Prosecution Insights
Last updated: April 19, 2026
Application No. 18/299,338

METHOD AND APPARATUS FOR CALCULATING THE RUNNING CLEARANCE OF A DISC BRAKE

Final Rejection §102§103
Filed
Apr 12, 2023
Examiner
MORRIS, DAVID R.
Art Unit
3616
Tech Center
3600 — Transportation & Electronic Commerce
Assignee
Meritor Heavy Vehicle Braking Systems (Uk) Limited
OA Round
2 (Final)
82%
Grant Probability
Favorable
3-4
OA Rounds
2y 2m
To Grant
96%
With Interview

Examiner Intelligence

Grants 82% — above average
82%
Career Allow Rate
417 granted / 508 resolved
+30.1% vs TC avg
Moderate +14% lift
Without
With
+13.7%
Interview Lift
resolved cases with interview
Fast prosecutor
2y 2m
Avg Prosecution
37 currently pending
Career history
545
Total Applications
across all art units

Statute-Specific Performance

§101
1.2%
-38.8% vs TC avg
§103
31.8%
-8.2% vs TC avg
§102
35.0%
-5.0% vs TC avg
§112
29.9%
-10.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 508 resolved cases

Office Action

§102 §103
DETAILED CORRESPONDENCE Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale or otherwise available to the public before the effective filing date of the claimed invention. Claims 5-6 and 12-13 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Knoop et al. (U.S. 2017/0167556). Regarding claim 5, Knoop discloses A brake assembly for a disc brake (abstract at least), the brake assembly comprising: a caliper housing (120); a piston assembly (including 14) moveably disposed within the caliper housing (as shown) and configured to actuate a first brake pad assembly (18) in an axial direction of a rotor (16) from a first retracted position to a first extended position during a braking operation; and a sensor arrangement (see pgh. 0083-99, load sensor 142 at least) configured to detect a position of a component of the piston assembly (e.g. step 172) to indicate displacement of the component of the piston assembly in the axial direction during the braking operation (see pgh. 0088); and a controller (pgh. 0088, “ECU” at least) configured to receive sensor signals (see pgh. 0088), wherein the sensor signals indicate at least input force or pressure applied (sensor 142 is a “load” sensor, which at least “indicates” input force or pressure applied), from the sensor arrangement and to process, in response to the sensor signals, a derived operational parameter indicative of at least running clearance (pgh. 0099 at least, the sensor data is used to determine wear, which is a “derived operational parameter” based on the load, and this parameter is “indicative of at least running clearance”, because the more the brake is worn, the more running clearance there is). Regarding claim 6, Knoop discloses the sensor arrangement is fixed relative to the caliper housing such that there is relative movement between the sensor arrangement and the component of the piston assembly during the braking operation (see fig. 3 at least, 150 mounted in 120). Regarding claim 12, Knoop discloses the sensor arrangement (at 142 at least) is fixed relative to the component of the piston assembly (via spring 140) such that the sensor arrangement is displaced together with the component of the piston assembly in the axial direction during the braking operation (142 is spring biased toward 172 and moves together with 172). Regarding claim 13, Knoop discloses the sensor arrangement comprises a single sensor (load sensor 142) configured to detect: a position of an adjuster mechanism to determine total wear (pgh. 0099, signal indicative of wear); and the displacement of the component of the piston assembly in the axial direction (pgh. 0095-0099 at least, displacement of 142 is indicative of displacement of piston assembly component via rotation of 148/132). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claim 7 is rejected under 35 U.S.C. 103 as being unpatentable over Knoop et al. (U.S. 2017/0167556) in view of Philpott (U.S. 2016/0160949). Regarding claim 7, Knoop discloses an adjuster mechanism (22) that is operatively connected to the piston assembly and is configured to adjust the first extended position to ensure an acceptable total running clearance between the first brake pad assembly and the rotor and a second brake pad assembly and the rotor (see pgh. 0076-0078 at least). Knoop does not appear to disclose the first and second sensors as claimed. In the same field of endeavor of brake adjuster mechanisms, Philpott teaches an adjuster mechanism (120), and a sensor arrangement comprising a first sensor (152) and a second sensor (156), wherein the first sensor is configured to detect a position of the adjuster mechanism to determine total wear (pgh. 0051 at least) and the second sensor is configured to detect displacement of the component of the piston assembly in the axial direction (fig. 4A and pgh. 0055-0059). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have added the first and second sensors of Philpott to the adjuster mechanism of Knoop to provide redundancy to the system by having multiple sensors of different types for determining the amount of adjustment needed. Claims 8 and 18 are rejected under 35 U.S.C. 103 as being unpatentable over Philpott (U.S. 2016/0160949) in view of Knoop et al. (U.S. 2017/0167556). Regarding claim 8, Philpott discloses (figs. 1-2A) A brake assembly for a disc brake (as shown), the brake assembly comprising: a caliper housing (20/22); a piston assembly (60) moveably disposed within the caliper housing and configured to actuate a first brake pad assembly (24) in an axial direction of a rotor (28) from a first retracted position to a first extended position during a braking operation (engaged and disengaged positions); and a sensor arrangement (150) configured to detect a position of a component (e.g. 82) of the piston assembly to indicate displacement of the component of the piston assembly in the axial direction during the braking operation (see pgh. 0051 at least), a controller (see pgh. 0053) configured to receive sensor signals (see pgh. 0052 and 0054), and to process, in response to the sensor signals, a derived operational parameter indicative of at least running clearance (see pgh. 0057 at least, position of indicator 160 sensed by sensor 156 indicative of wear, which is indicative of running clearance, as the amount of wear affects the amount of running clearance); the sensor arrangement further comprises: a wear sensor arm (142) in communication with the adjuster mechanism, the wear sensor arm being configured to displace relative to the caliper housing in an axial direction as the adjuster mechanism adjusts the first extended position of the piston assembly (pgh. 0046-0047 at least), wherein the first sensor is in communication with the wear sensor arm to detect the displacement of the wear sensor arm in the axial direction (pgh. 0051 at least) and the second sensor is in communication with the component of the piston assembly to detect the displacement of the component of the piston assembly in the axial direction (as previously mapped). Philpott does not appear to disclose the sensor signals indicate at least input force or pressure applied, from the sensor arrangement. Knoop teaches the sensor signals indicate at least input force or pressure applied (sensor 142 is a “load” sensor, which at least “indicates” input force or pressure applied). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have added the load sensors of Knoop to the adjuster mechanism of Philpott to provide redundancy to the system by having multiple sensors of different types for determining the amount of adjustment needed. Regarding claim 18, Philpott further discloses in the component of the piston assembly comprises a projection 1 (e.g. inward projection 166) configured to be detected by the sensor arrangement to indicate axial movement of the component of the piston assembly, to indicate displacement of the component of the piston assembly during a braking operation. (see mapping above for Philpott mapped to claim 5). Philpott does not appear to disclose the sensor signals indicate at least input force or pressure applied, from the sensor arrangement (from claim 5). Knoop teaches the sensor signals indicate at least input force or pressure applied (sensor 142 is a “load” sensor, which at least “indicates” input force or pressure applied). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have added the load sensors of Knoop to the adjuster mechanism of Philpott to provide redundancy to the system by having multiple sensors of different types for determining the amount of adjustment needed. Allowable Subject Matter Claims 9-11, 14-17 and 19 would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims, and if rewritten to overcome any 112(b) rejections, as appropriate. Reasons for allowance, if applicable, will be the subject of a separate communication to the Applicant or patent owner, pursuant to 37 CFR § 1.104 and MPEP § 1302.14. Response to Arguments Applicant contends on page 7 of the remarks filed 1/23/2026 that Philpott does not disclose the limitations newly recited in claim 5. This argument is found persuasive. However, a new grounds of rejection is made, as appears above. Applicant contends on page 7 of the remarks that Knoop does not disclose the limitations newly recited in claim 5. This argument is not found persuasive, as Knoop discloses these limitations, as described above. Conclusion THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to DAVID MORRIS whose telephone number is (571)270-3595. The examiner can normally be reached Monday thru Friday; 8:30 AM - 5:00 PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Robert Siconolfi can be reached at (571) 272-7124. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /DAVID R MORRIS/Primary Examiner, Art Unit 3616
Read full office action

Prosecution Timeline

Apr 12, 2023
Application Filed
Oct 21, 2025
Non-Final Rejection — §102, §103
Jan 21, 2026
Response Filed
Feb 09, 2026
Final Rejection — §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
82%
Grant Probability
96%
With Interview (+13.7%)
2y 2m
Median Time to Grant
Moderate
PTA Risk
Based on 508 resolved cases by this examiner. Grant probability derived from career allow rate.

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