Prosecution Insights
Last updated: April 19, 2026
Application No. 18/305,109

Tau Immunotherapy

Non-Final OA §DP
Filed
Apr 21, 2023
Examiner
SZPERKA, MICHAEL EDWARD
Art Unit
1641
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
Prothena Biosciences Limited
OA Round
1 (Non-Final)
62%
Grant Probability
Moderate
1-2
OA Rounds
3y 1m
To Grant
99%
With Interview

Examiner Intelligence

Grants 62% of resolved cases
62%
Career Allow Rate
579 granted / 932 resolved
+2.1% vs TC avg
Strong +38% interview lift
Without
With
+37.9%
Interview Lift
resolved cases with interview
Typical timeline
3y 1m
Avg Prosecution
37 currently pending
Career history
969
Total Applications
across all art units

Statute-Specific Performance

§101
3.4%
-36.6% vs TC avg
§103
22.1%
-17.9% vs TC avg
§102
21.8%
-18.2% vs TC avg
§112
31.5%
-8.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 932 resolved cases

Office Action

§DP
DETAILED ACTION The present application is being examined under the pre-AIA first to invent provisions. Applicant’s response and amendments received January 6, 2026 are acknowledged. Claims 2, 4, 6-8, 10-12, and 14 have been canceled. Claims 1, 3, 5, 9, 13, 15-19 have been amended. Claims 20-39 have been added. Claims 1, 3, 5, 9, 13, and 15-39 are pending in the instant application. Claims 1 and 16-19 are independent, and all claims recite administering anti-tau antibodies to a subject to treat disease Applicant’s election without traverse of the anti-tau antibody species comprising the six CDRs of SEQ ID NOs:11-13 and 17-19 in the reply filed on January 6, 2026 is acknowledged. It should be noted that these CDRs are disclosed in the specification as belonging to clone 16B5. Information Disclosure Statement The IDS form received January 5, 2024 is acknowledged and the references cited therein have been considered. Double Patenting The nonstatutory double patenting rejection is based on a judicially created doctrine grounded in public policy (a policy reflected in the statute) so as to prevent the unjustified or improper timewise extension of the “right to exclude” granted by a patent and to prevent possible harassment by multiple assignees. A nonstatutory double patenting rejection is appropriate where the conflicting claims are not identical, but at least one examined application claim is not patentably distinct from the reference claim(s) because the examined application claim is either anticipated by, or would have been obvious over, the reference claim(s). See, e.g., In re Berg, 140 F.3d 1428, 46 USPQ2d 1226 (Fed. Cir. 1998); In re Goodman, 11 F.3d 1046, 29 USPQ2d 2010 (Fed. Cir. 1993); In re Longi, 759 F.2d 887, 225 USPQ 645 (Fed. Cir. 1985); In re Van Ornum, 686 F.2d 937, 214 USPQ 761 (CCPA 1982); In re Vogel, 422 F.2d 438, 164 USPQ 619 (CCPA 1970); In re Thorington, 418 F.2d 528, 163 USPQ 644 (CCPA 1969). A timely filed terminal disclaimer in compliance with 37 CFR 1.321(c) or 1.321(d) may be used to overcome an actual or provisional rejection based on nonstatutory double patenting provided the reference application or patent either is shown to be commonly owned with the examined application, or claims an invention made as a result of activities undertaken within the scope of a joint research agreement. See MPEP § 717.02 for applications subject to examination under the first inventor to file provisions of the AIA as explained in MPEP § 2159. See MPEP § 2146 et seq. for applications not subject to examination under the first inventor to file provisions of the AIA . A terminal disclaimer must be signed in compliance with 37 CFR 1.321(b). The filing of a terminal disclaimer by itself is not a complete reply to a nonstatutory double patenting (NSDP) rejection. A complete reply requires that the terminal disclaimer be accompanied by a reply requesting reconsideration of the prior Office action. Even where the NSDP rejection is provisional the reply must be complete. See MPEP § 804, subsection I.B.1. For a reply to a non-final Office action, see 37 CFR 1.111(a). For a reply to final Office action, see 37 CFR 1.113(c). A request for reconsideration while not provided for in 37 CFR 1.113(c) may be filed after final for consideration. See MPEP §§ 706.07(e) and 714.13. The USPTO Internet website contains terminal disclaimer forms which may be used. Please visit www.uspto.gov/patent/patents-forms. The actual filing date of the application in which the form is filed determines what form (e.g., PTO/SB/25, PTO/SB/26, PTO/AIA /25, or PTO/AIA /26) should be used. A web-based eTerminal Disclaimer may be filled out completely online using web-screens. An eTerminal Disclaimer that meets all requirements is auto-processed and approved immediately upon submission. For more information about eTerminal Disclaimers, refer to www.uspto.gov/patents/apply/applying-online/eterminal-disclaimer. Claims 1, 3, 5, 9, 13, and 15-39 are rejected on the ground of nonstatutory double patenting as being unpatentable over claims 1-29 of U.S. Patent No. 10,752679. Although the claims at issue are not identical, they are not patentably distinct from each other because the issued claims anticipate that which is presently claimed. Specifically, the issued claims of the ‘679 patent recite antibodies that are defined by SEQ ID number and bind human tau, as well as methods of administering such antibodies to treat or effect prophylaxis of a disease associated with tau, including Alzheimer’s disease (see all issued claims, particularly issued claims 1, 23 and 24). Notably the light chain variable domain of the antibody of the issued claims is recited as comprising a biological sequence 100% identical to instant SEQ ID NO:22 (i.e. issued SEQ ID NO:36, see enclosed sequence alignments) while the heavy chain variable domain comprises all of the CDR sequences recited in the independent claims and is 99% identical to instant SEQ ID NO:15 (issued SEQ ID NO:35, see below as well as enclosed alignments). PNG media_image1.png 112 556 media_image1.png Greyscale Additionally, the issued methods are not only recited as treating and effecting prophylaxis but also “reducing aberrant transmission of tau” (compare issued claim 26 to instant claim 16), “inducing phagocytosis of tau” (compare issued claim 27 to instant claim 17), “inhibiting tau aggregation” (compare issued claim 28 to instant claim 18) and “inhibiting formation of tau tangles” (compare issued claim 29 to instant claim 19). Given that the issued administration methods administer anti-tau antibodies comprising more sequence information than just the six CDR sequences as are recited in the instant independent claims, the issued therapeutic methods necessarily anticipate the breadth of what is presently claimed. Claims 1, 3, 5, 9, 13, and 15-39 are rejected on the ground of nonstatutory double patenting as being unpatentable over claims 1-14 of U.S. Patent No. 11,492,393. Although the claims at issue are not identical, they are not patentably distinct from each other because the instant claims are either anticipated by or are obvious variants of the issued claims. Specifically, the issued claims of the ‘393 patent recite antibodies that are defined by SEQ ID number and bind human tau, as well as methods of administering such antibodies to treat or effect prophylaxis of a disease associated with tau, including Alzheimer’s disease (see all issued claims, particularly issued claims 1, 7, and 9). Notably the light chain variable domain of the antibody of the issued claims is recited as comprising a biological sequence 100% identical to instant SEQ ID NO:22 (i.e. issued SEQ ID NO:36, see enclosed sequence alignments) while the heavy chain variable domain comprises all of the CDR sequences recited in the independent claims and is 99% identical to instant SEQ ID NO:15 (issued SEQ ID NO:35, see below as well as enclosed alignments) with the administered antibodies further having antibody constant domains defined by recited SEQ ID numbers. PNG media_image1.png 112 556 media_image1.png Greyscale While the issued method claims recite administering anti-tau antibodies for treating and effecting prophylaxis of tau diseases including Alzheimer’s, the issued claims do not recite that such administrations “reduce aberrant transmission of tau”, “induce phagocytosis of tau”, “inhibit tau aggregation” or “inhibit formation of tau tangles”. However, all such methods recite the exact same process step, namely administration of an antibody that binds tau defined by polypeptide sequence to the same patient population, specifically Alzheimer’s patients. As such the statements of the preambles such as “inducing tau phagocytosis” or “inhibiting tangle formation” reasonably appear to be a statement of the biological mechanism by which treatment or prophylaxis of Alzheimer’s is a achieved as no differential dosing or alternate timings of administration are recited in any claims. Indeed, all pending claims are not limited to any particular dose or frequency of administration and thus the same process step, i.e. administering an anti-tau antibody limited by recited SEQ ID numbers to Alzheimer’s patients is carried out in all instant claimed methods as well as the previously issued methods which provide additional sequence information concerning the administered anti-tau antibody. Given that the preambles recite the intended result or “purpose” but do not alter the drug administered, the patient population, or the amount or timing of administrations, such intended results do not provide patentable distinctiveness that limits the instant claimed inventions to something patentably distinct from that previously issued to applicant. See also MPEP 2111.02. Claims 1, 3, 5, 9, 13, and 15-39 are rejected on the ground of nonstatutory double patenting as being unpatentable over claims 1-20 of U.S. Patent No. 12,195,525. Although the claims at issue are not identical, they are not patentably distinct from each other because the instant claims are either anticipated by or are obvious variants of the issued claims. Specifically, the issued claims of the ‘525 patent recite antibodies that are defined by SEQ ID number and bind human tau, as well as methods of administering such antibodies to treat or effect prophylaxis of a disease associated with tau, including Alzheimer’s disease (see all issued claims, particularly issued claims 1 and 18-20). Notably the light chain variable domain of the antibody of the issued claims is recited as comprising a biological sequence 100% identical to instant SEQ ID NO:22 (i.e. issued SEQ ID NO:36, see enclosed sequence alignments) while the heavy chain variable domain comprises all of the CDR sequences recited in the independent claims and is 99% identical to instant SEQ ID NO:15 (issued SEQ ID NO:15, see below as well as enclosed alignments). PNG media_image2.png 114 606 media_image2.png Greyscale While the issued method claims recite administering anti-tau antibodies for treating and effecting prophylaxis of tau diseases including Alzheimer’s, the issued claims do not recite that such administrations “reduce aberrant transmission of tau”, “induce phagocytosis of tau”, “inhibit tau aggregation” or “inhibit formation of tau tangles”. However, all such methods recite the exact same process step, namely administration of an antibody that binds tau defined by polypeptide sequence to the same patient population, specifically Alzheimer’s patients. As such the statements of the preambles such as “inducing tau phagocytosis” or “inhibiting tangle formation” reasonably appear to be a statement of the biological mechanism by which treatment or prophylaxis of Alzheimer’s is a achieved as no differential dosing or alternate timings of administration are recited in any claims. Indeed, all pending claims are not limited to any particular dose or frequency of administration and thus the same process step, i.e. administering an anti-tau antibody limited by recited SEQ ID numbers to Alzheimer’s patients is carried out in all instant claimed methods as well as the previously issued methods which provide additional sequence information concerning the administered anti-tau antibody. Given that the preambles recite the intended result or “purpose” but do not alter the drug administered, the patient population, or the amount or timing of administrations, such intended results do not provide patentable distinctiveness that limits the instant claimed inventions to something patentably distinct from that previously issued to applicant. See also MPEP 2111.02. No claims are allowable. Any inquiry concerning this communication or earlier communications from the examiner should be directed to Michael Szperka whose telephone number is (571)272-2934. The examiner can normally be reached Monday-Friday 8:30-5:00. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Misook Yu can be reached at 571-272-0839. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. Michael Szperka Primary Examiner Art Unit 1641 /MICHAEL SZPERKA/Primary Examiner, Art Unit 1641
Read full office action

Prosecution Timeline

Apr 21, 2023
Application Filed
Feb 06, 2026
Non-Final Rejection — §DP (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12600797
FIBRIN-BINDING ANTIBODY AND PHARMACEUTICAL COMPOSITION CONTAINING ANTIBODY
2y 5m to grant Granted Apr 14, 2026
Patent 12583911
HUMAN IMMUNODEFICIENCY VIRUS GP120 BINDING PROTEINS
2y 5m to grant Granted Mar 24, 2026
Patent 12577306
BISPECIFIC ANTI PD1-ANTI TIM3 ANTIBODIES
2y 5m to grant Granted Mar 17, 2026
Patent 12565539
Method for Primary Prevention of Allergic Disorders During Infancy Through IgE-Class-Specific Immunosuppression
2y 5m to grant Granted Mar 03, 2026
Patent 12559572
NOVEL COMPOSITIONS AND METHODS FOR TREATING IgE-MEDIATED DISORDERS
2y 5m to grant Granted Feb 24, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

AI Strategy Recommendation

Get an AI-powered prosecution strategy using examiner precedents, rejection analysis, and claim mapping.
Powered by AI — typically takes 5-10 seconds

Prosecution Projections

1-2
Expected OA Rounds
62%
Grant Probability
99%
With Interview (+37.9%)
3y 1m
Median Time to Grant
Low
PTA Risk
Based on 932 resolved cases by this examiner. Grant probability derived from career allow rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month