Prosecution Insights
Last updated: April 19, 2026
Application No. 18/295,932

OPTICAL PHASED ARRAY ELECTRONIC BEAMFORMING CONTROL

Non-Final OA §102
Filed
Apr 05, 2023
Examiner
LEE, MICHAEL
Art Unit
2422
Tech Center
2400 — Computer Networks
Assignee
Analog Photonics LLC
OA Round
1 (Non-Final)
79%
Grant Probability
Favorable
1-2
OA Rounds
2y 8m
To Grant
89%
With Interview

Examiner Intelligence

Grants 79% — above average
79%
Career Allow Rate
1038 granted / 1310 resolved
+21.2% vs TC avg
Moderate +10% lift
Without
With
+9.6%
Interview Lift
resolved cases with interview
Typical timeline
2y 8m
Avg Prosecution
38 currently pending
Career history
1348
Total Applications
across all art units

Statute-Specific Performance

§101
4.5%
-35.5% vs TC avg
§103
41.2%
+1.2% vs TC avg
§102
35.2%
-4.8% vs TC avg
§112
7.5%
-32.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1310 resolved cases

Office Action

§102
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-7, 10 and 12 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Lin et al. (2020/0158839). Regarding claim 1, Lin discloses an apparatus comprising: an array of emitter elements (15); an array of phase shifter elements (14), each phase shifter element configured to apply an optical phase shift to an optical wave that propagates through the phase shifter element and propagates to a corresponding emitter element, where the optical phase shift is based on an electrical signal provided to the phase shifter element (note Fig. 2, 4, 5); an array of driver elements (35), each driver element configured to provide an electrical signal to at least one of the phase shifter elements based on a digital code value received at an input of the driver element (Fig. 5); and digital control circuitry (17) configured to compute one or more digital code values that are provided to respective inputs of driver elements in the array of driver elements based on processing optical phased array control information, the processing including: computing optical phase shift information based at least in part on the optical phased array control information, and computing a corresponding digital code value based at least in part on the optical phase shift information (note par. 29-33). Regarding claim 2, Lin discloses the optical phased array control information comprises steering information associated with steering at least one optical beam formed by optical interference among optical waves emitted from the emitter elements in the array of emitter elements (note par. 17, 18, and 20). Regarding claim 3, Lin discloses the steering information is based on a tilt angle of a propagation axis that is perpendicular to a wavefront of the optical beam with respect to a reference axis that is defined relative to a plane over which the array of emitter elements are distributed (note par. 24). Regarding claim 4, Lin inherently discloses the steering information is computed by the digital control circuitry based on the tilt angle, a wavelength of the optical waves, and a distance between adjacent emitter elements in the array of emitter elements (note par. 17 and 20). Regarding claim 5, Lin inherently discloses optical phase shift information associated with a particular emitter element is computed based at least in part on the steering information and a position of the particular emitter element in the array of emitter elements (note par. 17 and 20). Regarding claim 6, Lin discloses a digital code value computed based at least in part on the optical phase shift information associated with the particular emitter element is computed based at least in part on calibration information associated with the particular emitter element (note par. 18 and 25). Regarding claim 7, Lin discloses the digital control circuitry is clocked by a clock signal during a sequence of clocked time intervals that are interleaved with a sequence of digital silence time intervals in which no clock signal is being distributed to the digital control circuitry. That is, similar to all conventional clock signal, the clock signal in Lin inherently has positive amplitudes and negative amplitudes. The negative amplitudes meets the digital silence time intervals as claimed. Regarding claim 10, Lin discloses the optical phased array control information comprises calibration information associated with calibrating at least one individual emitter element in the array of emitter elements (note par. 18 and 25). Regarding claim 12, see rejection to claim 1. Allowable Subject Matter Claims 8-9 and 11 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Claims 13-23 are allowed. The following is a statement of reasons for the indication of allowable subject matter: Prior art does not teach or suggest the computing functions by the digital control circuitry as recited in claims 13 and 21. Any inquiry concerning this communication or earlier communications from the examiner should be directed to MICHAEL LEE whose telephone number 571-272-7349. The examiner can normally be reached on Monday through Thursday from 9:00 am to 6:00 pm. If attempts to reach the examiner by telephone are unsuccessful, the examiner's supervisor, John Miller, can be reached on 571-272-7353. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). /MICHAEL LEE/ Primary Examiner, Art Unit 2422
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Prosecution Timeline

Apr 05, 2023
Application Filed
Sep 01, 2023
Response after Non-Final Action
Jan 19, 2026
Non-Final Rejection — §102 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
79%
Grant Probability
89%
With Interview (+9.6%)
2y 8m
Median Time to Grant
Low
PTA Risk
Based on 1310 resolved cases by this examiner. Grant probability derived from career allow rate.

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