Prosecution Insights
Last updated: October 04, 2026
Application No. 18/306,609

WATER ELECTROLYSIS CATALYST

Non-Final OA §102§103§112
Filed
Apr 25, 2023
Examiner
ZIMMER, ANTHONY J
Art Unit
1794
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Uop LLC
OA Round
1 (Non-Final)
75%
Grant Probability
Favorable
1-2
OA Rounds
0m
Est. Remaining
95%
With Interview

Examiner Intelligence

Grants 75% — above average
75%
Career Allowance Rate
643 granted / 862 resolved
+9.6% vs TC avg
Strong +20% interview lift
Without
With
+20.5%
Interview Lift
resolved cases with interview
Typical timeline
2y 9m
Avg Prosecution
7 currently pending
Career history
870
Total Applications
across all art units

Statute-Specific Performance

§101
1.1%
-38.9% vs TC avg
§103
39.7%
-0.3% vs TC avg
§102
19.1%
-20.9% vs TC avg
§112
30.0%
-10.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 862 resolved cases

Office Action

§102 §103 §112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Applicant’s election without traverse of Group I, claims 1-10, in the reply filed on 6/22/2026 is acknowledged. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 5-6 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Regarding claim 5-6, the claims require molar percentages, but do not specify the basis on which the percentages are calculated, i.e. it is unclear of the percentages are of the total catalyst including oxygen, hydrogen, etc; only the metals; or the metals and boron. For purposes of examination, the percentage will be interpreted as of the total of the metals and boron since this appears to be most consistent with the specification. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-2 and 9-10 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Li et al., “Trace tungsten and iron-doped nickel hydroxide nanosheets for an efficient oxygen evolution reaction”, Sustainable Energy Fuels, 2020, 4, 2792-2799. Regarding claims 1-2, Li teaches a non-platinum group metal catalyst for oxygen evolution reaction which comprises a nickel-iron-tungsten oxyhydroxide having a layered double hydroxide structure. See the abstract. Regarding claim 9, Li teaches the use and thus insolubility of the OER catalyst in 1 M KOH solution which has a pH of 14. See page 2796 in the Oxygen evolution activity section. The catalyst would also be insoluble in neutral water since it does not dissolve in the more extreme pH of 14. Regarding claim 10, Li teaches disposing the catalyst on carbon cloth which is considered a porous transport material and/or membrane. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claims 1-5 and 9-10 are rejected under 35 U.S.C. 103 as being unpatentable over Stevens et al.; “Ternary Ni-Co-Fe oxyhydroxide oxygen evolution catalyst: Intrinsic activity trends, electrical conductivity, and electronic band structure”, Nano Research 2019, 12(9): 2288-2295; in view of Ahn et al., “Electrochemical oxidation of boron-doped nickel-iron layered double hydroxide for facile charge transfer in oxygen evolution electrocatalyst”, RSC Adv., 2021, 11, 8198-8206. Regarding claims 1-2, Stevens teaches nickel, iron, and cobalt containing oxyhydroxide oxygen evolution catalysts with LDH structure. See the abstract and Section 1. Stevens does not teach boron in the oxyhydroxide as claimed. However, it is known in the art to dope nickel- and iron- containing oxyhydroxides with boron. See the abstract of Ahn. One of ordinary skill in the art would have been motivated to perform a boronization on the product of Steven in view of the teachings of Ahn in order to enhance OER catalytic activity as disclosed by Ahn. Regarding claims 3-4, Stevens teaches various compositions including Ni0.54Co0.10Fe--0.36OOH which, when expressed in the form claimed, with other elements expressed with respect to one mole iron, is Ni1.5FeCo0.28O2.8(OH)2.8. See Figure 4(a) and associated text. Thus Stevens teaches a = 1.5, b = 0.28, d = 2.7, and e = 2.7. Stevens does not teach boron in the oxyhydroxide as required by the claim. However, when boronizing in view of Ahn, rendered obvious above, it would have been obvious to one of ordinary skill in the art to include a similar amount of boron with respect to nickel as taught by Ahn in order to achieve the disclosed enhancement of catalytic activity. Table S1 in Ahn shows a molar ratio of Ni:B of 1:0.013. When used in this ratio with nitrogen, the resulting product would be Ni1.5FeCo0.28B0.2O2.8(OH)2.8 with c = 0.20. The references do not discuss associated water, however, this water is an intrinsic characteristic of LDH structures and would be present in the required amount especially during or after use in the oxygen evolution reaction. Regarding claim 5, following the composition render obvious above, Ni1.5FeCo0.28B0.2O2.8(OH)2.8,, the catalyst of Stevens in view of Ahn would comprise about 50 molar % nickel, 9.4% cobalt, 34% iron, and 6.7% boron. Regarding claim 9, teaches use in an oxygen evolution reaction which takes place in water at alkaline pH values, and the catalyst must be insoluble in water. See the abstract. Regarding claim 10, Stevens teaches disposition on an electrode material. See Sections 2.1 and 2.2. The electrodes used appear to be non-porous and are not membranes. However, it is known to dispose OER catalyst on porous transport materials such as nickel foam. See the experimental section of Ahn. It would have been obvious to one of ordinary skill in the art to dispose the catalyst of Stevens on the nickel foam of Ahn with the motivation of increasing the surface area for use in OER. Allowable Subject Matter Claim 6 would be allowable if rewritten to overcome the rejection(s) under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), 2nd paragraph, set forth in this Office action and to include all of the limitations of the base claim and any intervening claims. The following is a statement of reasons for the indication of allowable subject matter: Claim 6 requires the catalyst to contain 10-45 mol. % nickel, 5-30% iron, 0.01-20% tungsten, molybdenum, cobalt, cerium, or mixtures thereof, and 0.01-20% boron. The closest prior art references Li et al., Stevens et al., and Ahn et al. do not teach or suggest the claimed composition. Stevens teaches various Ni:Fe:Co molar ratios, but since Ahn only teaches a ratio of Ni:B of 1:0.013, as discussed in the rejections above, the references cannot be combined to meet the compositional limitations. Any composition meeting the upper limits of each of the metals would need to comprise at least 5 molar % boron, an amount which is not motivated from the combination with Ahn, which at best would teach including 0.45 mole Ni x (0.013 mole B/mole Ni) = 0.006 moles or about 0.6 molar %. Claims 7-8 objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. The following is a statement of reasons for the indication of allowable subject matter: Claims 7 and 8 require surface areas greater than 50 m2/g and greater than 100 m2/g, respectively. None of the prior art references used in the rejections above teach or suggest the surface areas claimed. The catalysts of the prior art are also prepared using processes that are different than that used in the instant application, and thus cannot be said to inherently posses the claimed surface areas. Any inquiry concerning this communication or earlier communications from the examiner should be directed to ANTHONY J ZIMMER whose telephone number is (571)270-3591. The examiner can normally be reached Monday - Friday, 9:30 AM - 6 PM EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Alexa Neckel can be reached at 571-272-2450. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. ANTHONY J. ZIMMER Supervisory Patent Examiner Art Unit 1736 /ANTHONY J ZIMMER/Supervisory Patent Examiner, Art Unit 1736
Read full office action

Prosecution Timeline

Apr 25, 2023
Application Filed
Aug 11, 2026
Non-Final Rejection mailed — §102, §103, §112 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12715780
LEAD SULFIDE NANOCRYSTALS, PREPARATION METHOD AND USES THEROF
3y 5m to grant Granted Aug 25, 2026
Patent 12686621
METHOD FOR PRODUCING LITHIUM METAL COMPOSITE OXIDE
3y 5m to grant Granted Jul 21, 2026
Patent 12643800
PRODUCTION METHOD OF NIOBIUM(V) OXIDE NANOCRYSTALS
3y 2m to grant Granted Jun 02, 2026
Patent 12637357
PROCESS AND PLANT FOR PRODUCING METHANOL AND AMMONIA
4y 1m to grant Granted May 26, 2026
Patent 12637570
Solid Carbon Black Material, Preparation Thereof and Compositions and Articles Containing the Same
3y 3m to grant Granted May 26, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

1-2
Expected OA Rounds
75%
Grant Probability
95%
With Interview (+20.5%)
2y 9m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 862 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month