Prosecution Insights
Last updated: August 16, 2026
Application No. 18/295,386

DRUG DELIVERY DEVICE WITH INCREASED SAFETY

Final Rejection §103
Filed
Apr 04, 2023
Priority
Oct 29, 2020 — EU 20204580.3 +1 more
Examiner
STIGELL, THEODORE J
Art Unit
3783
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Ypsomed AG
OA Round
2 (Final)
78%
Grant Probability
Favorable
3-4
OA Rounds
0m
Est. Remaining
93%
With Interview

Examiner Intelligence

Grants 78% — above average
78%
Career Allowance Rate
991 granted / 1266 resolved
+8.3% vs TC avg
Moderate +15% lift
Without
With
+14.8%
Interview Lift
resolved cases with interview
Typical timeline
3y 2m
Avg Prosecution
44 currently pending
Career history
1307
Total Applications
across all art units

Statute-Specific Performance

§101
1.3%
-38.7% vs TC avg
§103
32.9%
-7.1% vs TC avg
§102
28.9%
-11.1% vs TC avg
§112
21.2%
-18.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1266 resolved cases

Office Action

§103
DETAILED ACTION Response to Amendment Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claim(s) 1-2 and 6-8 are rejected under 35 U.S.C. 103 as being unpatentable over Hourmand et al. (US 2013/0261558; hereafter Hourmand) in view of Kietzmann et al. (US 10,058,655; hereafter Kietzmann). In regard to claim 1, Hourmand discloses a delivery device (1) for self-administration of a predefined, non-user selectable amount of drug (see par. [0028], [0032], and [0050]; the device is configured for single-use and is disposed after; no dose dialing is needed) from an outlet (outlet of 12) of a reservoir (11; needle 12 serves as outlet for syringe barrel loaded with medicine M), comprising: a device operation lock (3) preventing a delivery operation by a spring (8) of the delivery device as shipped (the needle shroud 3 is designed to lock the device until actuated to cause injection; see par. [0053] and [0064]). Hourmand is silent to a wireless receiver for receiving an unlock command; and an actuator for unlocking the device operation lock and configured to be activated instantaneously upon receipt of the unlock command. In a similar art, Kietzmann discloses an auto-injector (10) comprising an interlock member (30) configured to mechanically obstruct displacement of the piston rod 25 if a condition of use of the drive mechanism is not fulfilled. The interlock member 30 may comprise a latch or clutch-mechanism and may mechanically engage with the piston rod 25 in order to obstruct a longitudinal displacement or rotation thereof relative to the housing 12. The interlock member 30 may also releasably engage with any other component of the drive mechanism. Kietzmann further discloses a wireless receiver (34) for receiving an unlock command, and an actuator (36) for unlocking the device operation lock (30) and configured to be activated instantaneously upon receipt of the unlock command. The Kietzmann configuration ascertains at least one predefined condition of use of the drive mechanism and/or of the drug delivery device and is further adapted to determine, if a dose dispensing is actually due and/or if a dose injection matches with the predefined condition of use of the device. Additionally, the configuration links at least one interlock member coupled with the control to directly or indirectly mechanically obstruct delivery if the condition of use is not fulfilled. The predefined condition can be that the device is used for medicament dispense, e.g. according to a predefined prescription schedule; that the drive mechanism is actuated; that a dose of a known size is dispensed that skin contact is established; that the user is authorized to use the device; that the medicament is usable and not spoiled or wasted; that the device requires priming, e.g. to remove air from the dispense channel by filling it with medicament. It would have been obvious to one ordinary skill in the art before the effective filing date of the claimed invention to modify the device Hourmand to further include the wireless receiver and actuator as disclosed by Kietzmann in order to provide a shroud lock in an unactuatable state until a predefined condition of use can be verified, wherein the predefined condition of use can be a predefined prescription schedule, a verified user, and/or a verified medication. The modification would help to ensure proper use of the single-use Hourmand device. In regard to claim 2, Hourmand and Kietzmann both disclose wherein the delivery device is an auto-injector. In regard to claim 6, Kietzmann further teaches comprising a wireless transmitter (46) adapted to send an unlock request message (see col. 14, lines 25-58). In regard to claim 7, Kietzmann further teaches comprising a device-activation sensor to detect a user-initiated preparation of the delivery device (see col. 4, line 15- col. 5, line 33). In regard to claim 8, Kietzmann further teaches comprising drug delivery sensor means configured to monitor and report the delivery operation of the delivery device (see col. 4, line 15- col. 5, line 33). Claim(s) 9 is rejected under 35 U.S.C. 103 as being unpatentable over Hourmand and Kietzmann in further view of Bosshard et al. (US 2007/0112326; hereafter Bosshard). In regard to claim 9, the combination is silent as to the actuator comprising a shape-memory-alloy element. Bosshard teaches at paragraph [0064] that it is known in the art of spring coil actuators to use the claimed material (shape-memory alloy) to manufacture the spring coil. In view of the teaching of Bosshard, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to manufacture the actuators of the combination with the recited material, because it amounts to selection of a known material based on its known suitability for the purpose. Claim(s) 10-12 are rejected under 35 U.S.C. 103 as being unpatentable over Hourmand and Kietzmann in further view of Vouillamoz et al. (US 2014/0207104; hereafter Vouillamoz). In regard to claims 10-12, the combination is silent as to wherein the device operation lock comprises a thermo-sensitive element configured to melt, evaporate, soften and/or otherwise become structurally weakened when subjected to an elevated temperature, wherein the actuator comprises heating means for heating the device operation lock and/or the thermo-sensitive element to the elevated temperature conditionally upon the receipt of the unlock command, wherein the device operation lock is adapted to engage a proximal end of a plunger rod of an auto-injector prior to the receipt of the unlock command, and wherein a syringe of the auto-injector is adapted to be moved in a distal direction by the plunger rod in an unlocked state. In a similar art, Vouillamoz discloses (see par. [0091] and Fig. 12B), as a security against inadvertent activation, a locking construct 470 that prevents the push buttons 442a and 442b from being depressed. Alternately, a film retainer strap around the springs and affixed (e.g., bonded) to the housing may be used to lock the structure, the film being made of a material which may be selectively melted by applying a resistance or magnetic induction to an attached metal strip. The heated strip melts the retainer strap releasing the device to perform an injection and retraction. Materials with a low melting point, such as polypropylene or Tyvek may be used. A metal component, made, for example, of titanium or other conductor that changes temperature in response to current, may be used. The metal component is in contact with the film. The metal may be titanium, for example, or other conductor that changes temperature in response to current. An external device applies current to metal component by direct contact or via magnetic induction. The metal rod heats and applies local heat to the film, melting a portion thereof so as to initiate a tear and breakage, thereby releasing the springs, initiating the injection and retraction cycle. It would have been obvious to one of ordinary skill in the art before the effective filing date to incorporate the meltable locking mechanism and interacting features of Vouillamoz into the devices of the combination in order to provide an art- recognized equivalent for releasing a drug injection system. Response to Arguments Applicant’s arguments with respect to the claim(s) have been considered but are moot because the new ground of rejection does not rely on any reference applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to THEODORE J STIGELL whose telephone number is (571)272-8759. The examiner can normally be reached M-F 9-5:30 EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Michael Tsai can be reached at 571-270-5246. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. THEODORE J. STIGELL Primary Examiner Art Unit 3783 /THEODORE J STIGELL/ Primary Examiner, Art Unit 3783
Read full office action

Prosecution Timeline

Apr 04, 2023
Application Filed
Feb 20, 2026
Non-Final Rejection mailed — §103
Jun 02, 2026
Response Filed
Jun 22, 2026
Final Rejection mailed — §103 (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
78%
Grant Probability
93%
With Interview (+14.8%)
3y 2m (~0m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 1266 resolved cases by this examiner. Grant probability derived from career allowance rate.

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