Prosecution Insights
Last updated: September 29, 2026
Application No. 18/296,080

ESTER COMPOUND AND RESIN COMPOSITION

Final Rejection §102
Filed
Apr 05, 2023
Priority
Oct 07, 2020 — JP 2020-170098 +1 more
Examiner
BAHTA, MEDHANIT W
Art Unit
1692
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
Ajinomoto Co., Inc.
OA Round
2 (Final)
80%
Grant Probability
Favorable
3-4
OA Rounds
0m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 80% — above average
80%
Career Allowance Rate
637 granted / 791 resolved
+20.5% vs TC avg
Strong +28% interview lift
Without
With
+28.4%
Interview Lift
resolved cases with interview
Fast prosecutor
2y 1m
Avg Prosecution
44 currently pending
Career history
829
Total Applications
across all art units

Statute-Specific Performance

§101
1.5%
-38.5% vs TC avg
§103
40.4%
+0.4% vs TC avg
§102
15.7%
-24.3% vs TC avg
§112
29.2%
-10.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 791 resolved cases

Office Action

§102
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Status of the Claims The amendment filed on 07/21/2026 has been entered. Claims 1, 3, 11-13 and 19 have been amended and claim 2 has been canceled. Thus, claims 1 and 3-23 are currently pending; claim 11 has been withdrawn from further consideration, and claims 1, 3-10 and 12-23 are under examination. Withdrawn Rejections Claim 19 has been amended to obviate the indefinite language and thus the 112(b) rejection has been withdrawn. Claim 1 has been narrowed to a structure of formula (A1). Wu, Mandle and Nishichi fail to anticipate the amended claim. Thus the 102(a)(1) rejections have been withdrawn. Furthermore, the 103 rejections of the record for the dependent claims have also been withdrawn because Nishichi fails to make the claims obvious. Claim Objections Claims 7-8, 10 and 13-23 are newly objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1, 3-6, 9 and 12 are newly rejected under 35 U.S.C. 102(a)(1) as being anticipated by Horčic (Horčic, M. et al. “Bent-core dimers with top-to-bottom linkage between central units” RSC Adv., 2018, 8, 22974). Regarding claim 1, Horčic teaches the following compounds that are species of the claimed formula (A1) PNG media_image1.png 310 688 media_image1.png Greyscale PNG media_image2.png 240 568 media_image2.png Greyscale wherein each corresponding variable is as follows: PNG media_image3.png 307 683 media_image3.png Greyscale wherein n = 3. Regarding claim 3, in the above compound, Y1 is represented as follows: PNG media_image4.png 307 683 media_image4.png Greyscale Y1 is -COO- a is 0, thus Y2 is absent Regarding claim 5, the limitation “wherein a ratio of the fluorine-substituted arylcarbonyloxy group to the hydroxy group” is not given patentable weight because in view of claim 1, in which the presence of the hydroxy group is an optional limitation by the recitation “a substituent group or a hydroxy group”. Regarding claim 6, the number of fluorine atoms in the fluorine-substituted arylcarbonyloxy groups in the compounds is more than 3. Regarding claim 9, the compounds D3-FF-FF and D4-FF-FF contain 36 fluorine atoms (total mass of fluorine = 684 g/mol) in a total weight of 2588.09 g/mol of the compounds and thus the content of fluorine atoms is about 26.4% by mass. Regarding claim 12, the limitation “obtained by…” is a product by process claim language as a result of the product obtained. The product by process limitation is not limited to the manipulations of the recited steps for preparing the product, but only to the structure implied by the steps, in this case, only to product. In view of the specification, the product obtained is a compound comprising two or more aromatic rings to which a fluorine-substituted arylcarbonyloxy group is directly bonded, in which formula (A1) is also achieved. See MPEP § 2113: "[E]ven though product-by-process claims are limited by and defined by the process, determination of patentability is based on the product itself. The patentability of a product does not depend on its method of production. If the product in the product-by-process claim is the same as or obvious from a product of the prior art, the claim is unpatentable even though the prior product was made by a different process." In re Thorpe, 777 F.2d 695, 698, 227 USPQ 964, 966 (Fed. Cir. 1985) (citations omitted) (Claim was directed to a novolac color developer. The process of making the developer was allowed. The difference between the inventive process and the prior art was the addition of metal oxide and carboxylic acid as separate ingredients instead of adding the more expensive pre-reacted metal carboxylate. The product-by-process claim was rejected because the end product, in both the prior art and the allowed process, ends up containing metal carboxylate. The fact that the metal carboxylate is not directly added, but is instead produced in-situ does not change the end product.). Furthermore, "[b]ecause validity is determined based on the requirements of patentability, a patent is invalid if a product made by the process recited in a product-by-process claim is anticipated by or obvious from prior art products, even if those prior art products are made by different processes." Amgen Inc. v. F. Hoffman-La Roche Ltd., 580 F.3d 1340, 1370 n 14, 92 USPQ2d 1289, 1312, n 14 (Fed. Cir. 2009). See also Purdue Pharma v. Epic Pharma, 811 F.3d 1345, 117 USPQ2d 1733 (Fed. Cir. 2016). However, in the context of an infringement analysis, a product-by-process claim is only infringed by a product made by the process recited in the claim. Id. at 1370 ( "a product in the prior art made by a different process can anticipate a product-by-process claim, but an accused product made by a different process cannot infringe a product-by-process claim" ). Furthermore, because the process step does not appear to impart distinctive structural characteristic to the final product, i.e. a compound of formula (A1), the process step of claim 12 is not given patentable weight. See MPEP § 2113: The structure implied by the process steps should be considered when assessing the patentability of product-by-process claims over the prior art, especially where the product can only be defined by the process steps by which the product is made, or where the manufacturing process steps would be expected to impart distinctive structural characteristics to the final product. See, e.g., In re Garnero, 412 F.2d 276, 279, 162 USPQ 221, 223 (CCPA 1979) (holding "interbonded by interfusion" to limit structure of the claimed composite and noting that terms such as "welded," "intermixed," "ground in place," "press fitted," and "etched" are capable of construction as structural limitations). See also In re Nordt Dev. Co., 881 F.3d 1371,1375-76, 125 USPQ2d 1817, 1820 (Fed. Cir. 2018)(holding "the specification demonstrates that ‘injected molded’ connotes an integral structure," and discussing several cases since Garnero that held "limitations to convey structure even when they also describe a process of manufacture"). Allowable Subject Matter The subject matter of claims 7-8, 10 and 13-23 is free of prior art references. The closest prior art reference and its teachings have been set forth above. Regarding claims 7-8, while Horčic teaches compounds of formula (A1) with fluorine substituted arylcarbonyloxy group/s is represented by PNG media_image5.png 143 336 media_image5.png Greyscale , the reference fails to teach or suggest fluorine substituted arylcarbonyloxy group/s is represented by the instantly claimed formula (F1-1). Regarding claims 10 and 13-23, Horčic teaches that the compounds are bent-core liquid crystalline dimers designed by a top-to-bottom connection of bent-core central units by a propylenedioxy linking unit. However, the reference fails to teach the compounds in epoxy curing resin agent as recited in the instant claims. Furthermore, there is no suggestion in Horčic that motivates an ordinary skilled in the art to modify the teachings of the reference and to reasonably arrive at claims 7-8, 10 and 13-23. Conclusion Claims 1, 3-6, 9 and 12 are rejected and no claims are allowed. Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to MEDHANIT W BAHTA whose telephone number is (571)270-7658. The examiner can normally be reached Monday-Friday 8am-5pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Scarlett Goon can be reached at 571-270-5241. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /MEDHANIT W BAHTA/ Primary Examiner, Art Unit 1692
Read full office action

Prosecution Timeline

Apr 05, 2023
Application Filed
Apr 22, 2026
Non-Final Rejection mailed — §102
Jul 14, 2026
Applicant Interview (Telephonic)
Jul 14, 2026
Examiner Interview Summary
Jul 21, 2026
Response Filed
Sep 17, 2026
Final Rejection mailed — §102 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12735369
Selective Transition Metal Catalyzed Deuterium Incorporation Into Alkyne and Alkene Functionalities
3y 4m to grant Granted Sep 15, 2026
Patent 12735375
PROCESS
3y 6m to grant Granted Sep 15, 2026
Patent 12729174
CONVERTING NATURAL GAS TO DIMETHYL ETHER
3y 8m to grant Granted Sep 08, 2026
Patent 12721800
PHOSPHONATES AND N-HALAMINES COMPOSITIONS FOR TARTAR REMOVAL
3y 2m to grant Granted Sep 01, 2026
Patent 12715882
ADDUCT COMPRISING AT LEAST A METAL SELECTED FROM GOLD, SILVER AND COPPER AND AN ADDUCT OF A CARBON ALLOTROP AND A PYRROLIC COMPOUND
3y 6m to grant Granted Aug 25, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

3-4
Expected OA Rounds
80%
Grant Probability
99%
With Interview (+28.4%)
2y 1m (~0m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 791 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month