Prosecution Insights
Last updated: August 16, 2026
Application No. 18/297,699

ORGANIC ELECTROLUMINESCENT MATERIALS AND DEVICES

Non-Final OA §103
Filed
Apr 10, 2023
Priority
Apr 18, 2022 — provisional 63/332,165 +18 more
Examiner
CLARK, GREGORY D
Art Unit
Tech Center
Assignee
UNIVERSAL DISPLAY Corporation
OA Round
1 (Non-Final)
85%
Grant Probability
Favorable
1-2
OA Rounds
0m
Est. Remaining
93%
With Interview

Examiner Intelligence

Grants 85% — above average
85%
Career Allowance Rate
1033 granted / 1221 resolved
+24.6% vs TC avg
Moderate +8% lift
Without
With
+8.3%
Interview Lift
resolved cases with interview
Typical timeline
3y 1m
Avg Prosecution
51 currently pending
Career history
1261
Total Applications
across all art units

Statute-Specific Performance

§101
0.3%
-39.7% vs TC avg
§103
52.6%
+12.6% vs TC avg
§102
27.6%
-12.4% vs TC avg
§112
9.3%
-30.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1221 resolved cases

Office Action

§103
DETAILED ACTION The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . The office acknowledges the receipt of applicants’ response to the restriction requirement dated 06/16/2026. Elected Species PNG media_image1.png 360 798 media_image1.png Greyscale A search of the prior art did not show the elected species. As no claims where specifically drawn to applicants’ elected species in independent form, no claims have been indicated as allowable. Claims written in independent form which require all the limitations of the elected species along with any dependent claims which require all the limitations of the elected species would be allowable. Under MPEP 803.02, the search was expanded to find an examinable species. Examinable Species The examinable species is represented by Woz-PG130 (page 130): PNG media_image2.png 356 552 media_image2.png Greyscale PNG media_image3.png 572 484 media_image3.png Greyscale Which can be presented as WoZ-PG154 (page 154): PNG media_image4.png 312 583 media_image4.png Greyscale WoZ-PG154 reads on applicants’ Formula 1 while lacking the required electron withdrawing group on R4 or R5. The office notes the R20a and R40a correspond to applicant R4 and R5. R4 and R5 are defined by a finite set of substituent options which are viewed as functionally equivalent and readily exchangeable, absent unexpected results. The resulting variants are viewed as obvious derivatives of generic Woz-PG130. One such derivative is best viewed as a modification WoZ-PG154 formed by exchanging one of the CD3 with CN as shown below: WoZ-PG154CN PNG media_image5.png 326 574 media_image5.png Greyscale WoZ-PG154CN reads on applicants’ wherein R5 = CD3; R5 = CN; X1-X4 = C; Ring B = pyridine; Z1 = C; Z2 = N; Ring A = benzoimidazole; Z3 = N; Z4 = C; R3 = h; R2 = H; Y = O; R1 = CF3. WoZ-PG154CN reads on claims 1-11, 17-20 Claim 12-16 are withdrawn from further consideration in this office action as not reading on the examinable species. Claim Objections Claim 15 is objected to because of the following informalities as claim 15 indicated dependency to claim 40 while there is no claim 40. Appropriate correction is required. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1-11, 17-20 are rejected under 35 U.S.C. 103 as being unpatentable over Wozniak (US 2023/0124626 A1). Regarding Claims 1-11, Wozniak teaches material represented by Woz-PG130 (page 130): PNG media_image2.png 356 552 media_image2.png Greyscale PNG media_image3.png 572 484 media_image3.png Greyscale Which can be presented as WoZ-PG154 (page 154): PNG media_image4.png 312 583 media_image4.png Greyscale WoZ-PG154 reads on applicants’ Formula 1 with the lacking feature the electron withdrawing group on R4 or R5. The office notes the R20a and R40a correspond to applicant R4 and R5. R4 and R5 are defined by a finite set of substituent options which are viewed as functionally equivalent and readily exchangeable, absent unexpected results. The resulting variants are viewed as obvious derivatives of generic Woz-PG130. One such derivative is best viewed as a modification WoZ-PG154 formed by exchanging one of the CD3 with CN as shown below: WoZ-PG154CN PNG media_image5.png 326 574 media_image5.png Greyscale WoZ-PG154CN reads on applicants’ wherein R5 = CD3; R5 = CN; X1-X4 = C; Ring B = pyridine; Z1 = C;Z2 = N; Z2 = N; Ring A = benzoimidazole; Z3 = N; Z4 = C; R3 = H; R2 = H; Y = O; R1 = CF3. As Wozniak teaches a number of generic iridium complex each with a finite set of functionally equivalent substituent which readily exchangeable, it would have been obvious to one of ordinary skill in the art before the filing date of invention to have envisaged a variety of derivatives by varying which substituent group is present which would have included the above derivative, WoZ-PG154CN, which reads on the instant limitations, absent unexpected results (per claims 1-9). WoZ-PG154CN contains PNG media_image6.png 196 108 media_image6.png Greyscale wherein Y = O; adjacent R3a substituents fused to form ring; R1a and R2a = H (per claims 10-11). Regarding Claims 17-19, Wozniak teaches an OLED comprises: an anode; a cathode; and an organic layer disposed between the anode and the cathode, where the organic layer comprises a compound having a first ligand Formula I (paragraph 191) which can be represented as WoZ-PG154CN (above) (per claim 17). The host materials are represented by host comprises at least one chemical group selected from the group consisting of triphenylene, carbazole, indolocarbazole, dibenzothiophene, dibenzofuran, dibenzoselenophene, 5λ2-benzo[d]benzo[4,5]imidazo[3,2-a]imidazole, 5,9-dioxa-13b-boranaphtho[3,2,1-de]anthracene, triazine, aza-triphenylene, aza-carbazole, aza-indolocarbazole, aza-dibenzothiophene, aza-dibenzofuran, aza-dibenzoselenophene, aza-5λ2-benzo[d]benzo[4,5]imidazo[3,2-a]imidazole, and aza-(5,9-dioxa-13b-boranaphtho[3,2,1-de]anthracene) (paragraph 194) (per claim 18). Specific host example PNG media_image7.png 284 402 media_image7.png Greyscale (paragraph 195) (per claim 19). Regarding Claim 20 Wozniak teaches an OLED can be incorporated into one or more of a consumer product, an electronic component module, and a lighting panel (paragraph 227) (per claim 20). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to GREGORY D CLARK whose telephone number is (571)270-7087. The examiner can normally be reached on 8AM-4PM M-F. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Jennifer Chriss can be reached on 571-272-7783. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /GREGORY D CLARK/Primary Examiner, Art Unit 1786
Read full office action

Prosecution Timeline

Apr 10, 2023
Application Filed
Jul 29, 2026
Non-Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12703824
ORGANIC ELECTROLUMINESCENT ELEMENT
3y 11m to grant Granted Aug 11, 2026
Patent 12707883
POLYCYCLIC COMPOUND, LIGHT EMITTING ELEMENT INCLUDING THE SAME, AND DISPLAY DEVICE INCLUDING THE SAME
3y 11m to grant Granted Aug 11, 2026
Patent 12703711
ORGANIC MOLECULES FOR OPTOELECTRONIC DEVICES
3y 9m to grant Granted Aug 11, 2026
Patent 12698274
BENZIMIDAZOLE-SUBSTITUTED FLUORANTHENE COMPOUND, AND ORGANIC LIGHT EMITTING DEVICE INCLUDING THE SAME
3y 9m to grant Granted Aug 04, 2026
Patent 12692279
ORGANIC MOLECULES FOR OPTOELECTRONIC DEVICES
4y 6m to grant Granted Jul 28, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
85%
Grant Probability
93%
With Interview (+8.3%)
3y 1m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1221 resolved cases by this examiner. Grant probability derived from career allowance rate.

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