Prosecution Insights
Last updated: August 17, 2026
Application No. 18/294,915

SURFACE EMITTING LASER ELEMENT AND LIGHT SOURCE DEVICE

Non-Final OA §102
Filed
Feb 02, 2024
Priority
Sep 17, 2021 — JP 2021-152337 +1 more
Examiner
MENEFEE, JAMES A
Art Unit
Tech Center
Assignee
Sony Group Corporation
OA Round
1 (Non-Final)
79%
Grant Probability
Favorable
1-2
OA Rounds
1m
Est. Remaining
94%
With Interview

Examiner Intelligence

Grants 79% — above average
79%
Career Allowance Rate
142 granted / 179 resolved
+19.3% vs TC avg
Moderate +15% lift
Without
With
+14.9%
Interview Lift
resolved cases with interview
Typical timeline
2y 8m
Avg Prosecution
30 currently pending
Career history
206
Total Applications
across all art units

Statute-Specific Performance

§101
1.2%
-38.8% vs TC avg
§103
32.4%
-7.6% vs TC avg
§102
14.0%
-26.0% vs TC avg
§112
19.0%
-21.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 179 resolved cases

Office Action

§102
Non-Final Rejection The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . This application was filed with claims 1-20, which are pending. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1, 19, and 20 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by JP H09-116223 (“JP ‘223”). Regarding claim 1, JP ‘223 discloses in Fig. 4, discussion starting at [0038], a surface emitting laser element comprising: a first structure (at bottom of Fig.) including a first multilayer film reflector 50; a second structure (at top of Fig.) including a second multilayer film reflector 51; and a resonator disposed between the first and second structures, wherein the resonator includes an active layer 53 in which at least a light emitting region is disposed between the first and second multilayer film reflectors, and the second structure is provided with a field effect transistor 42-47 ([0047]-[0049) that controls injection of a current into the light emitting region. PNG media_image1.png 380 302 media_image1.png Greyscale Regarding claim 19, an ion implantation region 52 is formed in the first mirror and the resonator. [0040]. A person skilled in the art would understand this is a carrier confinement portion. See [0026]. Regarding claim 20, there are separate power supplies for driving the laser and for driving the FET. For example, JP ‘223 applies different voltages set for the drain and the gate so that the FET can modulate the laser. [0050]. Claims 1, 19, and 20 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by US 5,283,447 (“Olbright”). Regarding claim 1, Olbright discloses in Figs. 10-12, discussion starting at col. 7 lines 28, a surface emitting laser element comprising: a first structure (at bottom of Fig. 11) including a first multilayer film reflector 345; a second structure (at top of Fig. 11) including a second multilayer film reflector 341; and a resonator disposed between the first and second structures, wherein the resonator includes an active layer 343 in which at least a light emitting region is disposed between the first and second multilayer film reflectors, and the second structure is provided with a field effect transistor 316 that controls injection of a current into the light emitting region. PNG media_image2.png 396 484 media_image2.png Greyscale Regarding claim 19, a confinement region 343’ is formed in the resonator. A person skilled in the art would understand this is a carrier confinement portion. Regarding claim 20, there are separate power supplies for driving the laser and for driving the FET. For example, Olbright applies different voltages set for the drain and the gate. See Fig. 12 and discussion col. 8 lines 13-28. Allowable Subject Matter Claims 2-18 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. There is not taught or disclosed in the prior art a surface emitting laser as claimed where a structure including a multilayer film reflector is provided with a field effect transistor that controls current injection, and wherein the field effect transistor includes: a drain region provided at a position of the second structure corresponding to the light emitting region; and a source region of the second structure provided around the drain region. Conclusion A number of references showing VCSELs integrated with transistors are cited. Any inquiry concerning this communication or earlier communications from the examiner should be directed to James Menefee whose telephone number is (571)272-1944. The examiner can normally be reached M-F 7-4. Examiner interviews are available via telephone and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, MinSun Harvey can be reached at (571) 272-1835. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of applications may be obtained from Patent Center. See: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /JAMES A MENEFEE/ Primary Examiner, Art Unit 2828
Read full office action

Prosecution Timeline

Feb 02, 2024
Application Filed
Jul 29, 2026
Non-Final Rejection mailed — §102 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12706430
FIBER LASER APPARATUS
3y 6m to grant Granted Aug 11, 2026
Patent 12700715
RANDOM NUMBER GENERATOR COMPRISING A VERTICAL CAVITY SURFACE EMITTING LASER
3y 0m to grant Granted Aug 04, 2026
Patent 12695275
METHOD FOR ACTIVE STABILIZATIION OF AN INJECTION LOCKED LASER WITH AN OPTICAL BANDPASS FILTER
2y 10m to grant Granted Jul 28, 2026
Patent 12689177
EMITTER ASSEMBLY WITH A REDISTRIBUTION LAYER FOR A VERTICAL CAVITY SURFACE EMITTING LASER (VCSEL) CHIP
3y 3m to grant Granted Jul 21, 2026
Patent 12689182
VERTICAL-CAVITY SURFACE-EMITTING LASER WITH ASYMMETRIC APERTURE FOR IMPROVED POLARIZATION STABILITY
3y 0m to grant Granted Jul 21, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

1-2
Expected OA Rounds
79%
Grant Probability
94%
With Interview (+14.9%)
2y 8m (~1m remaining)
Median Time to Grant
Low
PTA Risk
Based on 179 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month