Prosecution Insights
Last updated: April 19, 2026
Application No. 18/303,590

SUBSTRATE PLATE FOR AN INTERCHANGEABLE CONTAINER, INTERCHANGEABLE CONTAINER AND METHOD AND APPARATUS FOR UNPACKING A THREE-DIMENSIONAL OBJECT PRODUCED BY SELECTIVE SOLIDIFICATION OF A PULVERULENT BUILD MATERIAL ON A SUBSTRATE PLATE OR IN THE INTERCHANGEABLE CONTAINER

Non-Final OA §102
Filed
Apr 20, 2023
Examiner
MORALES, RICARDO D
Art Unit
1738
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Trumpf Laser- und Systemtechnik GmbH
OA Round
1 (Non-Final)
81%
Grant Probability
Favorable
1-2
OA Rounds
2y 9m
To Grant
98%
With Interview

Examiner Intelligence

Grants 81% — above average
81%
Career Allow Rate
350 granted / 431 resolved
+16.2% vs TC avg
Strong +17% interview lift
Without
With
+17.0%
Interview Lift
resolved cases with interview
Typical timeline
2y 9m
Avg Prosecution
32 currently pending
Career history
463
Total Applications
across all art units

Statute-Specific Performance

§101
0.6%
-39.4% vs TC avg
§103
56.6%
+16.6% vs TC avg
§102
21.5%
-18.5% vs TC avg
§112
19.2%
-20.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 431 resolved cases

Office Action

§102
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Claims 8-13 and 15 are withdrawn from further consideration pursuant to 37 CFR 1.142(b), as being drawn to a nonelected invention, there being no allowable generic or linking claim. Applicant timely traversed the restriction (election) requirement in the reply filed on 12/30/2025. Applicant's election with traverse of Claims 1-7 and 14 in the reply filed on 12/30/2025 is acknowledged. The traversal is on the ground(s) that there is no serious search burden. This is not found persuasive because the different inventions require different fields of search where results for one invention are unlikely to result in pertinent art for the other. The requirement is still deemed proper and is therefore made FINAL. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-7 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Laib et al. (DE102017108080A1). Regarding Claims 1-2, Laib teaches a substrate plate 44 for an interchangeable container, where a 3D object 14 is built on the surface; a connection interface 23 opposite of the surface 44 where a transmission element 38 is capable of being connected to the connection interface; where an actuator 34 is capable of being connected 42 in a force-fitting manner to the transmission element 38 fastened to the substrate plate 44 (See Fig 4); the actuator limitations of being capable of being connected and of being capable of being excited to oscillate by a generator is not considered to have patentable weight by further limiting the substrate plate which is being claimed. Regarding Claim 3, this limitation is considered optional and does not add patentable weight as the sound conductor is not required to be connected to the substrate plate Regarding Claim 4, this limitation is considered optional and does not add patentable weight as the generator is not required to be connected to the substrate plate Regarding Claim 5, this limitation is considered optional and does not add patentable weight as the actuator is not required to be connected to the substrate plate Regarding Claim 6, the apparatus comprises an interchangeable container 12 comprising the building cylinder 12 and substrate plate (which can move up and down) and where the object is built on the substrate plate 44 (See Claims and Figures 3-4); Regarding Claim 7, the substrate plate 44 is connected to a transmission element 38 pointed towards an outerside (bottom) of the building cylinder 12; where the transmission element and substrate are capable of being moved up and down together in the building cylinder (See Figure 6) PNG media_image1.png 728 818 media_image1.png Greyscale Allowable Subject Matter Claim 14 is objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. The following is a statement of reasons for the indication of allowable subject matter: The closest prior art of record is Laib et al. (DE1020170108080A1) as used above which teaches an apparatus for additive manufacturing where the container and substrate plate may be turned with a turning device (Page 3) causing n a movement can be used to turn the substrate plate from a upright position to an emptying position (Page 2), however the apparatus does not teach the generator as claimed. Any inquiry concerning this communication or earlier communications from the examiner should be directed to RICARDO D MORALES whose telephone number is (571)272-6691. The examiner can normally be reached Monday-Thursday 9 am- 4 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Sally Merkling can be reached at 5712726297. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /RICARDO D MORALES/Primary Examiner, Art Unit 1738
Read full office action

Prosecution Timeline

Apr 20, 2023
Application Filed
Feb 02, 2026
Non-Final Rejection — §102 (current)

Precedent Cases

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2y 5m to grant Granted Apr 07, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
81%
Grant Probability
98%
With Interview (+17.0%)
2y 9m
Median Time to Grant
Low
PTA Risk
Based on 431 resolved cases by this examiner. Grant probability derived from career allow rate.

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