Prosecution Insights
Last updated: August 15, 2026
Application No. 18/307,256

COMPOSITIONS AND METHODS FOR ENHANCED GENE EXPRESSION

Non-Final OA §112
Filed
Apr 26, 2023
Priority
Mar 17, 2017 — provisional 62/472,892 +2 more
Examiner
NGUYEN, QUANG
Art Unit
1631
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
Adverum Biotechnologies Inc.
OA Round
2 (Non-Final)
38%
Grant Probability
At Risk
2-3
OA Rounds
9m
Est. Remaining
91%
With Interview

Examiner Intelligence

Grants only 38% of cases
38%
Career Allowance Rate
283 granted / 743 resolved
-21.9% vs TC avg
Strong +53% interview lift
Without
With
+53.0%
Interview Lift
resolved cases with interview
Typical timeline
4y 0m
Avg Prosecution
58 currently pending
Career history
809
Total Applications
across all art units

Statute-Specific Performance

§101
2.3%
-37.7% vs TC avg
§103
38.5%
-1.5% vs TC avg
§102
13.3%
-26.7% vs TC avg
§112
31.6%
-8.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 743 resolved cases

Office Action

§112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after allowance or after an Office action under Ex Parte Quayle, 25 USPQ 74, 453 O.G. 213 (Comm'r Pat. 1935). Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, prosecution in this application has been reopened pursuant to 37 CFR 1.114. Applicant's submission filed on 05/01/2026 has been entered. Claims 21-33 and 35-40 are pending in the present application, and they have been allowed in the Notice of Allowability dated 02/04/2026 (including Examiner’s Amendment to claims 35 and 40). The IDSs filed on 05/01/2026 and 05/06/2026 have been considered by the Examiner. None of the cited references alone or in combination that are cited in these newly submitted IDSs teach or fairly suggest a non-naturally occurring polynucleotide cassette comprising in 5’ to 3’ order the elements (a)-(h) as recited in independent claim 21; a recombinant virus comprising the same polynucleotide cassette; and a pharmaceutical composition comprising the same recombinant virus. Moreover, the claimed polynucleotide cassette (designated as Cassette No. 14 in the present application) exhibits an unexpected and improved property with a consistently high expression level of a secretory protein in at least HeLa cells, HEK293 cells and transduced pig retinal explants over tested similar Cassette Nos. 15-17 (see at least paragraphs [0046]-[0049], and particularly FIGs. 1-4). However, upon further consideration although claims 21-32 and 35-40 are still allowable, there is a 112(b) issue with claim 33. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claim 33 is rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Claim 33 is vague and indefinite in that the metes and bounds of the term “derived from” are unclear. It is unclear the nature and number of steps required to obtain a capsid protein derivative of “the AAV variant 7m8 capsid protein”. The term implies a number of different steps that may or may not result in a change in the functional characteristics of the capsid protein from the source. Moreover, there is no definition of the term “derived from” in the present application. It would be remedial to amend the claim language to use the term “obtained from”, which implies a more direct method of acquiring the capsid protein. Conclusions Claims 21-32 and 35-40 are allowed. Any inquiry concerning this communication or earlier communications from the examiner should be directed to Quang Nguyen, Ph.D., at (571) 272-0776. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s SPE, James Douglas (Doug) Schultz, Ph.D., may be reached at (571) 272-0763. To aid in correlating any papers for this application, all further correspondence regarding this application should be directed to Group Art Unit 1633; Central Fax No. (571) 273-8300. Any inquiry of a general nature or relating to the status of this application or proceeding should be directed to (571) 272-0547. Patent applicants with problems or questions regarding electronic images that can be viewed in the Patent Application Information Retrieval system (PAIR) can now contact the USPTO’s Patent Electronic Business Center (Patent EBC) for assistance. Representatives are available to answer your questions daily from 6 am to midnight (EST). The toll-free number is (866) 217-9197. When calling please have your application serial or patent number, the type of document you are having an image problem with, the number of pages and the specific nature of the problem. The Patent Electronic Business Center will notify applicants of the resolution of the problem within 5-7 business days. Applicants can also check PAIR to confirm that the problem has been corrected. The USPTO’s Patent Electronic Business Center is a complete service center supporting all patent business on the Internet. The USPTO’s PAIR system provides Internet-based access to patent application status and history information. It also enables applicants to view the scanned images of their own application file folder(s) as well as general patent information available to the public. /QUANG NGUYEN/Primary Examiner, Art Unit 1631
Read full office action

Prosecution Timeline

Apr 26, 2023
Application Filed
Jul 14, 2025
Non-Final Rejection mailed — §112
Sep 24, 2025
Response Filed
Jan 26, 2026
Examiner Interview (Telephonic)
May 01, 2026
Request for Continued Examination
May 06, 2026
Response after Non-Final Action
Aug 05, 2026
Non-Final Rejection mailed — §112 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12697350
METHODS AND COMPOSITIONS FOR TREATING A PREMATURE TERMINATION CODON-MEDIATED DISORDER
4y 3m to grant Granted Aug 04, 2026
Patent 12680074
ANTIGEN PRESENTING T CELLS, SENSITIZED, MANUFACTURED T CELLS AND METHODS OF TREATMENT USING THE SAME
3y 8m to grant Granted Jul 14, 2026
Patent 12680076
METHODS FOR ENGINEERING ALLOGENEIC AND HIGHLY ACTIVE T CELL FOR IMMUNOTHERAPHY
3y 8m to grant Granted Jul 14, 2026
Patent 12673116
COMPOSITIONS AND METHODS FOR TREATING NON-AGE-ASSOCIATED HEARING IMPAIRMENT IN A HUMAN SUBJECT
5y 3m to grant Granted Jul 07, 2026
Patent 12655427
Recombinant Adeno-Associated Virus Delivery of Exon 2-Targeted U7SNRNA Polynucleotide Constructs
4y 6m to grant Granted Jun 16, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

2-3
Expected OA Rounds
38%
Grant Probability
91%
With Interview (+53.0%)
4y 0m (~9m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 743 resolved cases by this examiner. Grant probability derived from career allowance rate.

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