Prosecution Insights
Last updated: July 17, 2026
Application No. 18/311,671

SUPERFICIALLY POROUS MATERIALS COMPRISING A COATED CORE HAVING NARROW PARTICLE SIZE DISTRIBUTION; PROCESS FOR THE PREPARATION THEREOF; AND USE THEREOF FOR CHROMATOGRAPHIC SEPARATIONS

Non-Final OA §103
Filed
May 03, 2023
Priority
Mar 06, 2016 — provisional 62/304,261 +4 more
Examiner
PEO, KARA M
Art Unit
1777
Tech Center
1700 — Chemical & Materials Engineering
Assignee
WATERS TECHNOLOGIES Corporation
OA Round
2 (Non-Final)
42%
Grant Probability
Moderate
2-3
OA Rounds
1y 2m
Est. Remaining
82%
With Interview

Examiner Intelligence

Grants 42% of resolved cases
42%
Career Allowance Rate
148 granted / 351 resolved
-22.8% vs TC avg
Strong +40% interview lift
Without
With
+39.6%
Interview Lift
resolved cases with interview
Typical timeline
4y 5m
Avg Prosecution
30 currently pending
Career history
406
Total Applications
across all art units

Statute-Specific Performance

§101
4.6%
-35.4% vs TC avg
§103
78.7%
+38.7% vs TC avg
§102
6.0%
-34.0% vs TC avg
§112
2.7%
-37.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 351 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Status Claims 1-20 are pending. Claims 4-5 are withdrawn. Information Disclosure Statement The information disclosure statement filed 05/03/2023 fails to comply with 37 CFR 1.98(a)(2), which requires a legible copy of each cited foreign patent document; each non-patent literature publication or that portion which caused it to be listed; and all other information or that portion which caused it to be listed. It has been placed in the application file, but the information referred to therein has not been considered. Foreign Reference 8 is not considered because there is no reference in the file. Regarding Foreign Reference 8, the Applicant cited to Application 16082803 and an IDS dated April 12, 2021. The Examiner notes there is no IDS which has this date in this application. Claim Interpretation The term “substantially nonporous” is interpreted in light of the instant specification at paragraph [0183] as a material which is impermeable or otherwise functions as a nonporous material; such as having a pore volume of less than about 0.10 cc/g or fully nonporous material. Claim Rejections - 35 USC § 103 The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. Claims 1-3 and 6-20 are rejected under 35 U.S.C. 103 as being unpatentable over WO2014201033 by Wyndham et al. (Wyndham). In regard to claim 1, Wyndham teaches a superficially porous material (pg. 22; pg. 33). Wyndham teaches a substantially nonporous core material consisting of silica (pg. 22-24, substantially nonporous inorganic/organic core, silica; pg. 33, substantially nonporous core material is silica). Wyndham teaches a substantially nonporous core coating material disposed on the surface of the substantially nonporous core (pg. 22, substantially nonporous core material is silica coated with an inorganic/organic hybrid surrounding material; core is a composite material; pg. 33-34; pg. 10). Wyndham teaches the substantially nonporous core coating material comprises alumina, titanium oxide, zirconium oxide, cerium oxide, or a combination (pg. 37). Wyndham teaches one or more layers of a porous shell material disposed on the substantially nonporous core coating material (pg. 22, one or more layers of a porous shell material surrounding the core, porous shell layer (on a superficially porous core); pg. 33). It would be readily apparent to one of ordinary skill in the art that features from different embodiments because they are all directed towards superficially porous particles. See also Boston Scientific v. Cordis, 89 USPQ.2d 1704, 1712 (Fed. Cir. 2009). Combining two embodiments disclosed adjacent to each other in a prior art patent does not require a leap of inventiveness. In regard to claim 2, Wyndham teaches more than one layer of the porous shell material wherein each layer is independently selected from an inorganic/organic hybrid material, silica, or mixtures thereof (pg. 22; pg. 33; pg. 37). In regard to claim 3, Wyndham teaches the inorganic/organic hybrid material has the formula I and required variables (pg. 38, hybrid layer material). In regard to claim 6, Wyndham teaches improved chemical stability to high pH mobile phases as compared to an unbonded, superficially porous silica particles of the same size (pg. 46). In regard to claim 7, Wyndham teaches further surface modification by coating with a polymer (pg. 47-48). Regarding limitations recited in claims 8-9 and 12, which are directed to method of making said superficially porous material (e.g. “wherein substantially nonporous core coating material is derived from…silica core” (claim 8); “wherein each layer of the porous shell material is applied using a polyelectrolyte or a chemically degradable polymer” (claim 9); “wherein the one or more layers of the porous shell material are formed in a layer-by-layer process using alternating additions of polyelectrolyte and silica sol”) it is noted that said limitations are not given patentable weight in the product claims. Even though a product-by-process is defined by the process steps by which the product is made, determination of patentability is based on the product itself and does not depend on its method of production. In re Thorpe, 777 F.2d 695, 227 USPQ 964 (Fed. Cir. 1985). As the court stated in Thorpe, 777 F.2d at 697, 227 USPQ at 966 (The patentability of a product does not depend on its method of production. In re Pilkington, 411 F.2d 1345, 1348, 162 USPQ 145, 147 (CCPA 1969). If the product in a product-by-process claim is the same or obvious as the product of the prior art, the claim is unpatentable even though the prior art product was made by a different process.). See MPEP 2113 and 2114. Therefore, since the superficially porous material as recited in claims 8-9 and 12 is the same as the superficially porous material disclosed by modified Wyndham, as set forth above, the claim is unpatentable. In re Marosi, 710 F2d 798, 802, 218 USPQ 289, 292 (Fed. Cir. 1983). In regard to claim 9, Wyndham teaches more than one layer of porous shell material (pg. 36). In regard to claim 10, Wyndham teaches the initial superficially porous particles contains >90 molar % silica (pg. 77). In regard to claim 11, Wyndham teaches the one or more layers of the porous shell material are porous silica (pg. 36). In regard to claim 13, Wyndham teaches each of the one or more layers of the porous shell material is independently from 0.05 to 5 µm in thickness as measured perpendicular to a surface of the substantially nonporous core material (pg. 36). In regard to claim 14, Wyndham teaches each of the one or more layers of the porous shell material is independently from 0.06 to 1 µm in thickness as measured perpendicular to a surface of the substantially nonporous core material (pg. 36). In regard to claim 15, Wyndham teaches the substantially nonporous core material has a total pore volume of less than about 0.1 cc/g (pg. 22). In regard to claim 16, Wyndham teaches the substantially nonporous core coating material has a total pore volume of less than about 0.1 cc/g (pg. 47). In regard to claim 17, Wyndham teaches the substantially nonporous core coating consists of zirconium oxide (pg. 37). In regard to claim 18, Wyndham teaches the substantially nonporous core coating consists of alumina (pg. 37). In regard to claim 19, Wyndham teaches the substantially nonporous core coating consists of titanium oxide (pg. 37). In regard to claim 20, Wyndham teaches the substantially nonporous core coating consists of cerium oxide (pg. 37). Response to Arguments Applicant’s arguments with respect to claims have been considered but are moot because the new ground of rejection does not rely on any reference applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to KARA M PEO whose telephone number is (571)272-9958. The examiner can normally be reached 9 to 5:30. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Claire Wang can be reached at 571-270-1051. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /KARA M PEO/Primary Examiner, Art Unit 1777
Read full office action

Prosecution Timeline

May 03, 2023
Application Filed
Sep 02, 2025
Non-Final Rejection mailed — §103
Dec 19, 2025
Response Filed
Apr 22, 2026
Final Rejection mailed — §103
Jun 22, 2026
Response after Non-Final Action

Precedent Cases

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PARALLEL SEPARATION SYSTEM
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Patent 12636594
CONTINUOUS PURIFICATION DEVICE
1y 7m to grant Granted May 26, 2026
Patent 12623205
SUPERFICIALLY POROUS MATERIALS COMPRISING A SUBSTANTIALLY NONPOROUS HYBRID CORE HAVING NARROW PARTICLE SIZE DISTRIBUTION
3y 7m to grant Granted May 12, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

2-3
Expected OA Rounds
42%
Grant Probability
82%
With Interview (+39.6%)
4y 5m (~1y 2m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 351 resolved cases by this examiner. Grant probability derived from career allowance rate.

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