook transmission-based SRS resource set; and each SRS resource in the codebook transmission-based SRS resource set is configured with corresponding TRP transmission direction indication information; or wherein the plurality of SRS resource sets comprise a non-codebook transmission-based SRS resource set (Fig. 2A-C, 4A-B; paragraph 4, 99; non-codebook-based transmissions) and each SRS resource in the non-codebook transmission-based SRS resource set is configured with the corresponding TRP transmission direction indication information or a CSI-RS associated with a corresponding TRP (paragraph 86-89; target SRS resource associated with plurality of CSI-RS resources corresponding to different network devices/TRPs). Regarding claim 16, Liu discloses determining a plurality of SRS resource sets through a higher layer signaling (i.e. RRC/MAC-CE; paragraph 114, 120), wherein respective SRS resource sets of the plurality of SRS resource sets are correspondingly associated with different terminal panels or different TRP transmission directions (Fig. 2B, 4B, 5A-B, 6; paragraphs 96, 97, 103) and selecting, according to preset rule information, a terminal panel or a TRP transmission direction associated with part or all of the plurality of SRS resource sets as the coordinated TRP transmission direction for the terminal to coordinately transmitting the PUSCH towards the plurality of TRP transmission directions (paragraph 4, 97, 120; precoding scheme selected based on DCI/SRI; configuration indicated through RRC/selected through MAC-CE). Liu further shows the plurality of SRS resource sets comprise a codebook transmission-based SRS resource set; and each SRS resource in the codebook transmission-based SRS resource set is configured with corresponding TRP transmission direction indication information; or wherein the plurality of SRS resource sets comprise a non-codebook transmission-based SRS resource set (Fig. 2A-C, 4A-B; paragraph 4, 99; non-codebook-based transmissions) and each SRS resource in the non-codebook transmission-based SRS resource set is configured with the corresponding TRP transmission direction indication information or a CSI-RS associated with a corresponding TRP (paragraph 86-89; target SRS resource associated with plurality of CSI-RS resources corresponding to different network devices/TRPs). Regarding claim 19, Liu discloses determining an SRS resource set for coordinately transmitting the PUSCH towards the plurality of TRP transmission directions, wherein each SRS resource in the SRS resource set is associated with the plurality of TRP transmission directions (Fig. 2B, 4B, 5A-B, 6; paragraphs 96, 97, 103) and obtaining second indication information, and using, based on the second indication information, part or all of the plurality of TRP transmission directions associated with the SRS resource as the coordinated TRP transmission direction for coordinately transmitting the PUSCH towards the plurality of TRP transmission directions (paragraph 4, 97, 120; precoding scheme selected based on DCI/SRI; configuration indicated through RRC/selected through MAC-CE; Fig. 2B; paragraph 96-97, 103, 118, 175; beam directions indicated by DCI; Fig. 3A-B; paragraph 97-98, 101-102; terminal sends PUSCH in plurality of TRP directions). Regarding claim 20, Liu discloses the second indication information comprises a plurality pieces of indication information carried in a MAC-CE signaling (paragraph 114, 120; MAC-CE signaling), and each of the plurality pieces of indication information corresponds to one TRP transmission direction (Fig. 4B-5B, 7A-B; paragraphs 105-128; one-to-one correspondence of SRS/CSI-RS resource directions configured via MAC-CE); or the second indication information comprises one piece of indication information carried in the MAC-CE signaling (paragraph 114, 120; MAC-CE signaling), and the one piece of indication information corresponds to the plurality of TRP transmission directions (Fig. 4B-5B, 7A-B; paragraphs 105-128; one-to-one correspondence of SRS/CSI-RS resource directions configured via MAC-CE). Liu further shows the plurality of SRS resource sets comprise a codebook transmission-based SRS resource set; and each SRS resource in the codebook transmission-based SRS resource set is configured with corresponding TRP transmission direction indication information; or wherein the plurality of SRS resource sets comprise a non-codebook transmission-based SRS resource set (Fig. 2A-C, 4A-B; paragraph 4, 99; non-codebook-based transmissions) and each SRS resource in the non-codebook transmission-based SRS resource set is configured with the corresponding TRP transmission direction indication information or a CSI-RS associated with a corresponding TRP (paragraph 86-89; target SRS resource associated with plurality of CSI-RS resources corresponding to different network devices/TRPs). Regarding claim 21, Liu discloses determining an SRS resource set for coordinately transmitting the PUSCH towards the plurality of TRP transmission directions, wherein each SRS resource in the SRS resource set is associated with the plurality of TRP transmission directions (Fig. 7A-B; paragraph 125-127; SRS resource set jointly configured by plurality of TRPs/directions), selecting, according to preset rule information, part or all of the plurality of TRP transmission directions associated with the SRS resource as the coordinated TRP transmission direction for coordinately transmitting the PUSCH towards the plurality of TRP transmission directions (paragraph 4, 97, 120; precoding scheme selected based on DCI/SRI; configuration indicated through RRC/selected through MAC-CE), and Liu further shows the plurality of SRS resource sets comprise a codebook transmission-based SRS resource set; and each SRS resource in the codebook transmission-based SRS resource set is configured with corresponding TRP transmission direction indication information; or wherein the plurality of SRS resource sets comprise a non-codebook transmission-based SRS resource set (Fig. 2A-C, 4A-B; paragraph 4, 99; non-codebook-based transmissions) and each SRS resource in the non-codebook transmission-based SRS resource set is configured with the corresponding TRP transmission direction indication information or a CSI-RS associated with a corresponding TRP (paragraph 86-89; target SRS resource associated with plurality of CSI-RS resources corresponding to different network devices/TRPs). Conclusion 4. The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Any inquiry concerning this communication or earlier communications from the examiner should be directed to GREGORY B SEFCHECK whose telephone number is (571)272-3098. The examiner can normally be reached Monday-Friday 6AM-4PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Chirag Shah can be reached at 571-272-3144. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /GREGORY B SEFCHECK/Primary Examiner, Art Unit 2477
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Prosecution Timeline

Feb 01, 2024
Application Filed
Jan 23, 2026
Non-Final Rejection — §102 (current)

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Prosecution Projections

1-2
Expected OA Rounds
69%
Grant Probability
89%
With Interview (+20.0%)
3y 8m
Median Time to Grant
Low
PTA Risk
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