Prosecution Insights
Last updated: May 29, 2026
Application No. 18/305,834

STORAGE CONTAINER FOR AUTOMATED STORAGE AND RETRIEVAL SYSTEM

Final Rejection §103
Filed
Apr 24, 2023
Priority
Nov 28, 2018 — NO 20181530 +3 more
Examiner
KIRSCH, ANDREW THOMAS
Art Unit
3733
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
AutoStore Technology AS
OA Round
6 (Final)
51%
Grant Probability
Moderate
7-8
OA Rounds
1m
Est. Remaining
86%
With Interview

Examiner Intelligence

Grants 51% of resolved cases
51%
Career Allowance Rate
486 granted / 960 resolved
-19.4% vs TC avg
Strong +35% interview lift
Without
With
+34.9%
Interview Lift
resolved cases with interview
Typical timeline
3y 2m
Avg Prosecution
32 currently pending
Career history
1010
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
83.3%
+43.3% vs TC avg
§102
13.3%
-26.7% vs TC avg
§112
1.0%
-39.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 960 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . The amendment filed 12/12/2025 has been entered. Claim Objections Claim 1 is objected to because of the following informalities: possible typographical error/dash: “…wherein-the storage container comprises…” Appropriate correction is required. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claim(s) 1, 3, 7 and 11-15 is/are rejected under 35 U.S.C. 103 as being unpatentable over US Patent No. 7,861,863 (Meissen, of record) in view of US Patent No. 6,305,532 (Overkamp, of record), US Patent No. 4,441,615 (Goodrich hereinafter) and US Patent No. 3,937,356 (Schmidt, Sr. et al. of record). In re claim 1, with reference to Figs. 1-3, Meissen discloses: A storage container (10) for storing product items, wherein the storage container comprises: a base (12); two first parallel side walls (14, 16); two second parallel side walls (18, 20) perpendicular to the two first parallel side walls; a top opening; and two side openings (24), to allow one or more items to be unloaded from the storage container or loaded into the storage container through one of the side openings at an unloading station or at a loading station (column 2, lines 46-48); wherein the storage container is provided with a restraint (lip 27) which is arranged to restrain movement of the one or more items from exiting through one of the side openings during transportation of the storage container to the unloading or loading station; wherein the restraint comprises a lip (27) protruding upwardly from the base at a lower edge of one of the side openings (see Fig. 1); wherein the storage container is configured to be received by a container carrier comprising carrier side walls, the carrier side walls having at least one carrier side wall opening; and wherein the lip is inclined or curved to extend between the base and a lower edge of the at least one carrier side wall opening in a direction perpendicular to the first parallel side walls, the incline or curve of the lip facilitating pushing of the product items over the lip on unloading or loading (note that the purpose of the lip is to ultimately prevent pushing of product items out of or into the container, and therefore the slight incline of the lip of Meissen is considered to facilitate loading/unloading in as much as is disclosed by the Applicant, in that a vertical lip or a taller lip would further inhibit pushing/loading, and therefore the shorter and inclined lip of Meissen is considered to provide relative facilitation thereof). It has been held that a recitation with respect to the manner in which a claimed apparatus is intended to be employed (i.e. “for storing product items in an automated storage and retrieval system, the automated storage and retrieval system comprising a plurality of grid cells, each having a cell width between 30 centimeters and 150 centimeters”, and “wherein the storage container is configured to be received by a container carrier comprising carrier side walls, the carrier side walls having at least one carrier side wall opening”, and “to allow product items to be pushed over the lip at the unloading or loading station”) does not differentiate the claimed apparatus from a prior art apparatus (i.e. the claimed storage container) satisfying the claimed structural limitations. See MPEP 2114, II. [AltContent: arrow][AltContent: textbox (Curved Lip)][AltContent: arrow] PNG media_image1.png 502 788 media_image1.png Greyscale Meissen fails to disclose the height range of the lip being 0.5-20 mm. However, with reference to Figs. 1-2, Overkamp discloses a tray having a lip (30) of a height of approximately ¼ inch (~6.35 mm). Therefore, it would have been obvious to one of ordinary skill in the art at the time of the invention to have defined the lip of Meissen to have been approximately ¼ inch (~6.35 mm) as taught by Overkamp since it has been held that where the general conditions of a claim are disclosed in the prior art, discovering the optimum or workable ranges involves only routine skill in the art. In re Aller, 105 USPQ 233. Please note that in the instant application, page 22, lines 11-16, applicant has not disclosed any criticality for the claimed limitations. Meissen in view of Overkamp fails to disclose wherein the lip is curved along the length of the lower edge of the side opening whereby the curve extends between the base and a lower edge of the at least one carrier side wall opening in a direction perpendicular to the first parallel side walls. However, with reference to Fig. 5 below, Schmidt, Sr. et al. discloses a food products vessel (Title, element 12) having a smooth rounded edge (42) extending a length of a wall (16), ensuring that the edge does not present a safety hazard to personnel during operational use of a food products vessel equipped with the smooth structure (Schmidt, Sr. et al. column 2, lines 37-41 and column 5, lines 28-32). [AltContent: textbox (Curved Lip)] [AltContent: oval][AltContent: arrow] PNG media_image2.png 276 281 media_image2.png Greyscale PNG media_image3.png 255 173 media_image3.png Greyscale Therefore, it would have been obvious to one of ordinary skill in the art at the time of the invention to have modified the profile of the lip of Meissen in view of Overkamp to have been curved in a direction to provide a smooth continuous rounded surface along the length of the lip for the purposes of ensuring that the edge does not present a safety hazard to personnel during operational use of a food products vessel equipped with the smooth structure (Schmidt, Sr. et al. column 2, lines 37-41 and column 5, lines 28-32). Meissen in view of Overkamp and Schmidt, Sr. et al. fail to disclose that the size of the tray can fit into an unclaimed automated storage and retrieval system having cells of a certain size range. However, Goodrich discloses bakery trays and baskets which are “about 20-22 inches in width, 26-30 inches in length” and can be used in automatic handling systems (column 1, lines 46-62). It would have been obvious to one of ordinary skill in the art at the time of the invention to have formed the container of Meissen in view of Overkamp and Schmidt, Sr. et al. of a common size which can be used in manual or automatic handling systems as taught by Goodrich, since it has been held that the Federal Circuit held that, where the only difference between the prior art and the claims was a recitation of relative dimensions of the claimed device and a device having the claimed relative dimensions would not perform differently than the prior art device, the claimed device was not patentably distinct from the prior art device (MPEP 2144.04 IV, A). In re claim 3, with reference to the Figs. Noted above, Meissen in view of Overkamp, Goodrich and Schmidt, Sr. et al. discloses the claimed invention including wherein the lip is continuous, intermittent or broken (See Fig. 1, lip 27 is continuous between corners 32-38). In re claim 7, with reference to the Figs. Noted above, Meissen in view of Overkamp, Goodrich and Schmidt, Sr. et al. discloses the claimed invention including wherein the restraint comprises a profile provided in an upper surface of the base (i.e. lip 27 protrudes upwards from base and has a profile, see Fig. 1 above) In re claim 11, with reference to the Figs. Noted above, Meissen in view of Overkamp, Goodrich and Schmidt, Sr. et al. discloses the claimed invention including wherein the storage container is made of moulded plastic (Meissen, column 4, lines 34-38). In re claim 12, with reference to the Figs. Noted above, Meissen in view of Overkamp, Goodrich and Schmidt, Sr. et al. discloses the claimed invention including wherein the storage container comprises an array of moulded ribs (i.e. which form openings 33, see Fig. 1), allowing the load of the product items carried by the base to be transferred into the side walls and further to the top of the side walls (since the container of Meissen is of one piece construction, loaded contents will be distribute force to the entire apparatus, including the top of the sidewalls). In re claim 13, with reference to the Figs. Noted above, Meissen in view of Overkamp, Goodrich and Schmidt, Sr. et al. discloses the claimed invention including wherein the storage container comprises an upper vehicle connection interface (note that the bottom surface of the base 12 is capable of interfacing with an upper surface of a vehicle, e.g. a forklift or pallet vehicle). In re claim 14, with reference to the Figs. Noted above, Meissen in view of Overkamp, Goodrich and Schmidt, Sr. et al. discloses the claimed invention including wherein the storage container comprises lower and upper stacking interfaces (41, 52, see Fig. 1 and 3) for allowing the storage container to be stacked in a stack together with other storage containers. In re claim 15 with reference to the Figs. Noted above, Meissen in view of Overkamp, Goodrich and Schmidt, Sr. et al. discloses: A storage container, wherein the storage container comprises: a base; two first parallel side walls; two second parallel side walls perpendicular to the two first parallel side walls; a top opening; and two side openings, to allow one or more items to be unloaded from the storage container or loaded into the storage container through one of the side openings at an unloading station or at a loading station; wherein the storage container is provided with a restraint which is arranged to restrain movement of the one or more items from exiting through one of the side openings during transportation of the storage container to the unloading or loading station; wherein the restraint comprises a lip protruding upwardly from the base at a lower edge of one of the side openings and extending along the length of the lower edge of the side opening; wherein the lip has a height between .5 millimeters and 20 millimeters; wherein the storage container is configured to be received by a container carrier comprising carrier side walls, the carrier side walls having at least one carrier side wall opening aligned with at least one of the two side openings; and wherein the lip is inclined or curved in a direction perpendicular to the first parallel side and extends between the base and a lower edge of the at least one carrier side wall opening, the incline or curve of the lip facilitating pushing of the product items over the lip on unloading or loading (as in re claim 1 above). It has been held that a recitation with respect to the manner in which a claimed apparatus is intended to be employed (i.e. “for storing product items in an automated storage and retrieval system, the automated storage and retrieval system comprising a plurality of grid cells, each having a cell width between 30 centimeters and 150 centimeters”, and “wherein the storage container is configured to be received by a container carrier comprising carrier side walls, the carrier side walls having at least one carrier side wall opening”, and “to allow product items to be pushed over the lip at the unloading or loading station”) does not differentiate the claimed apparatus from a prior art apparatus (i.e. the claimed storage container) satisfying the claimed structural limitations. See MPEP 2114, II. Claim(s) 8, 9, 10, 17, 18, and 19 is/are rejected under 35 U.S.C. 103 as being unpatentable over Meissen in view of Overkamp, Goodrich and Schmidt, Sr. et al. as applied to claim 15 above, and further in view of Webb (of record). In re claim 17, with reference to Figs. 1-3, Meissen in view of Overkamp, Goodrich and Schmidt, Sr. et al. discloses the claimed invention including wherein the restraint comprises a lip protruding upwardly from the base at a lower edge of one of the side openings (as in re claim 1 above); but fails to disclose wherein the restraint comprises an elevatable floor movably connected to the base of the storage container by means of a plurality of legs accessible from below the storage container between: a lower position, arranged to restrain movement of the one or more items from exiting through one of the side openings during transportation of the storage container to the unloading or loading station; and an upper position, arranged not to restrain movement of one or more items from exiting through one of the side openings at the unloading or loading station, and wherein the elevatable floor comprises apertures and the storage container comprises friction increasing members positioned in the apertures, where: in the lower position, the elevatable floor is vertically aligned with, or lower than the friction increasing members; in the upper position, the elevatable floor is higher than the friction increasing members. However, with reference to Figs. 2-4, Webb discloses a floor assembly which comprises an elevatable floor (5) movably connected to the base of the storage container by means of a plurality of legs accessible from below the storage container (i.e. at elements 6 and 7) between: a lower position, arranged to restrain movement of the one or more items (see Fig. 4); and an upper position, arranged not to restrain movement of one or more items (see Fig. 2), and wherein the elevatable floor comprises apertures and the storage container comprises friction increasing members (3) positioned in the apertures, where; in the lower position, the elevatable floor is vertically aligned with, or lower than the friction increasing members (see Fig. 4); in the upper position, the elevatable floor is higher than the friction increasing members (See Fig. 2). [AltContent: arrow][AltContent: textbox (Stop)][AltContent: textbox (Lip, see in re claim 8)][AltContent: arrow] PNG media_image4.png 532 540 media_image4.png Greyscale Therefore, it would have been obvious to one of ordinary skill in the art at the time of the invention to have modified the floor of the apparatus of Meissen in view of Overkamp and Schmidt, Sr. et al. to have included an elevatable floor as taught by Webb for the purposes of facilitating movement of the contents of the container when desired and restraining the contents against movement when desired (columns 3-4, lines 60-2). In re claims 18 with reference to the Figs. Noted above, Meissen in view of Overkamp, Goodrich and Schmidt, Sr. et al. disclose the claimed invention including wherein the plurality of legs comprises a stop for limiting a vertical movement of the elevatable floor in relation to the base (See Fig. 3 above). In re claims 19 with reference to the Figs. Noted above, Meissen in view of Overkamp, Goodrich and Schmidt, Sr. et al. disclose the claimed invention except wherein the restraint comprises an elevatable floor movably connected to the storage container between: a lower position, arranged to restrain movement of the one or more items from exiting through one of the side openings during transportation of the storage container to the unloading or loading station; and an upper position, arranged not to restrain movement of one or more items from exiting through one of the side openings at the unloading or loading station, and wherein the elevatable floor comprises apertures and the storage container comprises friction increasing members positioned in the apertures, where; in the lower position, the elevatable floor is vertically aligned with, or lower than the friction increasing members; and in the upper position, the elevatable floor is higher than the friction increasing members. However, with reference to Figs. 2-4, Webb discloses a floor assembly which comprises an elevatable floor (5) movably connected to the base of the storage container by means of a plurality of legs accessible from below the storage container (i.e. at elements 6 and 7) between: a lower position, arranged to restrain movement of the one or more items (see Fig. 4); and an upper position, arranged not to restrain movement of one or more items (see Fig. 2), and wherein the elevatable floor comprises apertures and the storage container comprises friction increasing members (3) positioned in the apertures, where; in the lower position, the elevatable floor is vertically aligned with, or lower than the friction increasing members (see Fig. 4); in the upper position, the elevatable floor is higher than the friction increasing members (See Fig. 2). Therefore, it would have been obvious to one of ordinary skill in the art at the time of the invention to have modified the floor of the apparatus of Meissen in view of Overkamp, Goodrich and Schmidt, Sr. et al. to have included an elevatable floor as taught by Webb for the purposes of facilitating movement of the contents of the container when desired and restraining the contents against movement when desired (columns 3-4, lines 60-2). In re claims 8 and 9, with reference to Figs. 1-3, Meissen, Goodrich in view of Overkamp, Goodrich discloses the claimed invention except wherein the restraint comprises an elevatable floor movably connected to the storage container between a lower position, arranged to restrain movement of the one or more items from exiting through one of the side openings during transportation of the storage container to the unloading or loading station, and an upper position, arranged not to restrain movement of one or more items from exiting through one of the side openings at the unloading or loading station; wherein the elevatable floor comprises apertures and the storage container comprises friction increasing members positioned in the apertures, and: in the lower position, the elevatable floor is vertically aligned with, or lower than the friction increasing members; and in the upper position, the elevatable floor is higher than the friction increasing members. in the lower position, the elevatable floor is lower than the upwardly protruding lip; in the upper position, the elevatable floor is vertically aligned with, or higher than the upwardly protruding lip. However, with reference to Figs. 2-4, Webb discloses a floor assembly which comprises an elevatable floor (5) movably connected to the base of the storage container by means of a plurality of legs accessible from below the storage container (i.e. at elements 6 and 7) between: a lower position, arranged to restrain movement of the one or more items (see Fig. 4); and an upper position, arranged not to restrain movement of one or more items (see Fig. 2), and wherein the elevatable floor comprises apertures and the storage container comprises friction increasing members (3) positioned in the apertures, where; in the lower position, the elevatable floor is vertically aligned with, or lower than the friction increasing members (see Fig. 4); in the upper position, the elevatable floor is higher than the friction increasing members (See Fig. 2). Therefore, it would have been obvious to one of ordinary skill in the art at the time of the invention to have modified the floor of the apparatus of Meissen in view of Overkamp, Goodrich and Schmidt, Sr. et al. to have included an elevatable floor as taught by Webb for the purposes of facilitating movement of the contents of the container when desired and restraining the contents against movement when desired (columns 3-4, lines 60-2). In re claim 10 with reference to the Figs. Noted above, Meissen in view of Overkamp, Goodrich, Schmidt, Sr. et al. and Webb disclose the claimed invention including wherein the plurality of legs comprises a stop for limiting the vertical movement of the elevatable floor in relation to the base (see Fig. 3 above). Claim(s) 4 is/are rejected under 35 U.S.C. 103 as being unpatentable over Meissen in view of Overkamp, Goodrich and Schmidt, Sr. et al. as applied to claim 1 above, and further in view of US Patent No. 8,047,369 (Stahl hereinafter). In re claim 4, with reference to the Figs. Noted above, Meissen disclose the claimed invention except wherein the lip is movably connected to the base, and where the lip is configured to be in one of the following positions: an elevated position arranged to restrain movement of the one or more items from exiting through one of the side openings during transportation of the storage container to the unloading or loading station; a lowered position arranged not to restrain movement of one or more items at the unloading or loading station. However, with reference to Fig. 42, Stahl discloses a container (10) wherein a lip (196) is movably connected to a base, and where the lip is configured to be in one of the following positions: an elevated position arranged to restrain movement of the one or more items; a lowered position arranged not to restrain movement of one or more items (column 22, lines 19-30). PNG media_image5.png 278 582 media_image5.png Greyscale Therefore, it would have been obvious to one of ordinary skill in the art at the time of the invention to have modified the lip of Meissen in view of Overkamp, Goodrich and Schmidt, Sr. et al. to have included a movable side flap/lip as taught by Stahl for the purposes of facilitating transport and unloading of contents of the container as necessary (“side flap 196 is used to enclose baked goods in interior area 19 of basket 10 when transported. After basket 10 is located in the place where consumers will obtain the baked goods, side flap 196 is preferably moved from a closed position”, see Stahl, column 22, lines 19-30). Claim(s) 6 is/are rejected under 35 U.S.C. 103 as being unpatentable over Meissen in view of Overkamp, Goodrich and Schmidt, Sr. et al. as applied to claim 1 above, and further in view of US Patent No. 3,792,809 (Schneider et al. hereinafter). In re claim 6, with reference to the Figs. Noted above, Meissen in view of Overkamp, Goodrich and Schmidt, Sr. et al. disclose the claimed invention except wherein the restraint comprises a friction increasing material for increasing friction between the one or more product items and an upper surface of the base. However, with reference to Fig. 1, Schneider et al. discloses a storage tray which uses a restraint system wherein the restraint comprises a friction increasing material for increasing friction between one or more product items and an upper surface of a base (column 2, lines 3-8). Therefore, it would have been obvious to one of ordinary skill in the art at the time of the invention to have modified Meissen in view of Overkamp, Goodrich and Schmidt, Sr. et al. to have included friction increasing material as taught by Schneider et al. on the surface of the container for the purposes of preventing items from slipping about on the container (Schneider column 2, lines 3-8). Response to Arguments Applicant's arguments filed 9/23/2025 have been fully considered but they are moot in view of the new grounds of rejection necessitated by the amendment. Note, however, that in response to applicant's argument that Meissen in view of Overkamp and Schmidt Sr., et al. fail to disclose the intended use of the container in an unclaimed automated storage and retrieval system having cells of a certain size, a recitation of the intended use of the claimed invention must result in a structural difference between the claimed invention and the prior art in order to patentably distinguish the claimed invention from the prior art. If the prior art structure is capable of performing the intended use, then it meets the claim. Note that Applicant has not claimed that the storage container is to fit within the grid cell(s) of the automated system, or what, if any relationship there is between the container size and the storage system grid cell size in the claims. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to ANDREW T KIRSCH whose telephone number is (571)270-5723. The examiner can normally be reached Mon-Fri, 9a-5p EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Nathan Jenness can be reached at 571-270-5055. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ANDREW T KIRSCH/Primary Examiner, Art Unit 3733
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Prosecution Timeline

Show 9 earlier events
Mar 27, 2025
Response Filed
Jul 01, 2025
Final Rejection mailed — §103
Aug 29, 2025
Response after Non-Final Action
Sep 23, 2025
Request for Continued Examination
Oct 01, 2025
Response after Non-Final Action
Oct 24, 2025
Non-Final Rejection mailed — §103
Dec 12, 2025
Response Filed
Apr 27, 2026
Final Rejection mailed — §103 (current)

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